Cross Industry collaboration to control the risk of freight wagon derailment

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Dallas, 2015 Cross Industry collaboration to control the risk of freight wagon derailment Dr Gareth Tucker 9/11/17

Institute of Railway Research Have a strategic partnership with RSSB (currently in contract until 2020) Based in University of Huddersfield Established 2012 35 fulltime staff Research and industry consulting: Vehicle and track dynamics Civils and track structure Big data analytics and RCM Railway Safety and Risk Technology Development and Innovation Advanced testing facilities

Container wagons and twisted track Oct 2008 Duddeston Jn Feb 2009 Ditton Jan 2012 Reading West May 2012 Felixstowe South 2012 RSSB/TRL Risk assessment container traffic 2012 FTC GOTCHA working group October 2013 Camden Road Derailment October 2014 Camden RAIB report published December 2014 ORR Letter to industry January 2015 XIFDWG established March 2015 ORR seminar on container traffic derailment risk August 2017 Ely derailment

Cross Industry Freight train Derailment Working Group (XIFDWG) Freight Technical Committee/National Freight Safety Group XIFDWG

ISO shipping containers

60 foot container wagon

RAIB recommendations being address by XIFDWG (summarised) RAIB report 21/2014 (Camden Road) Freightliner and Network Rail should request that RSSB: a) Researches factors that increase the probability of derailment when container wagons are asymmetrically loaded b) updates and amends the risk assessment in RSSB/TRL report on container wagon risk c) evaluates and promotes adoption of any reasonably practicable mitigations RSSB should amend GM/RT2141 to refer to asymmetric loading RAIB report 11/2015 (Angerstein Junction) Network Rail should liaise with RSSB to review whether a 3 m base for measuring track twist is sufficient Network Rail should review the potential to use WIM (GOTCHA) to monitor uneven loads

Risk controls? Track Standards Container Rolling Stock Maintenance Packing Standards Rules

Taking safe decisions

Control measures: track GCRT5021 Cant gradient (i.e. design twist) limit 1:400 Track twist maintenance intervention limit (3m) 1:200 (within 7 days) Twist absolute limit 1:90 Camden Road twist: 1:160

Control measures: vehicle GMRT2141 Appendix A Wheel Unloading on twisted track test Wheel unloading (ΔQ/Q) limit of 0.6 when subject to specified twist Load case not specified Tare FEA ΔQ/Q = 0.44

Control measures: container load IMO/ILO/UNECE Guidelines for packing of Cargo Transport Units (CTUs) BS 5073 Loads shall be evenly distributed inside containers Loads shall be secured within the containers CoG 100-240 mm lateral offset Duddeston Junction (2008) Reading West (2012) Camden Road (2013)

RSSB bowtie work shop https://www.rssb.co.uk/library/risk-analysis-and-safety-reporting/2016-10-freightderailmentbowtieriskanalysisreport.pdf

XIFDWG priorities Do we really understand the residual risk of flange climb derailments due to laterally offset loads and track twist? Are some wagon designs more susceptible? IRR/110/125 Wagon Derailment Frequencies How often are containers loaded with non-central CoG, and how severe is the offset? IRR/110/153 Review of GOTCHA outputs IRR/110/126 Body Torsional Stiffness Study NR GOTCHA review Is there a benefit in changing track maintenance standards? What is the margin of safety built into vehicle acceptance standards? Is there a benefit in changing vehicle acceptance standards? T1112 Port container survey IRR/110/139 Track twist baselength assessment IRR/110/159 GMRT2141 results vs derailment propensity T1119 Simulation of wheel unloading

How to assess risk? Risk = likelihood x consequence Safety risk Risk of damage to assets Historic data? Assessment of causal factors?

