Beaked whale foraging behavior before, during, and after sonar exposure on a Navy test range

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Beaked whale foraging behavior before, during, and after sonar exposure on a Navy test range Stephanie Watwood, Elena McCarthy, Nancy DiMarzio, Ron Morrissey, Susan Jarvis, and David Moretti Marine Mammal Monitoring on Navy Ranges (M3R) Naval Undersea Warfare Center Division, Newport Distribution A, unclassified, approved for public release. Distribution is unlimited and is exempt from U.S. export licensing and other export approvals under the International Traffic Arms Regulation.

Cuvier s beaked whale response to sonar DeRuiter et al. 2013 CRC-Zc-007: 2011

Cuvier s beaked whale response to sonar Falcone et al. 2017 CRC-Zc-007: 2011

Blainville s beaked whale response to sonar: AUTEC range 9 Before During Post 2.5 days Post 2.5-4.5 days 8 Average Number of Vocal Periods (per hour) 7 6 5 4 3 2 1 0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100105110115120125130135140145150155160165170175180185190195200205210215220225230235240245 before sonar during sonar after sonar Time (5 hour increments) McCarthy et al. 2010 4

Southern California Anti-Submarine Warfare Range (SOAR) 5

Echolocating Cuvier s beaked whales on the SOAR range

Analysis Methods Custom Java sonar detector algorithm to detect periods of potential sonar Compared sonar detector output and range event schedule to determine type of operation 2 hour windows 5 time windows before and after each event time windows in during period dependent on event length Custom Matlab algorithm to isolate group vocal periods (GVPs) Counted GVPs starting in each 2 hour window Determined maximum peak magnitude level on each hydrophone in each 2 hour window Converted to estimated RL in db rms at hydrophone Generalized Linear Model to examine effect of sonar presence and event type on number of GVPs

# of Events Event Type Sonar Types 9 ship 11 helo High-powered sonar: Hull-mounted ship sonar, e.g., AN/SQS-53C Mid-powered sonar: Helicopterdeployed dipping sonar, e.g., AN/AQS-22 3 ship + helo both Event dates: April 2014 October 2015 10 NUMBER OF EVENTS 8 6 4 2 ship helo ship+helo 0 0 2 4 6 8 10 12 14 16 SONAR DURATION (HOURS)

Mean number of GVPs starting per 2 hour window MEAN NUMBER OF GVPS STARTING PER 2 HOUR WINDOW 7 6 5 4 3 2 1 0 ALL EVENTS BEFORE DURING AFTER MEAN GVPS: 3.8 2.3 3.6

Mean number of GVPs starting per 2 hour window HELO EVENTS MEAN NUMBER OF GVPS STARTING PER 2 HOUR WINDOW 6 4 2 0 SHIP EVENTS BEFORE DURING AFTER MEAN NUMBER OF GVPS STARTING PER 2 HOUR WINDOW MEAN NUMBER OF GVPS STARTING PER 2 HOUR WINDOW 6 4 2 0 6 4 2 0 BEFORE DURING AFTER SHIP + HELO EVENTS BEFORE DURING AFTER

Change in mean number of GVPs in During and After time periods compared to Before time period 3 3 Change in mean # GVPs starting per 2 hour window during sonar event 2 1 0-1 -2-3 -4-5 -6 0 5 10 15 20 Sonar duration (hours) Change in mean # GVPs starting per 2 hour window after sonar event 2 1 0-1 -2-3 -4-5 -6 0 5 10 15 20 Sonar duration (hours) helo Before ship ship + helo During Before After

GLM results Significant decline in GVPs during events compared to before for all event types No difference in GVPs before and after for all event types Significantly less of a decline in GVPs during helo events compared to ship events GVP decline not different between ship events and ship+helo events

Ship Events: Estimated Mean Max Received Levels on Hydrophones Before 140 135 130 125 120 115 110 Mean Max Received Level (db re 1 µpa) in 2 hour window During 140 138 After 140 135 130 125 120 115 110 136 134 132 130 * note scale change

Ship Events: Mean GVPs Before During After 0.16 0.12 0.08 0.04 0 Mean # GVPs starting per 2 hour window Starts on GVP center phone only for onrange groups

Helo Events: Estimated Mean Max Received Levels on Hydrophones Before 140 135 130 125 120 115 110 Mean Max Received Level (db re 1 µpa) in 2 hour window During 140 138 136 134 132 After 140 135 130 125 120 115 110 130 * note scale change

Helo Events: Mean GVPs Before During After 0.16 0.12 0.08 0.04 0 Mean # GVPs starting per 2 hour window Starts on GVP center phone only for onrange groups

Max Estimated Received Levels Proportion of GVPs SHIP EVENTS below threshold Max estimated RL during GVP duration on GVP center phones for GVPs starting Before, During, and After events Proportion of GVPs below threshold HELO EVENTS

below threshold Max Estimated Received Levels Max RL during 2 hour window on all hydrophones on range During events Proportion of GVPs or time windows SHIP EVENTS below threshold Max RL during GVP duration on GVP center phones for GVPs starting During events Proportion of GVPs or time windows HELO EVENTS

Conclusions Significant declines in foraging beaked whales during events on SOAR when hull-mounted ship sonar and helicopter-deployed dipping sonar are active Greater declines in foraging beaked whales seen when hull-mounted ship sonar is active compared to when only helicopter-deployed dipping sonar is active Recovery in foraging Cuvier s beaked whales much faster than seen during AUTEC training events for Blainville s beaked whales

Acknowledgements Funding provided by ONR, LMR, USFF N46 Southern California Offshore Range, Range Operations Center Ben Jones, Jessica Shaffer, Scott Fisher, Tom Fetherston, Karin Dolan, Sarah Blackstock