Proxy Voting ords Sionna Canadian Small Cap Equity Third Quarter (July 01 to September 30) 2017 Bridgehouse Asset Managers is a trade name of Brandes Investment Partners & Co. (Bridgehouse). Brandes Investment Partners is a registered trademark of Brandes Investment Partners, L.P. in the United States and Canada, used under license by Bridgehouse. Brandes Investment Partners & Co. is an affiliate of Brandes Investment Partners, L.P., which is a portfolio sub-advisor to certain of the Bridgehouse Funds. Brandes Investment Partners & Co. operating as Bridgehouse Asset Managers (Bridgehouse) is the manager of the Bridgehouse Funds. Bridgehouse has hired Brandes Investment Partners, L.P. (Brandes LP), Greystone Managed Investments Inc. (Greystone), Lazard Asset Management (Canada), Inc. (Lazard), Sionna Investment Managers Inc. (Sionna) and Morningstar Associates, Inc. (Morningstar) as portfolio sub- advisors in respect of the Bridgehouse Funds.This material has been provided by Bridgehouse and is for informational purposes only. It is not intended to provide legal, accounting, tax, investment, financial or other advice and is not to be construed as a recommendation to buy or sell any particular security. Bridgehouse reserves the right to modify its current investment strategies and techniques based on changing market dynamics or client needs. It should not be assumed that any of the securities shown were or will prove to be profitable, or that the investment recommendations or decisions we make in the future will be profitable or will equal the investment performance of the securities discussed herein. Strategies discussed are subject to change at any time by the investment manager in its discretion due to market conditions or opportunities. Past performance is not a reliable indicator of future results. Bridgehouse has taken reasonable steps to provide accurate and current data. The data has been gathered from sources believed to be reliable, however Bridgehouse is not responsible for any errors or omissions contained herein. Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Please read the prospectus before investing. Mutual funds are not guaranteed, their values change frequently and past performance may not be repeated. Units of the Bridgehouse Funds are available through registered dealers only and not available through Bridgehouse. BRIDGEHOUSE ASSET MANAGERS 33 YONGE STREET SUITE 300 TORONTO, ON M5E 1G4 416.306.5700 888.861.9998 www.bridgehousecanada.com
Proxy Voting Report Jul 01, 2017 to Sep 30, 2017 For Accounts: Sionna Canadian Small Cap Equity Fund Against Management (VAM) Summary Number of Meetings Number of Countries (Country of Origin) Number of Meetings With VAM Number of Proposals With VAM Number of Meetings With s For Number of Proposals With s For Number of Abstain s Number of No s Number of Proposals 3 28 Number of Countries (Country of Trade) 2 2 1 33.3% 2 7.1% 3 100.0% 26 92.9% s Against (VAP) Summary Number of Meetings Number of Countries (Country of Origin) Number of Meetings With VAP Number of Proposals With VAP Number of Meetings With s For Number of Proposals With s For Number of Abstain s Number of No s Number of Proposals 3 28 Number of Countries (Country of Trade) 2 2 3 100.0% 28 100.0% 1 of 4
Number of Proposals with s with GL 28 100.0% Proposal Summary Number of Meetings: 3 Number of Proposals: 28 Number of Shareholder Proposals: 0 Proposals d FOR ShrHldr Proposal d FOR % of All ShrHldr Proposals 26 92.9% Proposals d Against/Withold ShrHldr Proposals d Against/Withold % of All ShrHldr Proposals 2 7.1% Proposals d Abstain ShrHldr Proposals d Abstain % of All ShrHldr Proposals Proposals With No s ShrHldr Proposals With No s % of All ShrHldr Proposals Proposals d 1 Year Proposals d 2 Years Proposals d 3 Years 2 of 4
ATS Automation Tooling Systems, Inc. d Ballot Status Confirmed Decision Status Approved Deadline Date 08/14/2017 Share Blocking No Country Of Trade CA 001940105 Annual Meeting Agenda (08/17/2017) 1 Election of Directors 1.1 Elect Neil D. Arnold For For For 1.2 Elect Andrew P. Hider For For For 1.3 Elect Michael E. Martino For For For 1.4 Elect David L. McAusland For For For 1.5 Elect Gordon E. Presher For For For 1.6 Elect Ivan Ross For For For 1.7 Elect Daryl C.F. Wilson For For For 2 Appointment of Auditor and Authority to Set Fees For For For Computer Modelling Group Ltd d Ballot Status Confirmed Decision Status Approved Deadline Date 07/10/2017 Share Blocking No Country Of Trade CA 205249105 Annual Meeting Agenda (07/13/2017) 1 Board Size For For For 2 Election of Directors 2.1 Elect Judith J. Athaide For For For 2.2 Elect Kenneth M. Dedeluk For For For 2.3 Elect Christopher L. Fong For For For 2.4 Elect Patrick R. Jamieson For For For 2.5 Elect Peter H. Kinash For For For 2.6 Elect Robert F. M. Smith For For For 2.7 Elect John B. Zaozirny For For For 3 Appointment of Auditor and Authority to Set For For For Fees 4 Stock Option Plan Renewal For For For 5 PSU and RSU Plan For For For 3 of 4
Tucows, Inc. d Ballot Status Confirmed Decision Status Approved Deadline Date 09/01/2017 Share Blocking No Country Of Trade US 898697206 Annual Meeting Agenda (09/05/2017) 1 Election of Directors 1.1 Elect Allen Karp For For For 1.2 Elect Rawleigh Ralls For Withhold Withhold Note:Less than 75% Attendance 1.3 Elect Jeffrey Schwartz For For For 1.4 Elect Erez Gissin For For For 1.5 Elect Robin Chase For Withhold Withhold Note:Less than 75% Attendance 1.6 Elect Elliot Noss For For For 1.7 Elect Brad Burnham For For For 2 Ratification of Auditor For For For 3 Advisory on Executive Compensation For For For 4 of 4