RULES FOR CLASSIFICATION Underwater technology. Part 5 Types of UWT systems Chapter 6 Manned submersibles. Edition December 2015 DNV GL AS

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RULES FOR CLASSIFICATION Underwater technology Edition December 2015 Part 5 Types of UWT systems Chapter 6 The content of this service document is the subject of intellectual property rights reserved by ("DNV GL"). The user accepts that it is prohibited by anyone else but DNV GL and/or its licensees to offer and/or perform classification, certification and/or verification services, including the issuance of certificates and/or declarations of conformity, wholly or partly, on the basis of and/or pursuant to this document whether free of charge or chargeable, without DNV GL's prior written consent. DNV GL is not responsible for the consequences arising from any use of this document by others. The electronic pdf version of this document, available free of charge from http://www.dnvgl.com, is the officially binding version.

FOREWORD DNV GL rules for classification contain procedural and technical requirements related to obtaining and retaining a class certificate. The rules represent all requirements adopted by the Society as basis for classification. December 2015 Any comments may be sent by e-mail to rules@dnvgl.com If any person suffers loss or damage which is proved to have been caused by any negligent act or omission of DNV GL, then DNV GL shall pay compensation to such person for his proved direct loss or damage. However, the compensation shall not exceed an amount equal to ten times the fee charged for the service in question, provided that the maximum compensation shall never exceed USD 2 million. In this provision "DNV GL" shall mean, its direct and indirect owners as well as all its affiliates, subsidiaries, directors, officers, employees, agents and any other acting on behalf of DNV GL.

CURRENT CHANGES This is a new document. The rules enter into force 1 July 2016. Part 5 Chapter 6 Changes - current Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 3

CONTENTS Current changes...3 Section 1 General... 6 1 Introduction...6 Section 2 Principles for construction of manned submersibles...7 1 General principles...7 2 Relation to other codes and standards... 8 3 Definitions... 8 4 Certification requirements... 10 5 Documentation requirements...11 6 Initial Tests and Trials...19 Part 5 Chapter 6 Contents Section 3 Equipment... 25 1 External equipment... 25 2 Internal equipment and facilities...25 Section 4 Machinery Systems...26 1 Compressed air systems...26 Section 5 Electrical Equipment... 27 1 General... 27 2 Power supply...27 3 Power distribution... 28 4 Interior lighting...31 Section 6 Controls and communication... 32 1 General... 32 2 Navigation and manoeuvring...32 3 Sensors and actuators... 34 4 Data transfer system... 34 5 Communication equipment... 34 6 Emergency communications equipment...35 Section 7 Life support systems... 36 1 General... 36 2 Monitoring Equipment...36 3 Emergency Thermal and Frigidity Protection... 37 Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 4

4 Pressure Equalization... 37 5 Waste Disposal... 37 Section 8 Rescue systems... 38 1 Scope... 38 2 Life saving appliances on the surface...38 3 Personal life saving appliances...39 4 Emergency gas/air supply... 39 5 Automatic blowing...39 6 Jettisoning of solid ballast...39 7 Detachment of umbilicals and lifting cables...39 8 Detachable rescue vessels (optional)... 40 9 Marker buoy... 40 10 Mating flange (optional)...41 11 Emergency instructions... 41 Part 5 Chapter 6 Contents Section 9 Additional requirements for tourist services...42 1 General... 42 2 Stability and buoyancy... 43 3 Surfacing in emergency... 43 4 Equipment...44 5 Life support systems... 46 Section 10 Additional requirements for rescue submersibles including rescue vehicles...47 1 General... 47 Section 11 Launch and recovery system (LARS)... 48 1 Introduction...48 2 Design Principles... 51 3 Strength...53 4 Equipment...54 Section 12 Supporting systems aboard the support vessel...56 1 Introduction...56 2 Systems for control... 59 3 Electric supply... 60 4 Hydraulic supply... 61 5 Breathing air supply... 61 6 Mating Equipment...62 Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 5

