"COPY FOR PUBLIC INSPECTION" Return of Private Foundation

Transcription

1 Form 990-PF Department of the Treasury nternal Revenue Servie Return of Private Foundation OMB No or Setion 4947(a)(1) Trust Treated as Private Foundation Do not enter Soial Seurity numers on this form as it may e made puli. À¾µ nformation aout Form 990-PF and its separate instrutions is at Open to Puli nspetion For alendar year 01 or tax year eginning, 01, and ending, 0 Name of foundation A Employer identifiation numer Numer and street (or P.O. ox numer if mail is not delivered to street address) Room/suite B Telephone numer (see instrutions) City or town, state or provine, ountry, and ZP or foreign postal ode m m m m m m m C f exemption appliation is pending, hek here PALO ALTO, CA 9404 G Chek all that apply: nitial return nitial return of a former puli harity D 1. Foreign organizations, hek here m Final return Amended return. Foreign organizations meeting the Address hange Name hange 85% test, hek here and attah omputation m m m m m m m m m H Chek type of organization: Setion 501()() exempt private foundation E f private foundation status was terminated Setion 4947(a)(1) nonexempt haritale trust Other taxale private foundation under setion 507()(1)(A), hek here m Fair market value of all assets at J Aounting method: Cash Arual F f the foundation is in a 60-month termination end of year (from Part, ol. (), line Other (speify) under setion 507()(1)(B), hek here m 16) $ 6,417,8,60. (Part, olumn (d) must e on ash asis.) Part Analysis of Revenue and Expenses (The (d) Disursements (a) Revenue and total of amounts in olumns (), (), and (d) () Net investment () Adjusted net for haritale expenses per may not neessarily equal the amounts in inome inome purposes olumn (a) (see instrutions).) ooks (ash asis only) 1 Contriutions, gifts, grants, et., reeived (attah shedule) 10,75. if the foundation is not required to Chek attah Sh. B m m m m m m m m m nterest on savings and temporary ash investments Revenue Operating and Administrative Expenses GORDON E. & BETTY. MOORE FOUNDATON PAGE MLL ROAD 4 Dividends and interest from seurities 5 a Gross rents m m m m m m m m m m m m m m m m m Net rental inome or (loss) 6 a Net gain or (loss) from sale of assets not on line 10 Gross sales prie for all assets on line 6a 7 Capital gain net inome (from Part V, line ) m 8 Net short-term apital gain m m m m m m m m m m 9 nome modifiations m 10 a Gross sales less returns and allowanes m m m m Less: Cost of goods sold m Gross profit or (loss) (attah shedule) 11 Other inome (attah shedule) ATCH 1 1 Total. Add lines 1 through 11 m m m m m m 1 Compensation of offiers, diretors, trustees, et. 14 Other employee salaries and wages 15 Pension plans, employee enefits 16 a Legal fees (attah shedule) ATCH m m m Aounting fees (attah shedule) ATCH m m m Other professional fees (attah shedule) * 17 nterest m m m m m m m m m m m m m 18 Taxes (attah shedule) (see instrutions) ATCH m m m m 5m 19 Depreiation (attah shedule) and depletion 0 Oupany m m m m m m m m m m m 1 Travel, onferenes, and meetings Printing and puliations m m m m Other expenses (attah shedule) ATCH m m m m6m m 4 Total operating and administrative expenses. Add lines 1 through m m m 5 Contriutions, gifts, grants paid m m m m m m m 6 Total expenses and disursements. Add lines 4 and 5 7 Sutrat line 6 from line 1: 561,79,074. a Exess of revenue over expenses and disursements m m Net investment inome (if negative, enter -0-) Adjusted net inome (if negative, enter -0-) m m 16, ,70,67. 10,870,45. 57,681,45. 41,767, ,185,98. 11,619. (650) ,514,19.,961, ,418, ,5, ,619.,08,81. 1,97,8. 1,6,15. 17,01,69. 4,98,161. 1,88,848. 4,91, ,711.,65, , ,99. 57, ,57. 81,0. 70,07. 14,,097. 8,14,501. 5,956, ,75,470. 1,815, ,119. 1,11,17. 41, ,774.,517, ,718.,644,568. 4,15. 5,9. 57,174. 1,60,70. 16,706. 1,15,986. For Paperwork Redution At Notie, see instrutions. E S "COPY FOR PUBLC NSPECTON" 64,17, ,50,001. 8,8, ,757,. 7,64,18. 0,074,4. 17,50, ,96, ,4, ,09,614. *ATCH 4 11,619.

