SQUAT IN OPEN AND CONFINED CANALS: COMPARISON BETWEEN EMPIRICAL METHODS AND TOWING TANK MEASUREMENTS

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SQUAT IN OPEN AND CONFINED CANALS: COMPARISON BETWEEN EMPIRICAL METHODS AND TOWING TANK MEASUREMENTS Insert photo here (Optional) Evert LATAIRE MSc. Ghent University, Belgium Evert Lataire is currently assistant at the division of Maritime Technology at Ghent University and responsible for limited teaching tasks. He is making a PhD on the topic of bank effects mainly based upon model tests. His experience includes model tests with ship to ship interaction, bank effects and research on ship manoeuvring simulators. Marc VANTORRE Professor Ghent University, Belgium Marc Vantorre holds the current position of senior full professor of marine hydrodynamics at Ghent University, where he is head of the Maritime Technology Division. His research, in close co-operation with Flanders Hydraulics Research, Antwerp, mainly focuses on ship hydrodynamics in shallow and restricted waters, including captive model testing, simulation and access channel policy.

SQUAT IN OPEN AND CONFINED CANALS: COMPARISON BETWEEN EMPIRICAL METHODS AND TOWING TANK MEASUREMENTS Evert LATAIRE (Ghent University, Belgium) Marc VANTORRE (Ghent University, Belgium) Guillaume DELEFORTRIE (Flanders Hydraulics Research, Belgium) 1. INTRODUCTION Most seagoing vessels are designed to sail in open and unrestricted waters. When those vessels sail in shallow and/or confined canals their manoeuvrability can change dramatically. For example these vessels will endorse a sinkage and trim induced by the displacement and acceleration of a significant amount of water; this phenomenon is commonly known as squat. The squat will increase when the water depth is more shallow and/or the fairway is more restricted because of banks or quay walls nearby. An accurate knowledge of this phenomenon in such environments is important to avoid groundings or significant loss of manoeuvrability. The focus of this paper will be on the squat in open and confined canals. The results of the empirical calculation method as presented by Dand & Ferguson (1973) and included in appendix A, will be compared with results from tests carried out in a towing tank (1996-2000, 2010). The differences between both will be elaborated and a proposal is made to calculate the sinkage fore and aft of a vessel based upon the original Dand & Ferguson method but taking into account the knowledge obtained with the model test results. The geometry of the cross sections under consideration is for the publication in hand always rectangular and the forward speed of the vessel was limited to the subcritical speed region. 2. MODEL TESTS 2.1 Test facilities All model tests have been carried out in the Towing Tank for Manoeuvres in Shallow Water (cooperation Flanders Hydraulics Research Ghent University) located in Antwerp, Belgium. The empty tank is 88 m long, 7.0 m wide and tests can be carried out in a water depth up to 0.50 m. A planar motion carriage can carry out both free running as well as captive motion model tests. A wave generator at the end of the tank can generate a predefined wave pattern. The carriage is unique in such a way that it carries out model tests fully automated and unmanned. Up to 35 tests a day can be carried out, day and night, 7 days a week. The amount of tests that are carried out a day is only limited by the time necessary for the water to calm down before a new run can be initiated. A yearly average of 25 tests a day is obtained. During a captive motion model test a ship model is connected to the carriage by means of a mechanism which allows free heave and pitch (roll can be restrained or free). In the horizontal plane, a rigid connection is provided. Based upon the measurements of the vertical sinkage at four discrete positions (fore/aft, port/starboard) the sinkage at the fore z VF and aft perpendicular z VA can be derived. The model was restricted to roll so the starboard and port measurements should be equal. 2.2 Ship models The model tests have been carried out for different specific projects. The oldest tests date from 1996 and the most recent tests were carried out in 2010. In the period 1996-2000 model tests were carried out in the frame of a study for the probabilistic admittance policy to the Flemish harbours (Vantorre et al, 2002; Vantorre et al, 2008). Different ship types were towed in the towing tank both in calm water and