SECTION 1 GENERAL 1 Introduction 1.1 Scope 1.1.1 These rules are valid for the construction of manned submersibles which shall be classified by the Society, including their mating, control and monitoring systems. As submersibles shall be understood: Manned underwater vehicles for autonomous, non-autonomous or independent service, including their mating and supply systems for life support. Furthermore ambient pressure submersibles are covered by these rules, as far as applicable. On agreement, further requirements for ambient pressure hulls will be considered based upon the submersible s operational profile. 1.1.2 Autonomous submersibles For the purpose of these rules, submersibles, which require a relevant support vessel during the mission but are not physically connected to it (e.g., by an umbilical), are regarded as autonomous submersibles. Part 5 Chapter 6 Section 1 1.1.3 Non-autonomous submersibles For the purpose of these Rules, submersibles, which are during the mission always physically connected to the relevant support vessel (e.g., by an umbilical), are regarded as non-autonomous submersibles. 1.1.4 Independent submersibles For the purpose of these Rules, submersibles, which are able to operate offshore without support vessel, are regarded as independent submersibles. 1.1.5 Ambient pressure submersibles For the purpose of these Rules, submersibles, which are designed for wet and dry service with the personnel compartment at ambient pressure, are regarded as ambient pressure submersibles. For further definitions, see Sec.2 [3]. 1.2 Application The requirements in this chapter shall be regarded as supplementary to those given in Pt.2, Pt.3 and Pt.4. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 6

SECTION 2 PRINCIPLES FOR CONSTRUCTION OF MANNED SUBMERSIBLES 1 General principles 1.1 Wherever expedient and feasible, submersibles shall be designed and constructed in such a way that failure of any single component cannot give rise to a dangerous situation. 1.2 Submersibles and their components shall be designed to meet the service conditions stated in the specification. 1.3 The pressure hull shall be designed and build according to Pt.3. Part 5 Chapter 6 Section 2 1.4 Compression and diving chambers in submersibles shall be built and equipped in accordance with Ch.1. 1.5 Submersibles with a diver's lockout shall be designed and constructed to ensure a safe transport and a safe exit and entry of the divers under pressure. 1.6 Submersibles which have a diver s lock-out or a diving chamber shall be equipped - depending on their concept of operation - with the possibility of the connection to a decompression chamber on board the support vessel. 1.7 Submersibles shall be designed and constructed in such a way that the operator has an adequate forward view when submerged. The possibility of an all-round vision when navigating on the surface shall be given. Guidance note: This can be obtained either by suitable windows or optical instruments. ---e-n-d---of---g-u-i-d-a-n-c-e---n-o-t-e--- 1.8 Submersibles shall be designed and built to ensure safe operation and facilitate proper maintenance and the necessary surveys. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 7

2 Relation to other codes and standards National codes and regulations concerning remotely operated vehicles have to be observed in addition to the Societies Rules. 2.1 MSC/Circ. 981 Guidelines for the design, construction and operation of passenger submersible craft according to IMO MSC/ Circ. 981 of 29 January 2001. 2.2 COLREG 1972 Convention on the international regulations for preventing collisions at sea, 1972. 3 Definitions 3.1 Main dimensions and main parameters All dimensions are related to permanently installed equipment, devices or tools in retracted position. Part 5 Chapter 6 Section 2 Table 1 Main dimensions and main parameters Terms Co-ordinate system Aft perpendicular Forward perpendicular FP Length between the perpendiculars LPP Length over all LOA Total breadth B Radius of the pressure hull R m Total height H Definitions In relation to the submersible a fixed, right-handed co-ordinate system x, y, z according to Figure 1 is introduced. The origin of the system is defined by the aft perpendicular, the centre line and the basis line of the submersible. The x-axis points in longitudinal direction of the submersible positive forward, the y-axis positive to port and the z-axis positive upwards. Angular motions are considered positive in a clockwise direction about the three axes. The aft perpendicular is vertical to the x-axis through the intersection of rear edge of the stern boss with mid of propeller for vehicles with central shaft, for vehicles with several shafts and special propulsion arrangements to be defined case by case. The forward perpendicular FP is vertical to the x-axis through the intersection with foreside of the stem, for special arrangements to be defined case by case. The length LPP is the distance between and FP measured parallel to the x-axis. The length LOA is the length between the most forward and most aft point of the submersible including fixed installed components of equipment, measured parallel to the x-axis [m]. The total breadth B is the maximum breadth of the submersible including all fixed installed parts of equipment, measured parallel to the y-axis [m]. The radius of the pressure hull R m is the radius of the cylinder or the sphere related to the middle of the wall thickness. The total height H is the total height from baseline to upper edge of the vehicle including all permanently installed parts of equipment, measured parallel to the z- axis [m]. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 8