2 Page Attahed shedules and amounts in the Beginning of year End of year Part Balane Sheets desription olumn should e for end-of-year amounts only. (See instrutions.) (a) Book Value () Book Value () Fair Market Value Assets Liailities Net Assets or Fund Balanes 1 Cash - non-interest-earing m m m m m m m Savings and temporary ash investments m m m m m m m m m m m Aounts reeivale Less: allowane for doutful aounts 4 Pledges reeivale Less: allowane for doutful aounts 5 Grants reeivale m m m m m m m m m m m m m m m m m m m m m m 6 Reeivales due from offiers, diretors, trustees, and other disqualified persons (attah shedule) (see instrutions) m m m m 7 Other notes and loans reeivale (attah shedule) Less: allowane for doutful aounts 8 nventories for sale or use m m m m m m 9 Prepaid expenses and deferred harges m m m m m m m m m m 10 a nvestments - U.S. and state government oligations (attah shedule) nvestments - orporate stok (attah ATCH m 8 nvestments - orporate onds (attah shedule)match m m m m9m m m 11 nvestments - land, uildings, and equipment: asis Less: aumulated depreiation (attah shedule) 1 nvestments - mortgage loans m m m 1 nvestments - other (attah shedule) m m m m m ATCH m m m m 10 m m m m 14 Land, uildings, and equipment: asis 67,751,987. Less: aumulated depreiation (attah shedule) 15 Other assets (desrie ATCH 11 ) 16 Total assets (to e ompleted y all filers - see the instrutions. Also, see page 1, item ) m m 17 Aounts payale and arued expenses 18 Grants payale m 19 Deferred revenue m m m m m m m m m m m m m m m m m m m m m 0 Loans from offiers, diretors, trustees, and other disqualified persons 1 Mortgages and other notes payale (attah shedule) m m m m m Other liailities (desrie ATCH 1 ) Total liailities (add lines 17 through ) m m m m m m m m m m m Foundations that follow SFAS 117, hek here m and omplete lines 4 through 6 and lines 0 and 1. 4 Unrestrited m m m m m 5 Temporarily restrited m m m m m m m m m m m m m m m m m m m m 6 Permanently restrited Foundations that do not follow SFAS 117, m m m hek here and omplete lines 7 through 1. 7 Capital stok, trust prinipal, or urrent funds m m m m 8 Paid-in or apital surplus, or land, ldg., and equipment fund m m m 9 Retained earnings, aumulated inome, endowment, or other funds 0 Total net assets or fund alanes (see instrutions) m m m m m m 1 Total liailities and net assets/fund alanes (see instrutions) m m m m m m m m m m m m m m m m m m m m m m m m m 5,697,58,06. 6,417,8,60. Part Analysis of Changes in Net Assets or Fund Balanes 1 Total net assets or fund alanes at eginning of year - Part, olumn (a), line 0 (must agree with end-of-year figure reported on prior year's return) GORDON E. & BETTY. MOORE FOUNDATON ,997,79. 16,89,57. 16,89, , ,49. 79,49. ** 558,976, ,98, ,98,15. ATCH 70,857, ,0,5. 745,0,5. ATCH 46,50. 46,50. 4,086,68,99. 4,589,7,14. 4,589,7,14.,81,75. 44,154,17. 45,470,5. 45,470,5. 6,405, ,675, ,675,189. 5,697,58,06. 6,417,8,60. 6,417,8,60. 9,069,95. 10,674,749. 8,074,715. 1,499,55. 5,09, ,016,57. 5,7, ,190,811. 5,645,00,558. 6,57,64,809. 5,645,00,558. 6,57,64,809. Enter amount from Part, line 7a m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 5,645,00, ,4,981. Other inreases not inluded in line (itemize) ATCH 1 61,78,70. Add lines 1,, and m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 4 6,57,64,809. Dereases not inluded in line (itemize) 5 Total net assets or fund alanes at end of year (line 4 minus line 5) - Part, olumn (), line 0 m m m m 6 6,57,64,809. **ATCH 7 E S

3 Page Part V 1a d e a d e a d e Capital Gains and Losses for Tax on nvestment nome (e) Gross sales prie (a) List and desrie the kind(s) of property sold (e.g., real estate, -story rik warehouse; or ommon stok, 00 shs. MLC Co.) SEE PART V SCHEDULE (f) Depreiation allowed (or allowale) (g) Cost or other asis plus expense of sale Complete only for assets showing gain in olumn (h) and owned y the foundation on 1/1/69 (i) F.M.V. as of 1/1/69 GORDON E. & BETTY. MOORE FOUNDATON (j) Adjusted asis as of 1/1/69 (k) Exess of ol. (i) over ol. (j), if any f gain, also enter in Part, line 7 Capital gain net inome or (net apital loss) $ f (loss), enter -0- in Part, line 7 & Net short-term apital gain or (loss) as defined in setions 1(5) and (6): f gain, also enter in Part, line 8, olumn () (see instrutions). f (loss), enter -0- in & Part, line 8 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m () How aquired P - Purhase D - Donation Part V Qualifiation Under Setion 4940(e) for Redued Tax on Net nvestment nome (For optional use y domesti private foundations sujet to the setion 4940(a) tax on net investment inome.) () Date aquired (mo., day, yr.) (h) Gain or (loss) (e) plus (f) minus (g) (d) Date sold (mo., day, yr.) (l) Gains (Col. (h) gain minus ol. (k), ut not less than -0-) or Losses (from ol. (h)) 17,185,98. 