in regular and irregular waves. Only the tests in calm water are under consideration here. Two ship models representing a slender ship type vessel (container carrier) and two ship types representing a full type ship (bulk carrier / tanker) have been tested. Model C0D is a scale model (1/75) representing a 6,000 TEU container carrier. Model C0F represents a 190 m long 2,700 TEU Panamax container carrier at a scale of 1/50. Model T0E is geometric identical (scale 1/75) to the (scrapped) tanker ESSO OSAKA (Crane, 1979). Model T0G is a Panamax tanker with a full scale length of 180 m between perpendiculars with the scale factor 1/50. Due to the increase in capacity of container carriers since 2000, model tests representing a more recent and larger container carrier were necessary for the admittance policy. Therefore model tests were carried out in 2008 with model C0W with equal overall dimensions as the 14,770 TEU container carriers of the PS-class of Maersk. (http://www.maerskline.com). Figure 1 The VLCC ship model towed in between the two installed vertical walls in the towing tank. Finally, for comparison with Computational Fluid Dynamics (CFD) and to investigate the influence of the blockage on the behaviour of a vessel, model tests with a model (T0Z) of a very large crude oil carrier (VLCC) have been executed. The geometric properties of bare hull, propeller and rudder of this vessel are made available and published via Stern (2008) and is known as the KVLCC2 Moeri tanker. This model has not only been tested at the centreline of the empty towing tank as the previous models but two 30 m long vertical walls were installed in the tank (Figure 1) and systematically shifted. Tests have been executed in a range of canal widths starting from more than nine times the ships beam ( empty towing tank) up to only 1.05 times the beam of the vessel.

Table I summarizes for the six ship models (C0D, T0E, C0F, T0G, C0W and T0Z) all main geometric properties for all drafts tested. Model name Ship type Scale Length between perpendiculars Beam Draft Moulded volume Block coefficient α L PP B T Vol Cb [ ] [ ] [ ] [m] [m] [m] [m³] [ ] D116 C0D Container 75 290.0 40.3 11.6 75,391 0.557 D150 C0D Container 75 290.0 40.3 15.0 105,948 0.605 F116 C0F Container 50 190.0 32.0 11.6 42,375 0.601 F125 C0F Container 50 190.0 32.0 12.5 46,724 0.615 W145 C0W Container 100 376.0 56.4 14.5 187,601 0.588 W160 C0W Container 100 376.0 56.4 16.0 212,876 0.593 W188 C0W Container 100 376.0 56.4 18.8 262,857 0.623 E116 T0E Tanker 75 325.0 53.0 11.6 159,438 0.798 E150 T0E Tanker 75 325.0 53.0 15.0 208,726 0.808 G116 T0G Tanker 50 180.0 33.0 11.6 57,862 0.840 G130 T0G Tanker 50 180.0 33.0 13.0 65,391 0.847 Z208 T0Z VLCC 75 320.0 58.0 20.8 311,382 0.807 Table I Main ship properties of all the tested models at their tested drafts 2.3 Tested parameters The ship models have been tested at an initial even keel condition but at different drafts. The tested displacement condition of the vessels at full scale is listed in Table I. The models have been towed at a constant forward speed along the centreline of the cross section and parallel to the longitudinal walls. The propeller rate was always according to self-propulsion for all speeds. The tests have been carried out in different water depths varying from an extreme water depth to draft ratio h/t of 1.05 up to a medium shallow h/t ratio of 1.50. The latter corresponds approximately to the maximal possible water depth in this shallow water towing tank of 0.50 m. In Table II and Table III the tested forwards speeds (at full scale and in knots) are plotted with the h/t ratio for all tested ship conditions.

