Recent Research on Hazards PSA

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Recent Research on Hazards PSA Marina Röwekamp, Hartmut Holtschmidt, Michael Türschmann Gesellschaft für Anlagen- und Reaktorsicherheit (GRS) ggmbh IEM8 - International Experts Meeting on Strengthening Research and Development Effectiveness in the Light of the Accident at the Fukushima Daiichi Nuclear Power Plant IAEA, Vienna, February 16 20, 2015

Introduction German PSA Guideline and its technical document on PSA methods require PSA for safety reviews (SR) of NPPs This also covers probabilistic analyses for the following hazards: Internal hazards (IH): Internal fire Internal flooding External hazards (EH): Aircraft crash Explosion pressure wave External flooding Earthquake For these hazards, specifications and methodological approaches are provided in the technical guidance document on PSA methods Risk contributions of other hazards such as gas clouds (e.g. toxic, corrosive), external fires, ship collisions with intake structures, extreme weather conditions (e.g. lightning, storm, snow, ice and combinations of these), and biological phenomena have to be assessed only roughly 2

Approach for a Comprehensive Site-specific Hazards PSA (1) The reactor accidents at the Fukushima Dai-ichi NPP site gave reason and indications to check modeling for calculating plant specific risk from hazards A standardized approach for performing a comprehensive site-specific Hazards PSA has been developed for all kinds of internal and external hazards, all plant operational states covering also spent fuel pool Main ideas Screening of site-specific hazards: Decision which hazards have to be assessed in which level of detail Standardized methodology for all hazards to be analyzed probabilistically in detail Generation of Hazard Equipment Lists H-EL and Hazard Dependency Lists H-DL Systematic (partly automatic) extension of the given plant quantification model using H-EL and H-DL 3

Approach for a Comprehensive Site-specific Hazards PSA (2) Main ideas (contd.) Systematic consideration of all potential dependencies caused by hazards Impact dependencies of different hazards Dependencies of safety functions needed for control of the consequences of hazard induced initiating events Dependencies of hazard induced failures of SSC Some essential parts of the approach have already been tested successfully: Seismic PSA: A database has been developed to support equipment screening and compilation of relevant SSC for the Seismic Equipment List S-EL Fire PSA: Automatic extension of the plant quantification model (fault trees) using the Fire Equipment List F-EL containing an equipment-room-mapping for all relevant components and cables 4

What is a Hazard Equipment List (H-EL)? H-EL = {SSC 1, SSC 2,, SSC n } H For a given hazard H the corresponding Hazard Equipment List H-EL contains all structures, systems and components (SSC) vulnerable to the impact from H Additionally, the failure or unavailability of such SSC should contribute to the H-induced risk H-EL is used to extend the plant quantification model systematically For each SSC of H-EL the corresponding failure gate(s) in the fault trees of the plant model must be completed with H-induced failure of the SSC This procedure of using such an equipment list is well known from Seismic PSA with the Seismic Equipment List S-EL 5

What is a Hazard Dependency List (H-DL)? H-DL = {D 1, D 2,, D m } H For a given hazard H the corresponding Hazard Dependency List H-DL contains all dependencies among the H-induced failure behavior of SSC, which should be considered Dependency D is described by a triple D = {A, S, c}: S set of dependent SSC A common property of the elements of S (reason for H-induced dependency) c strength of dependency (correlation/link factor) With this triple model all kinds of H-induced dependencies can be described H-DL is used to extend the plant quantification model systematically with respect to dependencies For each D of H-DL the corresponding failure gate(s) in the fault trees of the plant model must be completed with H-induced dependencies 6

Extension of the Fault Tree Models Applying H-EL and H-DL unavailability of a SSC unavailability (internal event PSA) H-induced unavailability independent part CCF part independent part SSC H EL dependent part D H DL _ with _ SSC i S i H-EL = {SSC 1, SSC 2,, SSC} H-DL = {D 1, D 2,, D m } with D i ={A, S, c} and i = 1,, m 7

Compilation of H-EL and H-DL All Structures, Systems and Components (SSC) of a nuclear power plant Qualitative Screening - Preliminary H-EL (SSC of basic events, initiating events, miscellaneous) - Preliminary H-DL (D based on basic assumptions) - Target-oriented plant walkdown - Correction of preliminary H-EL and H-DL using walkdown experiences Compilation of - List of H relevant equipment (H-EL) - List of H relevant dependencies (H-DL) Plant Model Extension (qualitative) according to previous slide Quantitative Screening - Classification of SSC and dependencies D according to their importance - Assessment of H induced failure probabilities (for the important SSC) - Model choice for the dependencies, parameter estimation - Anew plant walkdown (if necessary) Quantitative determination and assessment of - H related SSC failure probabilities - Parameters of dependencies D Plant Model Extension (quantitative) 8