0 f setion 4940(d)() applies, leave this part lank. Was the foundation liale for the setion 494 tax on the distriutale amount of any year in the ase period? f "Yes," the foundation does not qualify under setion 4940(e). Do not omplete this part. 1 Enter the appropriate amount in eah olumn for eah year; see the instrutions efore making any entries. (a) () () (d) Base period years Distriution ratio Calendar year (or tax year eginning in) Adjusted qualifying distriutions Net value of nonharitale-use assets (ol. () divided y ol. ()) ,717,649. 6,59,4. 68,944,68. 5,119, ,10,478. 5,5,150,89. 5,58,09,089. 5,449,464,040. 4,86,146,65. 5,45,805, m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Total of line 1, olumn (d) Average distriution ratio for the 5-year ase period - divide the total on line y 5, or y the numer of years the foundation has een in existene if less than 5 years 4 Enter the net value of nonharitale-use assets for 01 from Part, line Multiply line 4 y line 5 6 Enter 1% of net investment inome (1% of Part, line 7) 6 7 Add lines 5 and Enter qualifying distriutions from Part, line ,914,95. f line 8 is equal to or greater than line 7, hek the ox in Part V, line 1, and omplete that part using a 1% tax rate. See the Part V instrutions. E S Yes ,11,7, ,669,467.,970,96. 05,69,76. No

4 Page 4 Part V Exise Tax Based on nvestment nome (Setion 4940(a), 4940(), 4940(e), or see instrutions) 1a Exempt operating foundations desried in setion 4940(d)(), hek here and enter "N/A" on line 1. m m m 7 Date of ruling or determination letter: (attah opy of letter if neessary - see instrutions) here and enter 1% of Part, line 7 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Domesti foundations that meet the setion 4940(e) requirements in Part V, hek 1 All other domesti foundations enter % of line 7. Exempt foreign organizations enter 4% of 9 Part, line 1, ol. (). Tax under setion 511 (domesti setion 4947(a)(1) trusts and taxale foundations only. Others enter -0-) m m m Add lines 1 and m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 4 Sutitle A (inome) tax (domesti setion 4947(a)(1) trusts and taxale foundations only. Others enter -0-) 4 5 Tax ased on investment inome. Sutrat line 4 from line. f zero or less, enter -0- m m m m m m m m m m m m m 5 6 Credits/Payments: a 01 estimated tax payments and 01 overpayment redited to 01 6a 6,57,77. Exempt foreign organizations - tax withheld at soure m m m m m m 6 Tax paid with appliation for extension of time to file (Form 8868) 6 4,400,000. d Bakup withholding erroneously withheld m m m m m 6d 7 Total redits and payments. Add lines 6a through 6d m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 7 8 Enter any penalty for underpayment of estimated tax. Chek here if Form 0 is attahed m 8 9 Tax due. f the total of lines 5 and 8 is more than line 7, enter amount owed m m m m m m 9 10 m m m m m m m m m m 7,00,41. Overpayment. f line 7 is more than the total of lines 5 and 8, enter the amount overpaid Enter the amount of line 10 to e: Credited to 014 estimated tax Refunded 11 Part V-A Statements Regarding Ativities 1a During the tax year, did the foundation attempt to influene any national, state, or loal legislation or did it partiipate Yes No or intervene in any politial ampaign? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did it spend more than $100 during the year (either diretly or indiretly) for politial purposes (see nstrutions for the definition)? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m f the answer is "Yes" to 1a or 1, attah a detailed desription of the ativities and opies of any materials pulished or distriuted y the foundation in onnetion with the ativities. Did the foundation file Form 110-POL for this year? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m d Enter the amount (if any) of tax on politial expenditures (setion 4955) imposed during the year: (1) On the foundation. $ () On foundation managers. $ e Enter the reimursement (if any) paid y the foundation during the year for politial expenditure tax imposed on foundation managers. $ 0 Has the foundation engaged in any ativities that have not previously een reported to the RS? m m m m m m m m m m m m m m m m f "Yes," attah a detailed desription of the ativities. Has the foundation made any hanges, not previously reported to the RS, in its governing instrument, artiles of inorporation, or ylaws, or other similar instruments? f "Yes," attah a onformed opy of the hanges m m 4 a Did the foundation have unrelated usiness gross inome of $1,000 or more during the year? m m m m m m m m m m m m m m m m m f "Yes," has it filed a tax return on Form 990-T for this year? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 5 Was there a liquidation, termination, dissolution, or sustantial ontration during the year? m m m m m m m m m m m m m m m m m m 6 f "Yes," attah the statement required y General nstrution T. Are the requirements of setion 508(e) (relating to setions 4941 through 4945) satisfied either: % By language in the governing instrument, or By state legislation that effetively amends the governing instrument so that no mandatory diretions that onflit 6 with the state law remain in the governing instrument? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Enter the states to whih the foundation reports or with whih it is registered (see instrutions) 7 Did the foundation have at least $5,000 in assets at any time during the year? f "Yes," omplete Part, ol. (), and Part V 8a CA,DE, GORDON E. & BETTY. MOORE FOUNDATON f the answer is "Yes" to line 7, has the foundation furnished a opy of Form 990-PF to the Attorney General (or designate) of eah state as required y General nstrution G? f "No," attah explanation 0 0 * 8 m m m m m m m m m m m m m m m m m m m m m m m m m 9 s the foundation laiming status as a private operating foundation within the meaning of setion 494(j)() or m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 494(j)(5) for alendar year 01 or the taxale year eginning in 01 (see instrutions for Part V)? f "Yes," omplete Part V 9 10 Did any persons eome sustantial ontriutors during the tax year? f "Yes," attah a shedule listing their names and addresses 10,970,96.,970,96. 0,970,96. 10,97,77. 7,00,41. 1a 1 1 4a E S

5 GORDON E. & BETTY. MOORE FOUNDATON Statements Regarding Ativities (ontinued) Page 5 Part V-A At any time during the year, did the foundation, diretly or indiretly, own a ontrolled entity within the meaning of setion 51()(1)? f "Yes," attah shedule (see instrutions) m m m m m m m m m m ATCH m m m m 14 m m m m m m m m m m m m m 11 Did the foundation make a distriution to a donor advised fund over whih the foundation or a disqualified person had advisory privileges? f "Yes," attah statement (see instrutions) m m m m m m m m m m match m m m m15 m m m m m m m 1 Did the foundation omply with the puli inspetion requirements for its annual returns and exemption appliation? m m m m 1 Wesite address The ooks are in are of MARY ANN FAKE Telephone no Loated at 1661 PAGE MLL ROAD PALO ALTO, CA ZP Setion 4947(a)(1) nonexempt haritale trusts filing Form 990-PF in lieu of Form Chek here m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Yes over a ank, seurities, or other finanial aount in a foreign ountry? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 16 See the instrutions for exeptions and filing requirements for Form TD F f "Yes," enter the name of the foreign ountry ATCH and enter the amount of tax-exempt interest reeived or arued during the year At any time during alendar year 01, did the foundation have an interest in or a signature or other authority Part V-B Statements Regarding Ativities for Whih Form 470 May Be Required File Form 470 if any item is heked in the "Yes" olumn, unless an exeption applies. 1a During the year did the foundation (either diretly or indiretly): f any answer is "Yes" to 1a(1)-(6), did any of the ats fail to qualify under the exeptions desried in Regulations Did the foundation engage in a prior year in any of the ats desried in 1a, other than exepted ats, that a At the end of tax year 01, did the foundation have any undistriuted inome (lines 6d and Are there any years listed in a for whih the foundation is not applying the provisions of setion 494(a)() f the provisions of setion 494(a)() are eing applied to any of the years listed in a, list the years here.,,, a Did the foundation hold more than a % diret or indiret interest in any usiness enterprise f "Yes," did it have exess usiness holdings in 01 as a result of (1) any purhase y the foundation or 4a m m m m m m m m m () Borrow money from, lend money to, or otherwise extend redit to (or aept it from) a m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m (5) Transfer any inome or assets to a disqualified person (or make any of either availale for m m m m m m m m m m m m m m m m m m m m m m m m m m m m (1) Engage in the sale or exhange, or leasing of property with a disqualified person? Yes No disqualified person? Yes No () Furnish goods, servies, or failities to (or aept them from) a disqualified person? Yes No (4) Pay ompensation to, or pay or reimurse the expenses of, a disqualified person? Yes No the enefit or use of a disqualified person)? Yes No (6) Agree to pay money or property to a government offiial? (Exeption. Chek "No" if the foundation agreed to make a grant to or to employ the offiial for a period after termination of government servie, if terminating within 90 days.) m m m m m m m m m m m m m m m m m Yes No setion (d)- or in a urrent notie regarding disaster assistane (see instrutions)? m m m m m m m m Organizations relying on a urrent notie regarding disaster assistane hek here m m m m m m m m m m m m m m m were not orreted efore the first day of the tax year eginning in 01? m m m m m m m m m m m m m m m m m m m m m m m m m m m Taxes on failure to distriute inome (setion 494) (does not apply for years the foundation was a private operating foundation defined in setion 494(j)() or 494(j)(5)): m m m m m m m m m m m m m m m m m m m m m m m m m m 6e, Part ) for tax year(s) eginning efore 01? Yes No f "Yes," list the years,,, (relating to inorret valuation of assets) to the year's undistriuted inome? (f applying setion 494(a)() to all years listed, answer "No" and attah statement - see instrutions.) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m at any time during the year? Yes No disqualified persons after May 6, 1969; () the lapse of the 5-year period (or longer period approved y the Commissioner under setion 494()(7)) to dispose of holdings aquired y gift or equest; or () the lapse of the 10-, 15-, or 0-year first phase holding period? (Use Shedule C, Form 470, to determine if the foundation had exess usiness holdings in 01.) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the foundation invest during the year any amount in a manner that would jeopardize its haritale purposes? m m m m m m m m Did the foundation make any investment in a prior year (ut after Deemer 1, 1969) that ould jeopardize its haritale purpose that had not een removed from jeopardy efore the first day of the tax year eginning in 01? 1 1 4a 4 Yes No No E S

6 GORDON E. & BETTY. MOORE FOUNDATON Statements Regarding Ativities for Whih Form 470 May Be Required (ontinued) Page 6 Part V-B 5a 6a During the year did the foundation pay or inur any amount to: m m m m m m () nfluene the outome of any speifi puli eletion (see setion 4955); or to arry on, m m m m m m m m m m m m m m m m m m m m m m m m (4) Provide a grant to an organization other than a haritale, et., organization desried in m m m m m m m m m m m m m m (1) Carry on propaganda, or otherwise attempt to influene legislation (setion 4945(e))? Yes No diretly or indiretly, any voter registration drive? Yes No () Provide a grant to an individual for travel, study, or other similar purposes? Yes No setion 509(a)(1), (), or (), or setion 4940(d)()? (see instrutions) Yes No (5) Provide for any purpose other than religious, haritale, sientifi, literary, or eduational purposes, or for the prevention of ruelty to hildren or animals? m m m m m m m m m m m m m m m m m Yes No f any answer is "Yes" to 5a(1)-(5), did any of the transations fail to qualify under the exeptions desried in Regulations setion or in a urrent notie regarding disaster assistane (see instrutions)? m m Organizations relying on a urrent notie regarding disaster assistane hek here m m m m m m m m m m m m m m m m m m m f the answer is "Yes" to question 5a(4), does the foundation laim exemption from the tax eause it maintained expenditure responsiility for the grant? m m ATCH m m m m 17 m m m m m m m m m m m m m Yes No f "Yes," attah the statement required y Regulations setion (d). m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the foundation, during the year, reeive any funds, diretly or indiretly, to pay premiums on a personal enefit ontrat? Yes No Did the foundation, during the year, pay premiums, diretly or indiretly, on a personal enefit ontrat? m m m m m m m m m m m m f "Yes" to 6, file Form a At any time during the tax year, was the foundation a party to a prohiited tax shelter transation? Yes No f "Yes," did the foundation reeive any proeeds or have any net inome attriutale to the transation? m m m m m m m m m m 7 Part V nformation Aout Offiers, Diretors, Trustees, Foundation Managers, Highly Paid Employees, and Contrators 1 List all offiers, diretors, trustees, foundation managers and their ompensation (see instrutions). () Title, and average () Compensation (d) Contriutions to (a) Name and address hours per week (f not paid, employee enefit plans devoted to position enter -0-) and deferred ompensation 5 6 (e) Expense aount, other allowanes ATCH 18,08, ,47. 0 Compensation of five highest-paid employees (other than those inluded on line 1 - see instrutions). f none, enter "NONE." (a) Name and address of eah employee paid more than $50,000 () Title, and average hours per week devoted to position () Compensation (d) Contriutions to employee enefit plans and deferred ompensation (e) Expense aount, other allowanes ATCH 19 4,80, ,74. 0 Total numer of other employees paid over $50,000 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 89 E S

