August 7, SUBJECT: Briefing on Surface Collectors in the Pacific Northwest: Operating Characteristics and Collection Success

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James Yost Chair Idaho W. Bill Booth Idaho Guy Norman Washington Tom Karier Washington Jennifer Anders Vice Chair Montana Tim Baker Montana Ted Ferrioli Oregon Richard Devlin Oregon August 7, 2018 MEMORANDUM TO: FROM: Council Members Laura Robinson, Program Liaison Coordinator SUBJECT: Briefing on Surface Collectors in the Pacific Northwest: Operating Characteristics and Collection Success BACKGROUND: Presenter: Summary: Toby Kock, U.S. Geological Survey, Western Fisheries Research Center Toby Kock is a research fish biologist with the U.S. Geological Survey. He has worked extensively on evaluations of downstream fish passage and survival at dams throughout the Pacific Northwest. His expertise includes the application of telemetry systems to monitor fish behavior and movement patterns, focusing on data collection that supports the decisionmaking process for resource managers responsible for protecting salmon and steelhead populations in the region. Toby has degrees from Pacific Lutheran University and the University of Idaho, where he studied the effects of sediment on white sturgeon embryo survival in the Kootenai River. He is currently working on studies on the Yakima, Klickitat and Willamette rivers. Toby s presentation to the Council will provide a review of USGS s recent work on evaluating floating surface collectors in the Northwest that are used to capture downstream-migrating juvenile salmon and steelhead at high-head dams. Relevance: The 2014 Fish and Wildlife Program s Emerging Priority: investigate blocked area mitigation options through reintroduction, passage and habitat improvement, and implement if warranted 851 S.W. Sixth Avenue, Suite 1100 Steve Crow 503-222-5161 Portland, Oregon 97204-1348 Executive Director 800-452-5161 www.nwcouncil.org Fax: 503-820-2370

Workplan: 2017/2018 Fish and Wildlife Workplan: Reintroduction/High-head Dam Passage Background: The construction of dams in the Pacific Northwest has severely affected many populations of Pacific salmon (Oncorhynchus spp.), resulting in depressed or extirpated populations throughout the region. Efforts to improve fish passage and survival have largely been successful at run-ofriver dams such as those on the Columbia River. However, improvements at high-head dams have been more challenging and substantial room for improvement remains. At several locations, floating forebay collectors have been developed to capture downstream-migrating juvenile salmon and steelhead. These devices have been very successful at some locations, yet perform poorly at others. In 2017, USGS conducted a thorough review of forebay collectors located at eight projects in Washington and Oregon. These included: Upper Baker Dam and Lower Baker Dam, Baker River, Washington Cushman Dam, Skokomish River, Washington Swift Dam, Lewis River, Washington North Fork Dam and River Mill Dam, Clackamas River, Oregon Round Butte Dam, Deschutes River, Oregon Cougar Dam, McKenzie River, Oregon The goals of the review were to synthesize operating characteristics and conditions among projects, and to attempt to determine if there were factors that appeared to be affecting collection success. Forebay collectors are being considered at numerous locations throughout the region, and a need exists to better understand how operations can be established to increase the likelihood of achieving fish collection goals at each new project. The review provides an overview of each project, comparisons of environmental, physical, and operating features among projects, and summaries of project-specific performance. Data collected during this review were analyzed and USGS identified factors that were found to be statistically important predictors of collection success. Through this review, USGS provided data that can be used by resource managers to improve the design and operation of dam-based forebay collection systems in the future. More Info: Toby s presentation at the 2018 Lake Roosevelt Forum The Council s 2016 staff paper on high-head fish passage technologies

Surface Collectors in the Pacific Northwest: Operating Characteristics and Collection Success Tobias Kock 1, Russell Perry 1, John Beeman 1, Nicholas Verretto 2, Nicklaus Ackerman 3, Michael Garello 4, and Scott Fielding 5 Northwest Power and Conservation Council Meeting August 15, 2018 U.S. Department of the Interior U.S. Geological Survey 1 U.S. Geological Survey 2 Puget Sound Energy 3 Portland General Electric 4 HDR Inc. 5 U.S. Army Corps of Engineers 1