Probability can you predict the future? 19/11/2016 5 7 8 16 28 37 26/11/2016 1 2 28 40 48 49 03/12/2016 3 8 9 19 21 54 10/12/2016 11 26 31 32 33 46 17/12/2016 2 11 18 32 40 54 24/12/2016 16 19 29 46 54 58 31/12/2016 10 17 35 41 51 54 07/01/2017 8 16 33 36 45 51 14/01/2017 14 19 21 36 53 54 21/01/2017 4 13 37 40 52 58 28/01/2017 5 21 23 34 43 45 04/02/2017 6 9 27 30 40 50 11/02/2017 15 18 23 42 43 52 18/02/2017 17 23 28 38 47 56 25/02/2017 18 24 34 38 41 49 04/03/2017 24 38 39 40 49 56 11/03/2017 6 15 23 29 55 57 18/03/2017 12 20 22 25 44 59 8 16 23 38 40 54 Pick 6 balls from 49 1:13,983,816 Pick 6 balls from 59 1:45,057,474 Probability of winning: 0.0000000222 Typical win: 10,000,000 Value of (positive) risk: 0.22 Cost of investment: 2

RSSB/TRL Study (2012) SMIS and Safety Risk Model Safety Management Intelligence System (SMIS) Database of safety related incidents Updated with ~75,000 events pa Includes all record of all derailments since 2000 Contains Immediate Cause and Secondary Cause fields for each incident Safety Risk Model Quantitative representation of potential incidents Uses SMIS as an input Includes expert judgement for risk of high severity low frequency events

Safety Risk Model 140 FWI pa Train accidents (collisions and derailments) 3.5 FWI pa Average safety consequence due to 1 freight train derailment:»0.025 FWI

Cost of damage due to derailments Data from D-Rail analysis 2005-2010

Risk of derailment for container wagons with asymmetric load NB RSSB are now updating this analysis Likelihood = 0.3 derailments pa 0.7 derailments pa? Safety risk = Safety risk = 0.7 x 0.025 x 1748000 0.3 x 0.025 x 1748000 = 24472 13,110 Risk of damage = Risk of damage = 0.7 0.3 x 138492 = 96944 41,550 Total risk = 55,000 121,400 papa? 0.7 x 661,073 = 462,750 Total risk = 487,000 pa?

T1112 port container survey ETS Consulting Survey of container load eccentricity from port cranes 240,000 containers measured 22,700 20 with a mass > 20t 0.01% of 20 container with a mass > 20 tonnes lateral offset worse than Camden Road

Is an additional track twist baselength required? Track twist is a relative change in the cross level between two running rails along the length of the track It can be measured as the variation in cross level between two locations a fixed distance apart (i.e. the twist measurement base length) The measured twist can be specified as either the absolute difference in cross level, or a twist gradient. GCRT5021 and NR/SP/TRK/001/C01 specify track twist intervention limits based on gradients measured of a 3m base length Is there any benefit in adding an additional twist assessment base length?

Total twist (mm) Twist gradient (mm/m) Measuring twist over a different baselength? 6.0 Twist intervention limits in EN13848-5 (twist gradient) 5.0 4.0 3.0 2.0 1.0 0.0 0 5 10 15 20 Measurement baselength (m) Z 0R = -22.5mm T 3 =1:200, T 6 =1:267 Localised dip on cant gradient (design cant gradient 1:400) 60.00 Twist intervention limits in EN13848-5 (total twist) 50.00 40.00 30.00 20.00 10.00 Z 3R Z 2R Z OR Z OR = -15mm 3m twist = 1:200 2m twist 1:130 0.00 0 5 10 15 20 Measurement baselength (m)

Primrose Hill / Camden Road track geometry

Duddeston Junction track geometry

Conclusion on track twist monitoring At the two derailment sites, assessment over 3m identified the risk Also identify an exceedance in twist over a longer baselength is not particularly useful Risk is dependent on total difference in cross level over a vehicle, not twist gradient for part of the length of the vehicle

Lateral vehicle CoG offset T1119 Simulation of wheel unloading (still work in progress) Longitudinal vehicle CoG offset 4 wagon types have been modelled with a range of asymmetric loading conditions Derailment risk has been assessed using method in GMRT2141 and simulations on measured track from derailment sites All wagons can accommodate a certain degree of asymmetric loading A notional limit has been proposed

Initial findings We now have more information on probability of containers being loaded asymmetrically and how severely The 3m baselength for assessing track twist appears to be adequate A notional limit has been proposed for combined longitudinal and lateral CoG offsets on a vehicle These limits could be used to inform monitoring using GOTCHA The limits could be considered in a revised version of GMRT2141

XIFDWG progress report https://www.rssb.co.uk/library/risk-analysis-and-safety-reporting/xifdwg-2017-10-interimreport.pdf