2017 RCC Credit Worksheet (Please use to keep track of sessions attended) ICB- CRCM ICB- CAFP

Transcription

1 Sunday, June 11, :00 am 11:30 pm DEEP DIVE SESSIONS - Series 1 - Compliance Risk Management Series Deep Dive 1A: Are You in Alignment? Fortifying Your Compliance Management Ecosystem for Success Through the Three Lines of Defense (Medium/Large Bank) Deep Dive 1B: Governance Risk and Compliance (GRC) - Roles, Responsibilities and Reporting (Community Bank) Deep Dive 1C: Third Party Risk Deep Dive 1D: Engaging in the Digital Marketing Age #BankBrand #AmICompliant?... Deep Dive 1E: Lifecycle of a Product Deep Dive 1F: Monitoring and Testing: Practical Approaches to Meeting Ever Changing Expectations Deep Dive 1G: Identifying Trends in Complaint Data 1:30 3:00 PM 3:15 pm - 4:30 pm Deep Dive Sessions - Series 2 - Compliance Risk Management Series- Repeated from Deep Dive Series 1 Deep Dive 2A: Are You in Alignment? Fortifying - Repeated from Deep Dive 1A Deep Dive 2B: Governance Risk and Compliance (GRC) - Repeated from Deep Dive 1B Deep Dive 2C: Third Party Risk Management - Repeated from Deep Dive 1C Deep Dive 2D: Engaging in the Digital Marketing Age #BankBrand -Repeated from Deep Dive 1D Deep Dive 2E: Lifecycle of a Product - Repeated from Deep Dive 1E Deep Dive 2F: Monitoring and Testing: Practical - Repeated from Deep Dive 1F Deep Dive 2G: Identifying Trends in Complaint Data - Repeated from Deep Dive 1G CONCURRENT SESSIONS - Series 1 1A: CDD/Beneficial Ownership: Preparing to Implement the Customer Due Diligence/Beneficial Ownership Rule While Remaining Compliant Today 1B: Don't Flat Line! The Right Compliance Indicators to Sustain Success (and CMS Health!) C: Gearing Up for the Next Round of CFPB Mortgage Servicing Amendments

2 1D: Litigation Update for Compliance Officers: Court Decisions Impacting Your Bank 1E: Update on UDAAP Gaps: From Deposit Reconciliation and Thresholds to Overdraft 1F: RESPA Section 8: Practical Response to Current Regulatory Concerns G: Navigating the Intersection of the 2nd and 3rd Lines of Defense H: Lending to Servicemembers: A Roadmap to Complying with SCRA and MLA 1I: This is Not Your Grandmother's Redlining Review J: HMDA: When Given Lemons, Make Lemonade 4:45-6:00pm GENERAL SESSION: Compliance Hot Topics Roundtable Monday, June 12, :15 am - 9:30 am 10:30 am - 11:45 pm GENERAL SESSION: Conduct Risk: An Outsider s Inside View-A Keynote Address CONCURRENT SESSIONS - Series 2 CS-2A: CDD/Beneficial Ownership: Preparing to Implement the Customer Due Diligence/Beneficial Ownership Rule -Repeated from 1A CS-2B: Training the Board - For Community Bankers CS-2C: Gearing Up for the Next Round of CFPB Mortgage Servicing Amendments - Repeated from 1C CS-2D: Navigating the Intersection of the 2nd and 3rd Lines of Defense -Repeated from 1G CS-2E: This is Not Your Grandmother's Redlining Review -Repeated from 1I CS-2F: Credit Reporting: Strategies for Getting It Right! CS-2G: Approaching $10B? The Final Countdown CS-2H: Lending to Service Members: A Roadmap to Complying with SCRA and MLA -Repeated from 1H CS-2I: Managing the Beast of Project Management CS-2J: Sales Culture Compliance: Monitoring and Controls