Terms Hatch height H Hatch Deck height H Deck Draught T Freeboard Displacement Payload NL Diving depths All diving depths are related to the lower edge of the pressure hull. Definitions The hatch height H is the total height from baseline to upper edge of the lowest hatch, measured parallel to the z-axis [m]. The deck height H is the total height from baseline to deck/step area, measured parallel to the z-axis [m]. The draught T in surfaced condition is the maximum vertical distance between the baseline and the water surface [m]. H Hatch - T The displacement of the surfaced submersible ready for surfaced operation is Δ, the displacement of the completely dived submersible is Δ [t]. The maximum additional load NL for devices, equipment, materials, which are not necessary for the direct operation of the submersible, but are serving for work to be performed, investigation of the sea and scientific research [kg]. This includes the passengers according to Pt.3 Ch.9. The crew is not part of the payload. - Part 5 Chapter 6 Section 2 Nominal diving depth NDD Test diving depth TDD Collapse diving depth CDD Velocities Velocity v0 Velocity v0 The nominal diving depth NDD is the diving depth for the unrestricted operation of the submersible [m]. The test diving depth TDD is the diving depth which is related to an external overpressure, to which the submersible is subjected to test conditions after completion or after essential repairs [m]. The collapse diving depth CDD is the ultimate diving depth where a collapse of the pressure hull shall be expected [m]. This depth is decisive for the design of the submersible. The velocity v0 is the maximum operational speed of the surfaced submersible [kn] at a number of revolutions of the propeller according to the maximum continuous propulsion power surfaced (MCR = maximum continuous rating). The velocity v0 is the maximum operational speed of the dived submersible [kn] at a number of revolutions of the propeller according to the maximum continuous propulsion power dived (MCR). Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 9

Part 5 Chapter 6 Section 2 Figure 1 Fixed co-ordinate system and main dimensions 4 Certification requirements Products shall be certified as required by Table 2. Table 2 Certification requirements Object Certificate type Issued by Certification standard* Additional description Manufacturer AoM Society e.g. ISO 9001 Umbilical VL Society For unique specimen type testing scope applies. Pressure hull VL Society Structure/frame (load-bearing) VL Society Structure/frame (non load-bearing) MC Society Piping system VL Society > DN 50 MC Manufacturer DN 50 Pressure vessel VL Society Hose line MC Manufacturer Electrical component and cable MC Manufacturer Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 10

Object Certificate type Issued by Certification standard* Additional description Electrical penetration VL Society Pressure supply PC Classification society Syntactic foam VL Society Control and automation Navigation and monitoring Working device MC MC/VL Manufacturer Manufacturer/ Society H 2 -Monitoring TA Society *Unless otherwise specified the certification standard is the rules. For general certification requirements, see SHIP Pt.3 Ch.4. For a definition of the certification types, see Pt.1 Ch.1 Sec.4 and SHIP Pt.3 Ch.5. For unique specimen type testing scope applies. Diving Pressure, suitability for application on seagoing ships Depending on type Part 5 Chapter 6 Section 2 5 Documentation requirements 5.1 General requirements 5.1.1 Before the start of manufacture, documentation of the total system and drawings of all components subject to compulsory inspection, wherever applicable and to the extent specified below, shall be submitted in triplicate respectively in case of electronic transmission as single issue. 5.1.2 The documentation shall contain all the data necessary to check the design and loading of the system. Wherever necessary, calculations relating to components and descriptions of the system shall be submitted. 5.1.3 Once the documents submitted have been approved by the Society, they become binding for the execution. Any subsequent modifications require the Society's consent before they are implemented. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 11