0.2 0.3 0.4 0.5 0.6 0.8 1.0 1.5 2.0 2.5 1.05 1.05 1.05 1.05 1.10 1.10 1.10 1.10 1.10 1.10 1.10 1.10 1.10 1.10 T0Z 20.8 m 1.35 1.35 1.35 1.35 1.35 1.50 1.50 1.50 1.50 1.50 3.0 4.0 5.0 6.0 7.0 8.0 10.0 12.0 14.0 16.0 1.10 1.10 1.10 1.10 1.10 1.35 1.35 1.35 1.35 1.35 1.35 1.35 1.35 1.35 1.50 1.50 1.50 1.50 1.50 1.50 1.50 1.50 1.50 1.50 Table II The tested forwards speeds (at full scale and in knots) are plotted with the h/t ratio for ship model T0Z. Ship C0D C0F C0W T0E T0G Draft [m] 11.6 15.0 11.6 12.5 14.5 16.0 18.8 11.6 15.0 11.60 13.0 Velocity [knots] 1.15 1.07 1.17 1.16 1.10 1.10 1.10 1.15 1.10 1.17 1.12 8.0 1.21 1.13 1.25 1.24 1.15 1.15 1.20 1.21 1.15 1.25 1.19 1.20 1.20 1.20 1.20 1.15 1.07 1.10 1.10 1.10 1.15 1.10 1.17 1.12 10.0 1.15 1.15 1.21 1.21 1.15 1.25 1.19 1.20 1.20 1.20 11.0 1.10 1.15 1.07 1.17 1.16 1.15 1.15 1.20 1.21 1.10 1.17 1.12 12.0 1.21 1.13 1.25 1.24 1.20 1.20 1.15 1.25 1.19 1.20 1.15 1.20 14.0 1.15 1.13 1.20 1.20 1.20 1.21 16.0 1.21 1.20 1.20 1.20 Table III The tested forwards speeds (at full scale and in knots) are plotted with the h/t ratio for the tested ship conditions. The canal in which ship model T0Z was tested was open at the inlet and outlet so water from the towing tank could flow in and out the actual canal section during a test run. One vertical wall is systematically shifted towards the other wall to vary the width W of the cross section. The narrowest canal width was only 5% wider than the beam of the model which is about the same ratio as at the present Panama Locks (W/B=33.5/32.3=1.04) Table IV summarizes the width of the canal (at full scale) together with the ratio of the width and beam of the ship W/B for all tested ship models.

Ship C0D C0F C0W T0E T0G T0Z 700 12.41 Width of the canal [m] 525 13.03 9.91 9.05 350 10.94 10.61 290 5.00 145 2.50 99 1.70 73 1.25 61 1.05 Table IV W/B ratio for all ships and canal widths at full scale

3. CALCULATIONS VERSUS MODEL TEST RESULTS 3.1 Calculated and measured sinkages Based upon the method proposed by Dand & Ferguson (1973) the sinkage fore z VF and aft z VA can be determined in the model test conditions (Appendix A). In Figure 2 the measured sinkage fore z VF is plotted versus the calculated value for the Panamax container carrier at a draft of 12.5 m, at four speeds (8, 10, 12 and 14 knots full scale) and at two water depths (14.50 m and 15.50 m) in a 350 m wide canal with rectangular cross section. A similar plot is displayed for the sinkage aft z VA in Figure 3. Figure 2 Measured and calculated sinkage fore of ship model C0F at a draft of 12.5 m full scale at two water depths and four forward speeds. Figure 3 Measured and calculated sinkage aft of ship model C0F at a draft of 12.5 m full scale at two water depths and four forward speeds. For this particular ship and canal an excellent correlation between the measured and calculated sinkages is found but an important absolute deviation is observed. For the sinkage fore z VF the ratio

between the calculated and measured sinkage in this condition is 0.58, while for the sinkage aft z VA this ratio is 0.43. The standard deviation σ is 0.030 and 0.055 respectively. The same exercise can be repeated for all ship models, at all drafts and for all widths of the test section. In Figure 4 this ratio is outlined for the sinkage fore and in Figure 5 for the sinkage aft. Figure 4 The ratio between the measured and calculated sinkage fore for all the tested ship models at all the drafts together with the width to beam ratio Figure 5 The ratio between the measured and calculated sinkage aft for all the tested ship models at all the drafts together with the width to beam ratio

