OFFICIAL TRIALS POLICY

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OFFICIAL TRIALS POLICY BACKGROUND 1.1 HRNSW has an obligation to ensure that Official Trials are conducted in a safe and consistent manner across the State. 1.2 HRNSW has an obligation to provide complete and accurate trial results to stimulate wagering turnover and meet the minimum standard of professionalism expected from the industry. 1.3 HRNSW has an obligation to ensure that Official Trials are conducted in accord with the Rules and compliance with the policies of HRNSW. 1.4 Some trial results are not being submitted to HRNSW. 1.5 Some trial results have been submitted containing inaccurate and/or incomplete data. 1.6 Unnamed horses have been allowed to contest Official Trials. 1.7 Unlicensed persons have been permitted to participate in Official Trials. 1.8 Horses are qualifying and requalifying in official or unofficial trials that are not made known to the public. 1.9 The need for a revision of minimum qualifying and requalifying standards. 1.10 It has not been compulsory for drivers to wear white driving pants in trials. 626.9 Page 1 of 8

1.11 A nomination based system for trials was initially introduced at Tabcorp Park Menangle and Penrith whereby the HRNSW Racing Office assembles the trial fields. This process has proven to be a success and has been expanded over time to include numerous Clubs. 1.12 Following a horse being entered into a trial under the incorrect name, all horses must be presented to Official Trials with their Registration Certificate. 1.13 Following a review in April 2013, unless explicitly approved by the Chairman of Stewards, horses can only requalify to race one clear day after being barred and the first ODM/ODS can now be lifted at Official Trials an HRNSW authorised Trial Supervisor. 1.14 Official trials are not used for handicapping or balloting purposes. POLICY 2.1 Definitions: Official Trials Means a Trial: a) That is approved and scheduled by HRNSW; b) Which is conducted in accordance with the HRNSW and the Rules of Harness Racing New South Wales ( the Rules ).; c) That is Supervised by an HRNSW authorised Trial Supervisor, or a Steward; d) For which official entries are taken by HRNSW and results are recorded; e) Which permits a horse or horses to: i. Qualify ii. Re-Qualify iii. Have an embargo lifted iv. Trial having been imported and having not raced for 42 days. Training & Education/Green Trials Means: a) Trials other than Official Trials, may be organised, supervised and controlled by a Club or the management of a recognised training track. No horses can be qualified, re-qualified or passed for resuming to race in such trials. 2.2 A First Aid Officer and a Clerk of the Course shall be required for Training and or Education/Green trials where a Club is involved in any aspect. 2.3 Education and Green Trials are only for horses which have had no more than two registered race starts. Note: Training and or Education/Green Trials may be conducted in conjunction with Official Trials. DATE OF EFFECT This shall take effect from the first day of September, 2015 and hereby overrules any pre-existing Guidelines, Policy or Protocol previously adopted by HRNSW. 626.9 Page 2 of 8

NOMINATIONS FOR TRIALS 4.1 Trial dates must be submitted by Clubs to HRNSW at least three months in advance for inclusion on the harnessmediacentre.com.au website. 4.2 A schedule of dates for approved Official Trials will be published by HRNSW. 4.3 All nominations for Official Trials shall be submitted via HarnessWeb or by what other method HRNSW deems necessary. Nominations close 3pm on the weekday prior to the day of the trial being conducted. No late nominations unless approved by HRNSW. 4.4 With the permission of HRNSW, any horse stood down from competition after the closing time of nominations may be added to the Official Trials fields. 4.5 In exceptional circumstances, including where Official Trials are cancelled due to weather conditions, HRNSW may authorise amendments to impending trials. 4.6 Where horses are attempting to qualify, requalify or to have an embargo lifted this must be notified at the time of nomination. TRIALS FEE 5.1 Trial fees are at the discretion of the conducting Club. 5.2 This fee at the discretion of the Club may be charged upon nomination of the horse, and can be enforceable even if the horse is scratched. CONDUCT OF TRIALS 6.1 A HRNSW authorised Trial Supervisor MUST be present for Official Trials to take place. In addition, a Judge/Timekeeper (separate to Trial Supervisor) is also required to be present for Official Trials to take place. At no time should the officials drive in any Official Trials in which they are officiating. 6.2 An Ambulance or as a minimum a currently qualified First Aid officer (Known as Provide First Aid ) MUST be present for all trials to take place. 6.3 A Clerk of the Course MUST be present for all trials to take place. 6.4 All horses competing in any Official Trials MUST have their freeze brand checked by HRNSW authorised Trial Supervisor, against their Registration Certificate or official records provided by HRNSW. 6.5 Any horse that is presented to an Official Trial should have the Registration Certificate available upon request. 6.6 Any horse whose identification cannot be confirmed shall be withdrawn from an Official Trial. 6.7 All horses MUST be named before being allowed to contest Official Trials, except unnamed horses may be permitted to contest Education/Green Trials. 626.9 Page 3 of 8