7 Page 7 Part V GORDON E. & BETTY. MOORE FOUNDATON nformation Aout Offiers, Diretors, Trustees, Foundation Managers, Highly Paid Employees, and Contrators (ontinued) Five highest-paid independent ontrators for professional servies (see instrutions). f none, enter "NONE." (a) Name and address of eah person paid more than $50,000 () Type of servie () Compensation ATCH 0 6,609,776. Total numer of others reeiving over $50,000 for professional servies m m m m m m m m m m m m m m m m m m m m m m Part -A Summary of Diret Charitale Ativities 47 List the foundation's four largest diret haritale ativities during the tax year. nlude relevant statistial information suh as the numer of organizations and other enefiiaries served, onferenes onvened, researh papers produed, et. 1 SEE GENERAL EPLANATON ATTACHMENT Expenses,79, Part -B Summary of Program-Related nvestments (see instrutions) Desrie the two largest program-related investments made y the foundation during the tax year on lines 1 and. 1 All other program-related investments. See instrutions. THE FRESHWATER TRUST TO TAKE STREAM-BANK RESTORATON PROJECTS TO SCALE THROUGH DEVELOPMENT OF WATER QUALTY CREDT MARKETS. 800,000. FARMERS CONSERVATON ALLANCE TO EPAND DSTRBUTON AND USAGE OF THE FARMERS SCREEN, A TECHNOLOGY TO PROTECT SALMON AND OTHER FSH. 600,000. NONE Amount Total. Add lines 1 through m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1,400,000. E S

8 Page 8 Part Minimum nvestment Return (All domesti foundations must omplete this part. Foreign foundations, see instrutions.) 1 Fair market value of assets not used (or held for use) diretly in arrying out haritale, et., purposes: a Average monthly fair market value of seurities 1a Average of monthly ash alanes m m m m m m m m m m 1 Fair market value of all other assets (see instrutions) 1 d Total (add lines 1a,, and ) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1d e Redution laimed for lokage or other fators reported on lines 1a and 1 (attah detailed explanation) m m m m m m m m m m m m m m m m m m m m 1e Aquisition indetedness appliale to line 1 assets Sutrat line from line 1d m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 4 Cash deemed held for haritale ativities. Enter 1 1/ % of line (for greater amount, see instrutions) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 4 5 Net value of nonharitale-use assets. Sutrat line 4 from line. Enter here and on Part V, line Minimum investment return. Enter 5% of line 5 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 6 Part Distriutale Amount (see instrutions) (Setion 494(j)() and (j)(5) private operating foundations and ertain foreign organizations hek here and do not omplete this part.) 1 Minimum investment return from Part, line 6 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m a Tax on investment inome for 01 from Part V, line 5 m m m m m a nome tax for 01. (This does not inlude the tax from Part V.) Add lines a and m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Distriutale amount efore adjustments. Sutrat line from line 1m 5 Add lines and 4 m m m m m m m m m m m m m m m m m m m m m 6 Dedution from distriutale amount (see instrutions)m m m m m m m m m m m m m m m m m m m m m m m m m m 7 Distriutale amount as adjusted. Sutrat line 6 from line 5. Enter here and on Part, line 1m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 4 Reoveries of amounts treated as qualifying distriutions 4 Part Qualifying Distriutions (see instrutions) GORDON E. & BETTY. MOORE FOUNDATON ,970,96. 84,54. m m m m m m m m m m m m m m m m 1 Amounts paid (inluding administrative expenses) to aomplish haritale, et., purposes: a Expenses, ontriutions, gifts, et. - total from Part, olumn (d), line 6 Program-related investments - total from Part -B m m m m m m m m m m m m m m m m m m m m m m m m m m m m Amounts paid to aquire assets used (or held for use) diretly in arrying out haritale, et., purposes m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Amounts set aside for speifi haritale projets that satisfy the: a Suitaility test (prior RS approval required) m m m m m Cash distriution test (attah the required shedule) m m m m m m m m m m m m m m m m m m m m m 4 Qualifying distriutions. Add lines 1a through. Enter here and on Part V, line 8, and Part, line 4m m m m m m 5 Foundations that qualify under setion 4940(e) for the redued rate of tax on net investment inome. Enter 1% of Part, line 7 (see instrutions) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 6 Adjusted qualifying distriutions. Sutrat line 5 from line 4 m m m m m m m m m m m m m m m m m m m m m m Note. The amount on line 6 will e used in Part V, olumn (), in susequent years when alulating whether the foundation qualifies for the setion 4940(e) redution of tax in those years a 1 a 4 5 6,66,5, ,596,690.,88,894,5. 6,06,86,060. 6,06,86,060. 9,10,91. 6,11,7, ,686,18. 05,686,18. 4,054,80. 01,61,6. 1,44,5. 0,07,688. 0,07, ,96,016. 1,400,000.,588,96. 05,914,95.,970,96. 01,944,656. E S