3.2 Influence of the canal width The ship model T0Z of a VLCC has been towed in test sections with different widths. For each canal width the ratio between the measured and calculated sinkage appears to be different (Figure 6 and Figure 8). This is more distinct for the sinkage fore as for the sinkage aft. Figure 6 The ratio between the measured and calculated sinkage fore for model Z together with the width to beam ratio For a W/B ratio smaller than about two, the measured sinkage fore is smaller than the sinkage as calculated according to the method by Dand & Ferguson (1973); for cross sections wider than about twice the beam of the ship the measured sinkage is greater than the calculated sinkage fore. A possible explanation for this observation is the following; because the test section was open at the inlet and at the outlet, the water displaced by the vessel could flow along the vessel but can also be pushed out of the test section into the towing tank. When the ship model acts like a piston, less water will flow along the model hull and the measured sinkage is lower than the calculated sinkage. The calculation method assumes no piston-effect so because of the conservation of mass all the water has to flow along the hull resulting in an overprediction of the sinkage. If the cross section is wider, the decrease of the water level will not be constant for the entire width of the section. Further away from the vessel the drop of the water level will be smaller than closer to the model. However, the calculation method supposes an equal water level drop over the entire width. This results in a higher calculated value for sinkage fore compared to the measurements during the model tests carried out in the towing tank. Figure 7 The ratio between the measured and calculated sinkage fore for model Z plotted versus the ratio 4+W B 3 W. B

In Figure 7 the ratio between the measured and calculated sinkage is plotted versus 4+W B. A linear 3 W B relation between both is found and in this way the sinkage fore z VF can be calculated with Equation 1. z VF = 4+W B 3 W B z VF D&F (1) Figure 8 The ratio between the measured and calculated sinkage aft for model Z together with the width to beam ratio For this ship model the calculated sinkage aft was always about 80% of the measured sinkage which is an underestimation of about 25%. In this way the sinkage aft can be calculated via the Dand & Ferguson method and Equation 2. z VA = 1.25 z VA D&F (2) The propeller action will increase the local velocities of the water around the aft body of the ship. The increasing velocities result in an increase of the pressure drop and thus in a higher sinkage aft. The propeller action was not taken into account in the calculations and this can be the reason for the underestimation of the sinkage by the theory. 3.3 Influence of the fullness of the underwater body As can been seen in Figure 4 and Figure 5 the ratio between the measured and calculated sinkage does not only differ for each width of the cross section but also for a different ship (-type). In Figure 9 and Figure 10 only the tests carried out in the empty towing tank are selected (width of the section at model scale equals 7.0 m). Remark that for these tests the W/B ratio varies from about 9 up to 13 because of the different beams of the ship models according to the ship type and scale factor. Figure 9 The ratio between the measured and calculated sinkage fore for all tests carried out in a 7.0 m wide test section versus the block coefficient of the ship model.

The relation between the ratio of calculated and measured sinkage fore and the block coefficient of the vessel under consideration can be seen in Figure 9. The higher the block coefficient or the fuller the vessel the more the sinkage fore is underestimated with the Dand & Ferguson method. The opposite could apply for the sinkage aft which is less underestimated with a higher block coefficient (Figure 10) but for some of these values the uncertainty is relative high. Figure 10 The ratio between the measured and calculated sinkage aft for all tests carried out in a 7.0 m wide test section versus the block coefficient of the ship model. 4. CONCLUSIONS The methodology of Dand & Ferguson based upon conservation of mass and Bernoulli s Law to calculate the sinkage fore z VF and aft z VA results in a good relation with the sinkage as measured during model tests carried out in the towing tank. However, a huge deviation was found for the absolute value of the sinkage fore and aft for each ship, at each draft and in all tested canals compared to the calculation method. For the tests carried out with a model representing a VLCC, at a width of the canal of about two times the vessels beam, this underestimation of the sinkage fore turns into an overestimation of the sinkage. For the sinkage aft the Dand & Ferguson method results in a sinkage aft of about 80% of the measured sinkage for this ship only. For the ships with a smaller block coefficient (container carriers) this ratio is about 40%. Taking into account all model tests carried out in a 7.0 m wide canal section (at model scale) only, it can be concluded that the higher the block coefficient of the model the more the model will sink at the forward perpendicular relative to the Dand & Ferguson method. The sinkage aft results in a less underestimated sinkage by the Dand & Ferguson method relative to the model tests. In the near future a mathematical model should be proposed taking into account correction factors for the present Dand & Ferguson method. The influence of the width of the cross section and block coefficient as shown in the present publication should be taken into account and result in an accurate prediction of the sinkage fore and aft. Furthermore the influence of the propeller action on the sinkage (aft) and the way of behaving of the trim and sinkage when the vessel is sailing at a lateral position different from the centreline could be investigated more profoundly.