Acknowledgements - This project was funded by the U.S. Army Corps of Engineers, Portland District - Several entities provided data and information for their collection facilities including, - Puget Sound Energy, special thanks to Nick Verretto - Tacoma Power, special thanks to Matt Peter - PacifiCorp, Inc., special thanks to Frank Shrier - Portland General Electric, special thanks to Garth Wyatt, Nick Ackermann, Bob Spateholts, and Jim Bartlett - U.S. Army Corps of Engineers, special thanks to Scott Fielding 2

First Generation Forebay Collectors - Gulpers : 1950s and 1960s - <150 ft 3 /sec - Brownlee Dam - Lookout Point Dam - Upper Baker Dam - Merwin Dam - Most abandoned within a few years 3

Second Generation Forebay Collectors Cowlitz Falls Dam, WA Cle Elum Dam, WA - Test facility - 2 operating seasons 4

Second Generation Forebay Collectors Cowlitz Falls Dam, WA Cle Elum Dam, WA 5

Second Generation Forebay Collectors 6

Upper Baker and Lower Baker Dams Upper Baker Collector First year of operation = 2008 Lower Baker Collector First year of operation = 2013-500 and 1000 ft 3 /sec inflow - Guide, exclusion, and lead nets 7

North Fork and River Mill Dams - MC: 250 ft 3 /sec inflow - FSC: 1,000 ft 3 /sec inflow - Partial exclusion nets - Uses turbine flows - 500 ft 3 /sec - No nets North Fork Collector First year of operation = 2015 River Mill Collector First year of operation = 2012 8

Cushman Dam Cushman Collector First year of operation = 2015-250 ft 3 /sec inflow - Exclusion nets - No existing fish runs 9

Swift Dam Swift Collector First year of operation = 2012-600 ft 3 /sec inflow - Exclusion nets, lead net in 2016 10

Round Butte Dam Stillwater Sciences, 2016 Round Butte Collector First year of operation = 2009-0-6,000 ft 3 /sec - No nets 11

Fish Collection Efficiency Project Sockeye Steelhead Coho Chinook Upper Baker 88% 92% Lower Baker 87% 92% North Fork 98% 97% 90% River Mill 97% 99% 98% Cushman 23% Swift 11% 14% 2% Round Butte 16% 32% 12

Collector Inflow 1500 1250 Inflow (ft 3 /sec) 1000 750 500 250 0 Upper Baker Lower Baker North Fork River Mill N.a.N. Cushman Swift Round Butte 13

Effective Forebay Size Upper Baker Dam Excluded area = 22.8 acres Total area = 71.6 acres Effective forebay size: 71.6 22.8 = 48.8 acres 14

Effective Forebay Size 400 Forebay area (acres) 300 200 100 0 Upper Baker Inaccessible area Accessible area Lower Baker North Fork River Mill N.a.N. Cushman Swift Round Butte 15

Confinement Distance Upper Baker Dam Excluded area = 22.8 acres Cushman Dam 16

Confinement Distance 1000 Confinement distance (m) 800 600 400 200 0 Upper Baker Lower Baker North Fork River Mill N.a.N. Cushman Swift Round Butte 17

Chinook Salmon Temperature Use 18

Summer Water Temperature 19

Reservoir Fluctuations 20

Analysis of Factors Affecting Performance - The Data - 7 projects - 4 species - 52 FCE estimates - FCE = number collected / number released - Predictor variables - Species - Inflow - Collector entrance area - Effective forebay area - Lead nets - Effective forebay area x collector entrance area - Quasi-binomial regression model 21

Analysis of Factors Affecting Performance * 22

Analysis of Factors Affecting Performance 0.0 0.2 0.4 0.6 0.8 1.0 Chinook Coho Sockeye Steelhead 20 40 60 80 100 120 140 Effective forebay area ha 0.0 0.2 0.4 0.6 0.8 1.0 0.0 0.2 0.4 0.6 0.8 1.0 0 3 5 10 20 30 Inflow m 3 s Lead net presence and effective forebay area x entrance area also significant 0 0 50 100 150 200 250 300 350 Collector entraince area m 2 23

Lessons Learned - Broad range of environmental conditions and collection success - Significant predictors of collection success: - Inflow - Lead net presence - Entrance area - Effective forebay area - Entrance area x effective forebay area - Emerging information - Modifications leading to increased collection 24

Modifications to Improve Collection Cushman Dam Swift Dam Increased FCE Coho: 19% to 31% Increased FCE Coho: 8% to 20% Chinook: 0% to 7% 25

Questions 26