(1) Hazards (2) Initiating Events (3) SSC L gen Screening Plant Model Extension L total Result of sitespecific screening Initiating Events (IE) Basic Events (BE) L o L rough L detail Contains hazards without relevance A rough estimation is enough PSA must be performed Which IE are possible for the hazard to be analyzed? Which dependencies among the hazardinduced IEs have to be regarded? Extension of specific hazard related failures of SSC (based on HEL) and failure dependencies D among the SSCs (based on HDL) Analyses at levels (2) and (3) must be performed for any hazard of L detail (modeling basis: event trees of Level 1 PSA) (modeling basis: fault trees of Level 1 PSA) Risk quantification and add-up 9

Systematic Consideration of Initiating Events from EH (1) Operating experience Three databases compiling international as well as national NPP operating experience have been analyzed with respect initiating events from external hazards: International Reporting System (IRS) by IAEA VERA Database on reportable events from German NPP by GRS TRANS Database by GRS compiling non-reportable events with transients from German NPP Three events have been identified with concurrent loss of the main heat sink and loss of offsite power (LOOP) Event Date Plant Type Event Title 1980 GCR Cooling water pump house flooding 1987 GCR 1999 PWR Partial blockage of the water intake of one unit, and loss of offsite power to the twin during cold weather Partial loss of safeguard systems as a result of external flooding 10

Systematic Consideration of Initiating Events from EH (2) Categories of impacts from EH identified from the operating experience EH resulting in a loss of the main heat sink K1: Flooding with water impact on systems and components K2: Cold weather with ice formation K3: Ingress of jellyfish, mussels, shrimps or swarms of little fish K4: Flooding or heavy precipitation with ingress of sediments or debris K5: Strong wind with ingress of vegetable materials K6: Low water level with high concentration of dirt/soil EH resulting in a LOOP N1: heavy storm with impact on transmission lines N2: Lightning strike in transmission line or switchyard N3: Large fire in the surrounding of transmission lines N4: Cold weather and rain precipitation with ice formation on transmission lines N5: Strong wind with salt precipitation in the switchyard N6: High ambient air temperatures with impact on main or auxiliary transformers 11

Systematic Consideration of Internal and External Hazards (1) Concept of a hazards database L gen generic list of hazards Consequences of hazards Combinations of hazards Maloperation of safety systems Initiating events International operating experience Which event? Where? In which POS? 12

Systematic Consideration of Internal and External Hazards (2) External hazards (EH) Natural hazards Seismo-tectonic Hydrological Meteorological Extraterrestrial Biological Geological Man-made hazards External fire Aircraft crash External explosion, blast wave Ingress of dangerous materials (i.e. gaseous or liquid) External electromagnetic interference (EMI) 13

Systematic Consideration of Internal and External Hazards (3) Internal hazards (IH) Internal fire Internal explosion Internal flooding Component faults (mechanic as well as electric) including high energy faults with potential impact on items important to safety Pipe whip / jet impact Drop or collapse of loads Internal missiles Internal electromagnetic interference (EMI) Collisions of vehicles onsite Multi-unit impacts 14

Systematic Consideration of Internal and External Hazards (4) Combinations of hazards Causal relation EH resulting in EH (e.g. extreme weather resulting in external flooding) EH resulting in IH (e.g. earthquake resulting in fire) IH resulting in IH (e.g. explosion resulting in fire) Hazards occurring independently of each other during the mission time of one of these EH and EH (e.g. earthquake occurring during flooding) EH and IH (e.g. fire occurring during flooding) IH and IH (e.g. drop of loads occurring during fire) Approach for consideration of combinations First qualitative screening step: physical exclusion of individual hazards and hazard combinations Second quantitative step: site-specific screening by frequency Individual hazards Hazard combinations including those of more than two hazards via application of matrix automatically created from hazards database with site-specific occurrence frequencies 15

Summary and Conclusions (1) A methodology for a comprehensive site-specific Hazards PSA has been developed The conceptual approach is being validated and stepwise implemented A systematic extension of the Level 1 PSA quantification models (fault trees) supported by Hazard Equipment Lists H-EL and Hazard Dependency Lists H-DL is part of the systematic approach Internal and external hazards as well as their impact combinations are being systematically considered For this purpose, the international NPP operating experience is being analysed 16

Summary and Conclusions (2) The general approach has already been successfully applied for extending Level 1 PSA for the IH fire and its combinations with site-specific EH to the spent fuel pool (SFP) for the post-commercial safe shutdown phase In the near future, it will be possible to perform a comprehensive site-specific Level 1 Hazards PSA for all plant operational states and all radioactive sources Methods for consideration of human response in case of hazards have already been developed; the approach needs implementation and validation for practical applications In the longer term, an extension to Level 2 Hazards PSA including the need for risk metrics for multi-unit sites on an international basis seems to be valuable 17

Thank you for your attention! For questions please contact: Marina Röwekamp: Marina.Roewekamp@grs.de 18