NOMENCLATURE A(x) [m²] cross section area at longitudinal position x B(x) [m] beam of the waterline at longitudinal position x B [m] beam of the ship Fr h [ ] Froude number (water depth dependant) Fr crit [ ] critical speed g [m/s²] gravity h [m] water depth L PP [m] length between perpendiculars M [Nm] trim moment m [ ] blockage m crit [ ] critical blockage T [m] draft t [m/m] trim V [m/s] forward speed V 1 [m/s] speed of the water in the disturbed cross section V ship [m/s] forward speed of the vessel Vol [m³] moulded volume W [m] width of the canal section x [m] longitudinal position from the aft perpendicular y [m] lateral position y [Nm] sway force z [m] sinkage Z [N] vertical force δv(x) [m/s] speed difference between the disturbed and undisturbed flow ζ [m] decrease of the water level in the cross section ρ [kg/m³] density Ω [m²] canal cross section area Subscripts: A at the aft perpendicular crit critical speed F at the forward perpendicular M at midship running V REFERENCES Briggs, M., Vantorre, M., Uliczka, K., Debaillon, P. 2009. Prediction of squat for underkeel clearance. In: HANDBOOK OF COASTAL AND OCEAN ENGINEERING (editor: Young C Kim). World Scientific Publishing Company; chapter 26, pg. 723-774, Crane, L.C., Maneuvering trials of a 278 000-DWT tanker in shallow and deep waters SNAME Trans., 87 (1979), pp. 251 283 Dand, I.W. and Ferguson, A.M., 1973, Estimating the Bow and Stern Sinkage of a Ship under way in Shallow Water, The Naval Architect, January 1973, 238 Schijf, J.B., XVIIth International Navigation Congress Lisbon 1949 Section I Inland Navigation pg 61 78 Stern, F.; Agdrup, K. (Ed.) (2008). SIMMAN 2008. Workshop on Verification and Validation of Ship Manoeuvring Simulation Methods, Copenhagen, April 14th - 16th 2008: preprints of workshop proceedings: volume 1. Summary, test cases, methods and papers. Force Technology: Brøndby. different pagination pp. Vantorre, M.; Laforce, E.; Dumon, G. and Wackenier, W, 2002, "Development of a probabilistic admittance policy for the Flemish harbours", 30th PIANC Congress, Sydney. Vantorre, M., Richter, J., Lataire, E., Laforce, E., Eloot, K., Verwilligen, J., Ship Motions in Shallow Water As the Base for a Probabilistic Approach Policy 27th Annual Conference on Offshore Mechanics & Arctic Engineering (OMAE 2008-57912), Estoril, Portugal