9 Page 9 Undistriuted nome (see instrutions) Part 1 Distriutale amount for 01 from Part, line 7 m m m m m m m m m m m m m m m m m m m m m Undistriuted inome, if any, as of the end of 01: a Enter amount for 01 only m m m m m m m m m m Total for prior years: 0 11,0 10,0 09 Exess distriutions arryover, if any, to 01: a From ,50,146. From 009 From 010 d From 011 e From 01 m m m m m m f Total of lines a through e m m m m m m m m m m m 4 Qualifying distriutions for 01 from Part, line 4: $ 05,914,95. a Applied to 01, ut not more than line a m m m Applied to undistriuted inome of prior years (Eletion required - see instrutions) m m m m m m m Treated as distriutions out of orpus (Eletion required - see instrutions) m m m m m m d Applied to 01 distriutale amount m m m e Remaining amount distriuted out of orpus m m 5 Exess distriutions arryover applied to 01 m (f an amount appears in olumn (d), the same amount must e shown in olumn (a).) 6 Enter the net total of eah olumn as indiated elow: a Corpus. Add lines f, 4, and 4e. Sutrat line 5 Prior years' undistriuted inome. Sutrat line 4 from line m m m m m m m m m m m m m m Enter the amount of prior years' undistriuted inome for whih a notie of defiieny has een issued, or on whih the setion 494(a) tax has een previously assessed m m m m m m m m amount - see instrutions m m m m m m m m m m m m instrutions m m m m m m m m m m m m m m m m m m d Sutrat line 6 from line 6. Taxale e f Undistriuted inome for 01. Sutrat line 4a from line a. Taxale amount - see Undistriuted inome for 01. Sutrat lines 4d and 5 from line 1. This amount must e distriuted in 014 m m m m m m m m m m m m m m 7 Amounts treated as distriutions out of orpus to satisfy requirements imposed y setion 170()(1)(F) or 494(g)() (see instrutions) m m m 8 Exess distriutions arryover from 008 not applied on line 5 or line 7 (see instrutions) m m m 9 Exess distriutions arryover to 014. Sutrat lines 7 and 8 from line 6a m m m m m m m 10 Analysis of line 9: a Exess from 009 Exess from 010 Exess from 011 d Exess from 01 e Exess from 01 m m m,841,64. GORDON E. & BETTY. MOORE FOUNDATON (a) Corpus 17,50,146.,841,64. 0,091, ,50,146.,841,64. () Years prior to 01 () 01 (d) 01 0,07,688. 0,07,688. E S

10 GORDON E. & BETTY. MOORE FOUNDATON Private Operating Foundations (see instrutions and Part V-A, question 9) NOT APPLCABLE Page 10 Part V foundation, and the ruling is effetive for 01, enter the date of the ruling m m m m m m m m m m m m m m 1 a f the foundation has reeived a ruling or determination letter that it is a private operating Chek ox to indiate whether the foundation is a private operating foundation desried in setion 494(j)() or 494(j)(5) a Enter the lesser of the adjusted net inome from Part or the minimum investment return from Part for eah year listed m m 85% of line a m m m m m Qualifying distriutions from Part, line 4 for eah year listed m d Amounts inluded in line not used diretly for ative ondut of exempt ativities m m m m m e Qualifying distriutions made diretly for ative ondut of exempt ativities. Sutrat line d from line m m m m m m Complete a,, or for the alternative test relied upon: a "Assets" alternative test - enter: (1) Value of all assets m m m () Value of assets qualifying under setion "Endowment" 494(j)()(B)(i) m m m m m alternative testenter / of minimum investment return shown in Part, line 6 for eah year listed m m m "Support" alternative test - enter: (1) Total support other than gross investment inome (interest, dividends, rents, payments on seurities loans (setion 51(a)(5)), or royalties) m m m m m m () Support from general puli and 5 or more exempt organizations as provided in setion 494 (j)()(b)(iii) m m m m m m organization m m m m m m () Largest amount of support from an exempt (4) Gross investment inome m Part V Tax year Prior years (a) 01 () 01 () 011 (d) 010 (e) Total Supplementary nformation (Complete this part only if the foundation had $5,000 or more in assets at any time during the year - see instrutions.) 1 nformation Regarding Foundation Managers: a List any managers of the foundation who have ontriuted more than % of the total ontriutions reeived y the foundation efore the lose of any tax year (ut only if they have ontriuted more than $5,000). (See setion 507(d)().) NONE List any managers of the foundation who own 10% or more of the stok of a orporation (or an equally large portion of the ownership of a partnership or other entity) of whih the foundation has a 10% or greater interest. E NONE nformation Regarding Contriution, Grant, Gift, Loan, Sholarship, et., Programs: Chek here if the foundation only makes ontriutions to preseleted haritale organizations and does not aept unsoliited requests for funds. f the foundation makes gifts, grants, et. (see instrutions) to individuals or organizations under other onditions, omplete items a,,, and d. a The name, address, and telephone numer or address of the person to whom appliations should e addressed: The form in whih appliations should e sumitted and information and materials they should inlude: N/A Any sumission deadlines: N/A d Any restritions or limitations on awards, suh as y geographial areas, haritale fields, kinds of institutions, or other fators: N/A S