6.8 Only participants holding a current Harness Racing Driver s Licence are permitted to participate in Official Trials, however, a suspended driver is eligible to contest official trials. 6.9 Drivers are required to wear full race attire including safety equipment and white driving pants. Jeans and tracksuit pants shall not be permitted. 6.10 Drivers in ALL Official Trials are required to wear registered race colours. 6.11 All horses competing in any Official Trial are required to display saddlecloths. 6.12 Upon written Application from a Club, HRNSW may alter or amend any of the Conditions above for the Nominations or Conduct of Official Trials. Any variations should be provided by HRNSW in writing to the applicant. TRIAL RESULTS 7.1 Clubs must submit Official Trial results on the approved electronic form within 24 hours of the trials being conducted. Trial results must be accurate and complete. These results shall include all horses that competed in the Official Trial/s. 7.2 HRNSW will provide support, where possible, to help clubs achieve this objective. 7.3 Any Club that does not submit their trial results within 24 hours of them being conducted in accordance with this may not be allowed to conduct Official Trials and/or face sanction from the Controlling Body as per Clause 30 of the Harness Racing Act, 2009. QUALIFYING/REQUALIFYING TRIALS PACERS 8.1 A horse which has been barred and must requalify to race, unless explicitly approved by HRNSW, may only requalify in an Official Trial which is conducted one clear day of being stood down (i.e. A horse that is barred on a Tuesday cannot requalify until Thursday). 8.2 A horse may only qualify or requalify in an Official Trial, and until the full details of that trial are made available to HRNSW for inclusion in the trial results, the horse shall not be permitted to contest a race. 8.3 Unless otherwise approved by HRNSW, in order for a pacer to qualify or requalify, a minimum of four (4) horses must contest an Official Trial. HRNSW may permit less than 4 horses upon application. 8.4 In order to qualify or requalify for mobile or standing start events, a horse must have at least one horse drawn to its inside and one horse to its outside during the score-up and for a reasonable distance after the start is affected. 8.5 Note for Standing Starts: Horses drawn alongside a horse seeking to qualify or requalify is under no obligation to finish the Official Trial. 8.6 Outside Draw (OD) and Right Outside Draw (ROD) horses shall be allowed to requalify for in running offences from OD and ROD positions. 626.9 Page 4 of 8

8.7 On tracks where there are two (2) rows of runners in an Official Trial, horses that are qualifying or requalifying should be drawn on the front row. 8.8 The following minimum mile rates for each individual horse will be observed in order to qualify or requalify in Official Trials: MINIMUM MILE RATE STANDARDS - PACERS: Age Distance Gait Start Group A Group B Group C Group D Group E 2YO 1609m Pacer Stand 2:10.00 2:12.00 2:12.00 2:12.00 2:12.00 2YO 1609m Pacer Mobile 2:04.00 2:06.00 2:07.00 2:08.00 2:09.00 3YO+ 1609m+ Pacer Stand 2:06.00 2:08.00 2:09.00 2:10.00 2:10.00 3YO+ 1609m+ Pacer Mobile 2:02.00 2:04.00 2:05.00 2:06.00 2:07.00 Note: These times are a guide and Supervisors may allow for external factors, such as track conditions. * plus two (2) seconds at Riverstone Note: Refer Appendix i for reference to the Groups of tracks. QUALIFYING/REQUALIFYING TRIALS - TROTTERS 9.1 A horse which has been barred and must requalify to race, unless explicitly approved by HRNSW, may only requalify in an Official Trial which is conducted one clear day of being stood down (i.e. A horse that is barred on a Tuesday cannot requalify until Thursday). 9.2 A horse may only qualify or requalify in an Official Trial, and until the full details of that trial are made available to HRNSW for inclusion in the trial results, the horse shall not be permitted to contest a race. 9.3 Unless otherwise approved by HRNSW, in order for a trotter to qualify or requalify in an Official Trial, a minimum of two (2) horses must contest a mobile start and four (4) horses must contest a standing start. 9.4 In order to qualify or requalify for a standing start events, a horse must have at least one horse drawn to its inside and one horse to its outside at the start. 9.5 Note for Standing Starts: Horses drawn alongside a horse seeking to qualify or requalify are under no obligation to finish the Official Trial. 9.6 Outside Draw (OD) and Right Outside Draw (ROD) horses shall be allowed to requalify for in running offences from OD and ROD positions. 9.7 On tracks where there are two (2) rows of runners in an Official Trial, horses that are qualifying or requalifying should be drawn on the front row. 626.9 Page 5 of 8