5.2 Documentation requirements Documentation shall be submitted as required by Table 3 Table 3 Documentation requirements Manned submersible Object Documentation type Additional description Info Z050 Design philosophy Z060 Functional description Including essential design data, like: nominal diving depth maximum operating time and maximum survival time maximum range of a mission (radius) maximum number of persons in pressure hull divers' compression chamber diving procedure operating limits for launching and recovery (seaway) other operating limits in relation to environmental conditions (e.g. operating temperatures, fresh/salt water or geographical or current conditions) speed above or below water level as well as maximum towing speed type of drive and manoeuvring equipment type and extent of working devices and equipment type of fixing system weight of vehicle, pay load and ballast, displacement (submerged) concept of operations statement (CONOPS), see Pt.3 Ch.1 Sec.1 FI Part 5 Chapter 6 Section 2 Z010 General arrangement plan M010 Material specification, metals M030 Material specification, non-metallic materials H130 Fabrication specification Z120 Test procedure at manufacturer Z140 Test procedure for quay and sea trial P010 Flow diagram BOM for all drawings in one list? BOM for all drawings in one list? Drawings? FI Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 12

Object Documentation type Additional description Info Z071 Failure mode and effect analysis See Pt.3 Ch.1 Sec.5 M040 Coating specification Corrosion protection plan Z160 Operation manual Z180 Maintenance manual Including in detail the steps necessary for normal operation as well as for emergency operation in a clear and conceptual form and in the necessary sequence (e.g. as checklist). In addition the measures for the loading of the operating systems (e.g. batteries, gases) mostly with external installations shall be defined. In addition the planned lifetime and the permissible load and mission cycles of components of the equipment (e.g., acrylic windows, batteries, etc.) shall be defined herein. Including all procedures for the preventive maintenance. Part 5 Chapter 6 Section 2 Z290 Record Including documentation of all conditions relevant for operation (diving depth, mission time, damages, etc.). FI Z120 Test procedure at manufacturer FI Z140 Test procedure for quay and sea trial FI Including: Stability B040 Stability analysis results of the stability investigations for the intact and damaged submersible, as well in submerged as surfaced condition and if applicable also in intermediate conditions permissible ice load presentation of the stability behaviour of the submersible measures for maintaining sufficient stability Attachments like pickers with load B150 Damage control plan B220 Freeboard calculation Pressure hull Z030 Arrangement plan Including all essential particulars and details necessary for appraising the safety of the equipment and including the specifications for materials, manufacture and testing. The drawings shall show all the internal and external fixtures of the pressure hull (e.g. strengthening ribs, machine bedplates, mountings, etc.). H050 Structural drawing Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 13

Object Documentation type Additional description Info Pressure hull equipment Pressure hull space Exostructure Z090 Equipment List Z100 Specification Z030 Arrangement plan Z030 Arrangement plan Including, component drawings of the pressure hull equipment, like e.g.: entry and exit hatches windows, window flanges and counter flanges pressure tight bulkheads including doors block flanges pressure hull wall penetrations and their arrangement diver's lockout, if existing Including drawings and descriptions of the space allocation and internal arrangements. Plans and sectional drawings of the vehicle envelope and supporting structure including details of such pressure hull fixtures as main ballast tanks, gas tanks, buoyancy elements, stabilizing fins, rudder, disengaging gear, umbilical connection, keel runners, antiramming device, streamlining elements, manipulators, instrument mountings, anchoring equipment, masts and venting pipes, etc. FI Part 5 Chapter 6 Section 2 H050 Structural drawing Main ballast, compensating, trimming and ballast system S010 Piping diagram S090 Specification of piping, valves, flanges, fittings Including details for arrangement of main ballast, compensating and trimming tanks and of the ballast system with mathematical proof of the submarine's static diving capability. S130 Filling and discharge time calculation Including: Control and monitoring system I020 Control system functional description Description of the control systems for depth, trim and positive and negative buoyancy as well as of the safety devices to prevent the nominal diving depth NDD from being exceeded, including the necessary piping diagrams and component drawings. This includes drawings of: compressed air system for blowing main ballast tanks ballast systems solid buoyancy elements and their mountings weights and gear capable of being jettisoned and their means of release Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 14