11 Page 11 Part V Supplementary nformation (ontinued) Grants and Contriutions Paid During the Year or Approved for Future Payment Reipient Name and address (home or usiness) a Paid during the year ATCH 1 GORDON E. & BETTY. MOORE FOUNDATON f reipient is an individual, show any relationship to any foundation manager or sustantial ontriutor Foundation status of reipient Purpose of grant or ontriution Amount Total m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m a Approved for future payment 7,64,18. ATCH E Total m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 18,696,01. S

12 Page 1 Part V-A Analysis of nome-produing Ativities Enter gross amounts unless otherwise indiated. 1 Program servie revenue: a d e f g Fees and ontrats from government agenies Memership dues and assessments m m m m m nterest on savings and temporary ash investments 4 Dividends and interest from seurities m m m m 5 Net rental inome or (loss) from real estate: a Det-finaned property m m Not det-finaned property m m m m m m m 6 Net rental inome or (loss) from personal property 7 Other investment inome m m m m m m m m m m 8 Gain or (loss) from sales of assets other than inventory 9 Net inome or (loss) from speial events m 10 Gross profit or (loss) from sales of inventory m m 11 Other revenue: a d Unrelated usiness inome Exluded y setion 51, 51, or 514 (a) Business ode () Amount () Exlusion ode (d) Amount e 1 Sutotal. Add olumns (), (d), and (e) m m m m 1 Total. Add line 1, olumns (), (d), and (e) 1 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m (See worksheet in line 1 instrutions to verify alulations.) Relationship of Ativities to the Aomplishment of Exempt Purposes Part V-B Line No. L GORDON E. & BETTY. MOORE FOUNDATON , ,870, ,190, ,576,8. ATCH -,701, ,16,. 4,488,76. 45,87,76. (e) Related or exempt funtion inome (See instrutions.) 40,16,19. Explain elow how eah ativity for whih inome is reported in olumn (e) of Part V-A ontriuted importantly to the aomplishment of the foundation's exempt purposes (other than y providing funds for suh purposes). (See instrutions.) E S

13 GORDON E. & BETTY. MOORE FOUNDATON nformation Regarding Transfers To and Transations and Relationships With Nonharitale Exempt Organizations Page 1 Part V 1 Did the organization diretly or indiretly engage in any of the following with any other organization desried in setion 501() of the Code (other than setion 501()() organizations) or in setion 57, relating to politial organizations? a Transfers from the reporting foundation to a nonharitale exempt organization of: d (1) Cash m m m m () Other assets m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Other transations: (1) Sales of assets to a nonharitale exempt organization m m m m () Purhases of assets from a nonharitale exempt organization () Rental of failities, equipment, or other assets (4) Reimursement arrangements (5) Loans or loan guarantees m m m m m m m m m m m m m m m m m m m m m m m (6) Performane of servies or memership or fundraising soliitations m m m Sharing of failities, equipment, mailing lists, other assets, or paid employees m m m m m m m m m m m m m m m m m m m m f the answer to any of the aove is "Yes," omplete the following shedule. Column () should always show the fair market value of the goods, other assets, or servies given y the reporting foundation. f the foundation reeived less than fair market value in any transation or sharing arrangement, show in olumn (d) the value of the goods, other assets, or servies reeived. (a) Line no. () Amount involved () Name of nonharitale exempt organization (d) Desription of transfers, transations, and sharing arrangements 1A(1) 0,98. BRSTOL BAY REGONAL SEE STMT WTH PART V-B 5(C) 1A(1) 50,000. GREEN TECH. LEAD. GP SEE STMT WTH PART V-B 5(C) 1A(1) 84,6. UN. TRBES BRSTOL SEE STMT WTH PART V-B 5(C) 1a(1) 1a() 1(1) 1() 1() 1(4) 1(5) 1(6) 1 Yes No m m m m m m m m m m m m m a s the foundation diretly or indiretly affiliated with, or related to, one or more tax-exempt organizations desried in setion 501() of the Code (other than setion 501()()) or in setion 57? Yes No f "Yes," omplete the following shedule. (a) Name of organization () Type of organization () Desription of relationship Sign Here Under penalties of perjury, delare that have examined this return, inluding aompanying shedules and statements, and to the est of my knowledge and elief, it is true, orret, and omplete. Delaration of preparer (other than taxpayer) is ased on all information of whih preparer has any knowledge. M M May the RS disuss this return with the preparer shown elow Signature of offier or trustee Date Title (see instrutions)? Yes No Paid Preparer Print/Type preparer's name Preparer's signature Date Chek if PTN 11/08/14 KELL ARCHBALD self-employed P00180 ERNST & YOUNG U.S. LLP Firm's name Firm's EN Use Only Firm's address N. CENTRAL AVENUE, SUTE 00 PHOEN, AZ Phone no. E S