3 11:45 1:45 pm 2:45pm - 4:00 pm 4:00-5:15 pm SEATED LUNCHEON WITH SPEAKER- How to be a Wildly Effective Compliance Officer CONCURRENT SESSIONS: Series 3 CS-3A: Hot Topics in Fair and Responsible Lending CS-3B: Don't Flat Line! The Right Compliance Indicators to Sustain Success (and CMS Health!) -Repeated from 1B CS-3C: Training the Board - For Community Bankers - Repeated from 2B CS-3D: Litigation Update for Compliance Officers: Court Decisions Impacting Your Bank -Repeated from 1D CS-3E: Update on UDAAP Gaps: From Deposit Reconciliation and Thresholds to Overdraft -Repeated from 1E CS-3F: Knowing Your Customer and Non-traditional Businesses CS-3G: Guarding Seniors From Financial Abuse and Exploitation CS-3H: HMDA: When Given Lemons, Make Lemonade - Repeated from 1J CS-3I: Managing the Beast of Project Management - Repeated from 2I CS-3J: Sales Culture Compliance: Monitoring and Controls -Repeated from 2J Flash Sessions - Series 1: The Latest from Washington, DC Flash 1A: Flood Rules: What's New? Flash 1B: Update on the Prepaid Rule Flash 1C: TCPA: Current Rules and Prospects for Reforms Flash 1D: What's New (or Old!) in E-Sign Flash 1E: Debt Collection Update Flash 1F: BSA/AML/OFAC Hot Topics Flash 1G: HR Compliance Priorities Flash 1H: Regulatory Concerns in Social Media Compliance Flash 1I: Regulating the Regulators: Will the Executive Orders and Memos Bring Change? Flash 1J: Mortgage Lending Update

4 Tuesday, June 13, :30am - 9:45 am 10:15 11:30 pm 1:00 pm - 2:15 pm The Future of Reg Tech - A Dialogue Between: Gene Ludwig, Founder and Chief Executive Officer, Promontory Financial Group and Alistair Rennie, General Manager, Solutions, IBM Analytics CONCURRENT SESSIONS CS-4A: Fraud Risk Trends for Compliance Officers CS-4B: Update on Mortgage Lending Issues CS-4C: Hot Topics in Fair and Responsible Lending - Repeated from 3A CS-4D: Data Mining and Monitoring CS-4E: Knowing Your Customer and Non-traditional Businesses - Repeated from 3F CS-4F: Credit Reporting: Strategies for Getting It Right! -Repeated from 2F CS-4G: Check Up on ADA CS-4H: Root Cause Analysis Isn't as Painful as a Root Canal! CS-4I: Yes Commercial Lender, Compliance Regulations Apply to You - A Second CS-4J: Model Risk Management CONCURRENT SESSIONS - Series 5 CS-5A: Fraud Trends for Compliance Officers - Repeated from 4A CS-5B: Update on Mortgage Lending Issues -Repeated from 4B CS-5C: RESPA Section 8: Practical Response to Current Regulatory -Repeated from 1F CS-5D: Guarding Seniors From Financial Abuse and Exploitation - Repeated from 3G CS-5E: Check Up on ADA - Repeated from 4G CS-5F: Approaching $10B? The Final Countdown - Repeated from 2G CS-5G: Data Mining and Monitoring -Repeated from 4D CS-5H: Root Cause Analysis Isn't as Painful as a Root Canal! -Repeated from 4H CS-5I: Yes Commercial Lender, Compliance Regulations Apply to You - A Second Line Approach - Repeated from 4I CS-5J: Model Risk Management -Repeated from 4J

5 3:15 pm - 4:00 pm Flash Sessions - Series 2 Flash 2A: Flood Rules: What's New? -Repeated from Flash 1A Flash 2B: Update on the Prepaid Rule - Repeated from Flash 1B Flash 2C: TCPA: Current Rules and Prospects for Reforms - Repeated from Flash 1C Flash 2D: What's New (or Old!) in E-Sign - Repeated from Flash 1D Flash 2E: Debt Collection Update -Repeated from Flash 1E Flash 2F: BSA/AML/OFAC Hot Topics - Repeated from Flash 1F Flash 2G: HR Compliance Priorities - Repeated from Flash 1G Flash 2H: Regulatory Concerns in Social Media Compliance - Repeated from Flash 1H Flash 2I: Regulating the Regulators: Will the Executive Orders and Memos Bring Change? - Repeated from Flash 1I Flash 2J: Mortgage Lending Update - Repeated from Flash 1J Wednesday, June 14, :30 am - 9:30 am 9:45 am - 11:00 am 11:15 am - 12:15 pm GENERAL SESSION-Legislative Forecast: What Does the Trump Administration Mean for Compliance? GENERAL SESSION: Regulatory Roundtable CLOSING GENERAL SESSION-What to Tell Your CEO When You Return Home ICB CE Credit Total-Please add credits for the sessions you attended and submit on your CE Manager record at aba.csod.com The Pre-Conference Workshop has been approved for 6.75 & 3.75 credits (not included in totals and should be submitted separately) Total for the Pre-Conference Workshop- 6.5 credits (Management Advisory Services) Maximum for the Regulatory Compliance Conference (not including workshop) - 18 credits