Pressure containment Piping systems Object Documentation type Additional description Info I200 Control and monitoring system documentation C030 Detailed drawing S010 Schematic piping diagram Including drawings and calculations of the pressure vessels and apparatus with all essential particulars and details necessary for appraising the safety of the equipment and including the specifications for materials, manufacture and testing. Including details of: materials maximum allowable working pressure allowable working temperature dimensions (diameter, wall thickness) media carried type of valves and connections used and their operational parameter type of hose lines Part 5 Chapter 6 Section 2 S041 Pneumatic control diagram S042 Hydraulic control diagram S050 Connections to the shell and to the sea chests Pump Z100 Specification Including description of pumps and their drives together with all important design and operating data. FI Compressor Z100 Specification Including description of compressor and drive together with all important design and operating data. Umbilical Z100 Specification If applicable, including description of the design of the umbilical and its single elements. Components filled with liquids Z100 Specification Including definition of the type of liquid (e.g. oil, water, etc.). FI Including descriptions of the equipment such as gears, couplings, shafting, propellers and rudders with details of: Propulsion and steering arrangements C020 Assembly or arrangement drawing mode of operation and control of the systems power consumption (type and quantity) method of power transmission to propulsion units seals of pressure hull wall penetrations operating range and response time of rudders Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 15

Positioning keeping Object Documentation type Additional description Info Underwater working device Underwater working device/ fixing system Electric system N060 Manoeuvring booklet Z030 Arrangement plan Z060 Functional description E220 Electrical system philosophy The type and control of the positioning system shall be explained. For extension elements and working devices the effects on the total submersible system shall be defined. Plans and descriptions including: type and control of the fixing system size of holding power behaviour at energy failure type of release system Including a general arrangement drawing containing at least the following information: voltage rating of the systems power or current ratings of electrical consumers switchgear and safety devices (e.g. overcurrent relay) with indicating settings for short-circuit and overload protection; fuses with details of current ratings cable types and cross-sections Part 5 Chapter 6 Section 2 E040 Electrical power consumption balance Electric power system, general Shouldn t this be a subchapter to Electric System E230 Power supply arrangement Switchgear E050 Single line diagrams/ consumer lists for switchboards Electric motor E140 Assembly schedules and technical data Including complete documentation for electric motor drives with details of control, measuring and monitoring systems. Z030 Arrangement plan E010 Overall single line diagram Battery E040 Electrical load balance E230 Power supply arrangement Installation drawings including battery types, chargers and battery room ventilation. E120 Electrical data sheet, general Cable penetrations E110 Cable data sheet and design drawing Including details of electrical penetrations through pressure hull walls. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 16

Lighting Electric system Umbilical Object Documentation type Additional description Info E190 Lighting description E200 Short circuit calculations E090 Table of Ex-installation E110 Cable data sheet and design drawing I090 Schematic description of input and output circuits I020 Control system functional description Including arrangement of emergency light fittings. Including calculation of short-circuit conditions with details of circuit-breakers, power protection switches and fuses fitted to main, emergency and distribution switchboards indicating their current ratings and breaking capacity. For the operation in explosive endangered areas the required explosion classes shall be proven. Including electrical design and connection to submersible. Including layout of the control stand. Including description of the control and operating elements for the submersible and its equipment. Part 5 Chapter 6 Section 2 I030 Block (topology) diagram N060 Manoeuvring booklet Description of the nautical and diving instrumentation, including speed and position indicators. Control and monitoring system I110 List of controlled and monitored points I200 Control and monitoring system documentation Including description of the safety and alarm systems. Including arrangement drawings/block diagrams of monitoring systems with lists of measuring points. I070 Instrument and equipment list Including documentation for electronic components such as instrument amplifiers, computers and peripheral units. Z090 Equipment list Including general diagrams and equipment lists for the data transfer systems and signalling equipment. T010 Functional description Including general diagram and description of the video system. N040 Nautical workstation arrangement plan positioning equipment: Including descriptions, general diagrams and equipment lists. Life support arrangements S013 Ducting and instrumentation diagram Including piping diagrams and descriptions of the systems and equipment used for breathing gas supply, circulation, purification and conditioning of the atmosphere in the pressure hull, including the monitoring equipment, for both normal and emergency operation. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 17