9.8 The following minimum mile rates for each individual horse will be observed in order to qualify or requalify in Official Trials: MINIMUM MILE RATE STANDARDS - TROTTERS: Age Distance Gait Start Tracks A Tracks B 2YO 1609m Trotter Stand 2:18.00 2:26.00 2YO 1609m Trotter Mobile 2:12.00 2:20.00 3YO+ 1609m+ Trotter Stand 2:14.00 2:20.00 3YO+ 1609m+ Trotter Mobile 2:08.00 2:14.00 Note: Tracks A Tracks of 900 metres circumference or greater. Tracks B Tracks of less than 900 metres circumference. REMOVAL OF FIRST ODM/ODS 10.1 The first ODM/ODS can be removed at Official Trials by an HRNSW authorised Trial Supervisor. 10.2 It is the responsibility of the Trainer of a horse wishing to have an Out of Draw lifted at Official Trials to inform the HRNSW authorised Trial Supervisor prior to trialling. 10.3 The Trainer shall ensure that they have the horse s registration papers available at the trials for inspection by an HRNSW authorised Trial Supervisor or the Stewards. LIFTING OF ODM/ODS 11.1 The removal of the second ODM/ODS can only be lifted following the horse competing in a race. 11.2 In order for the second ODM/ODS to be lifted, the officiating Stewards must be requested by the Trainer to have the ODM/ODS lifted. Such a request must be made on the race day/night that the horse competes. Failure to do so may result in the ODM/ODS not being lifted. HORSES IMPORTED INTO AUSTRALIA NOT HAVING RACED FOR 42 DAYS 12.1 In circumstances where a horse imported into Australia has not started in a race for a period of not less than 42 (clear) days, such horse must complete an Official Trial prior competing in a race. 12.2 HRNSW reserves the right to waive this condition for horses which may be competing in feature races. Note: If a horse is nominated for a race pending an Official Trial, its nomination shall be made subject to the Official Trial, however it shall not prevent another eligible horse from obtaining a start. 626.9 Page 6 of 8

HRNSW APPROVED TRIAL SUPERVISORS REFER APPENDIX ii. APPENDIX i: Tracks for the qualifying or requalifying of pacers. Group A Group B Group C Group D Group E Menangle Bankstown Dubbo Albury Armidale Bathurst Maitland Blayney Nowra Canberra Parkes Broken Hill Fairfield Tamworth Coolamon Goulburn Wagga Cowra Newcastle Young Eugowra Penrith Riverstone Griffith Cessnock Muswellbrook Forbes Inverell Junee Leeton Narrabri Peak Hill West Wyalong 626.9 Page 7 of 8

APPENDIX ii: HRNSW APPROVED TRIAL SUPERVISORS The following persons are authorised by HRNSW to act as Supervisors at Official Trials and have the authority to qualify and requalify horses under the provisions of the Policy: Allan Wallet Gary Punch Paul Richards Anthony Deep Gil Buckley Peter Crook Arthur Harrison Glen Egan Peter Dewsbury Athol White Graeme White Peter Grenfell Barry Murray Greg Hando Peter Shepherdson Bernie Smith Mick Gamble Rachael Micallef Bill Jardine Jane Walker Ray Hornsby Brian Ingram Jeff Thompson Ray Moroney Bruce Knight Jim Lewis Ray Turner Chris Miles John Bullock Richard Earnshaw Colin Hobday John Marcus Robert Allport Colin Thomas John Menzies Rodney Crowe Colin Watts John Waite Roly Smith Craig Dumesny Keith Ambrose Rose McGeehan Danny Dwyer Keith Boxsell Ross Scherf Darrell Rogers Keith Sutherland Sue van de Ven David Harris Lance Defraine Therese Kliendienst David Micallef Laurie Carpenter Tom Copelin David Wonson Jnr Laurie James Toni Radburn Don Clough Lester Hoy Tony Hagney Edward French Mark Tracey Trevor Picken Frank McRae Murray Sullivan Vicki Hogan Garry Edwards Neil Brooks Wal Blezard Garry Shepherdson Noel Hollingworth Wayne Smith 626.9 Page 8 of 8