APPENDIX A: EMPIRICAL METHOD BY DAND & FERGUSON Dand & Ferguson (1973) proposed a semi-empirical theory to calculate the squat based upon the continuity equation (conservation of mass) and Bernoulli s Law. This theory assumes that the vessel under consideration sails in a cross section area Ω at a constant forward speed V ship. The cross section is rectangular with a constant water depth h and equal width W at all depths. At each longitudinal position of the vessel x the theory takes into account the cross section area A(x) and the beam of the vessel on the waterline B(x) at that position. At each position x, the cross section Ω(x) is blocked with the surface A(x) by the vessel. As a result a return flow will be initiated when the vessel sails at a constant forward speed V along the centreline of the canal. The return flow results in an increased water speed δv(x). Because of the increased water velocity the free surface level will drop at this section by a vertical distance ζ(x). The pressure at this location will decrease proportionally to the drop of the water level ζ(x) based upon Bernoulli s Law. V 1 (x) = V + δv(x) (3) Conservation of mass: ΩV = Ω A(x) Wζ(x) V 1 (x) (4) Equation (4) imposes that at each position x the water surface drops over a constant distance ζ(x) for the entire width of the canal and that the vessel at this position sinks over the same distance ζ(x). Based upon Bernoulli s Law the distance ζ(x) can be calculated with the forward speed of the vessel V and the forward speed of the water at position x. ζ(x) = 1 2g (V 1(x) 2 V 2 ) (5) Substituting Equation (4) and Equation (5) results in: 1 (V 2g 1(x) 2 V 2 ) = Ω A(x) W W Ω V W V 1 (x) (6) The ratio Ω A(x) equals the initial water depth h if the cross section is rectangular and by definition W Ω the blockage ratio m. is known as 1 V 2 2 gh V 1 (x) V 2 1 + V V 1 (x) + m(x) 1 = 0 (7) With the water depth dependent Froude number Fr h = equation of the third degree in V 1 (x). V V gh the previous Equation (7) can be rewritten as an 1 Fr 2 h 2 V 1 (x) V 3 1 Fr 2 h 2 + 1 m(x) V 1 (x) + 1 = 0 (8) V This equation has three mathematical solutions for V 1 (x) but only one is a physical significant solution. For a given value of the blockage factor m, a physically realistic solution (green area in Figure 2) is only possible if Fr h is either less than a first critical value, or greater than a second critical value. In this way, subcritical, trans-critical and supercritical speed ranges can be distinguished; in the trans-critical speed range, which always contains Fr h = 1, no stationary solution can be found.

Figure 11 Graphical interpretation of the solution areas for Fr h and blockage ratio m and all tested combinations of Fr h and the blockage factor m. The first critical depth Froude number is always less than 1 and can be calculated as follows as was shown by Schijf (1949) and more recently formulated by Briggs et al (2009): The second critical Froude number equals: Fr h,crit1 = 2sin arcsin(1 m) 3 2 3 Fr h,crit2 = 2sin π arcsin(1 m) 3 3 2 (9) (10) For each speed Fr h a critical blockage can be calculated: m crit = 1 sin 3arcsin Fr 2 3 h (11) 2 At subcritical speeds the equilibrium is reached by the combination of an increase of the speed V(x) and a water level decrease ζ(x). At supercritical speeds the velocity V 1 cannot increase further and water in front of the vessel accumulates and induces a pressure wave. This pressure wave travels at a higher speed than the vessel itself and causes an increasing water level in front of the vessel. This high water volume in front of the vessel results in a decrease of the water level at the stern as not enough water can flow to the back of the vessel. Finally the velocity V 1 will be lower than the speed over ground of the vessel V and a new equilibrium will be reached when the forward speed of the pressure wave V PW equals the forward speed of the vessel. The current research however, focusses on the subcritical speed range. When the cubic equation (8) is solved for V 1 (x) the speed difference δv can be calculated for each longitudinal V position x along the vessel, whereupon the water level decrease ζ(x) and pressure drop ρgζ(x) can be computed. Now the pressure drop at every position x along the entire hull is known and via integration this results in a vertical force Z and trim moment M of the entire vessel. x F Z = ρg ζ(x)b(x)dx (12) x A x f M = ρg ζ(x)b(x)xdx (13) x a The vertical force Z and trim moment M equal the hydrostatic force and moment:

Z = ρga W z M (14) M = ρgi L t M (15) This results in a trim t M and vertical sinkage z M at the midship section of the vessel: z M = t M = x F x ζ(x)b(x)dx A x F B(x)dx x A (16) x F x ζ(x)b(x)xdx A x F B(x)x 2 dx The sinkage fore z VF and aft z VA can now be calculated: x A (17) z VF = z M Lpp 2 z VA = z M + Lpp 2 t M (18) t M (19) The trim and sinkage results in a new cross section A(x) along the vessel. An iteration can be started to calculate the new trim and sinkage based upon these new cross sections A(x) until a final equilibrium is reached. The final trim and sinkage however are almost unaltered after the first iteration.