Object Documentation type Additional description Info P010 Flow diagram S130 Procedures and arrangements manual S030 Capacity analysis Z060 Functional description S120 Heat Balance Calculation G040 Fire control plan Including mathematical proof of the adequate capacity of the breathing gas supply and air renewal systems under normal and emergency conditions. Including description of the facilities for supplying water, food and medicines and for disposal of waste. Including description of preventive fire and explosion protection measures for the submersibles which shall be used in or from explosion endangered areas. FI FI Part 5 Chapter 6 Section 2 G060 Structural fire protection drawing M100 Material declaration Including details of the nature and quantity of combustible materials. Fire and explosion protection G200 Fixed fire extinguishing system documentation Including drawings and descriptions of: fire detectors fire extinguishers fire alarms G010 Risk analysis Analysis of the dangers arising from possible outbreaks of fire. G080 Hazardous area classification drawing If submersibles are used in explosion endangered areas, a description of the measures for explosion protection shall be presented. G170 Safety philosophy FI Rescue system G160 Life-saving arrangement plan Drawings and descriptions of the systems and equipment for evacuating the submarine crew, passengers and divers. C010 Design criteria Description of system including details of operating conditions. Mating system Z030 Arrangement plan C020 Assembly or arrangement drawing Including data concerning connecting conditions. Design drawings of the mating system. I020 Control system functional description Including control diagram and description of safety devices. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 18

Object Documentation type Additional description Info Diver s lock out Z060 Functional description = For approval; FI = For information ACO = As carried out; L = Local handling; R = On request; TA = Covered by type approval; VS = Vessel specific For general requirements for documentation, including definition of the info codes, see SHIP Pt.3 Ch.2. For a full definition of the documentation types, see SHIP Pt.3 Ch.3. 6 Initial Tests and Trials 6.1 General 6.1.1 are subject to constructional and acceptance testing at the manufacturer s works. As a minimum requirement, this shall include verification of compliance with the approved documents, inspection of workmanship, verification of materials and checking of dimensional tolerances. All the tests prescribed in the following shall be performed and documented, wherever applicable. About the presence of surveyors at these tests and trials the Society will decide in each individual case. Part 5 Chapter 6 Section 2 6.1.2 For series-manufactured parts, test procedures other than those prescribed may be agreed with the Society provided that they are recognized as equivalent or better by the Society. 6.1.3 The Society reserves the right to extend the scope of the tests and to subject parts to test for which testing is not expressly prescribed in the rules. 6.1.4 Parts subject to approval shall be replaced with tested parts. The same applies to spare parts. 6.1.5 Where submersibles are equipped with a diver's lockout, the components and equipment concerned shall also be subjected to the tests prescribed in Ch.1. 6.1.6 A summary of the test pressures, as well as of the design and layout pressures is contained in Pt.3 Ch.2 Sec.4. 6.2 Total system On completion, the submersible shall be subjected to a functional and acceptance test in accordance with the trial program approved by the Society. This shall include at least the following individual tests: inspection of assembly (where not already performed during supervision of manufacture) measurement of weight and buoyancy and checking of stability under normal and emergency conditions inspection of internal equipment, partition bulkheads with doors, floors and ladders testing of all safety devices functional testing of diving and trimming equipment functional testing of mechanical, electrical and optical equipment functional test of the working devices related to the effects on the submersible statical diving test under controlled conditions heeling test submerged and surfaced trimming test submerged and surfaced testing of emergency release equipment trial trip on surface with verification of buoyancy trial trip submerged Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 19

testing of mating system functional testing of life support systems verification of the accuracy of all essential instrument readings high voltage test and insulation test on the electrical equipment. The tests of the total system under water shall be performed with diving depths up to nominal diving depth (NDD), see Pt.3 Ch.2 Sec.1 6.3 Pressure hull 6.3.1 On completion of the machining work and any necessary heat treatment, pressure hulls shall be subjected to a hydraulic external pressure test. This test may be performed either on the raw hull in a compression chamber or as part of a submersion test carried out on the completed submersible. The test pressure shall be determined in accordance with Pt.3 Ch.2 Sec.1 [1.5.2]. Pressure hull compartments (tanks) in which an internal overpressure may occur shall be subjected to a hydraulic internal pressure test at 1.5 times the maximum allowable working pressure. After the pressure tests, the pressure hull shall be examined for leaks, permanent deformations and cracks. 6.3.2 Pressure hull penetrations (e.g., closing appliances, hatch covers) shall be tested for tightness with a difference in pressure to the ambient pressure of: 0.2 bar (underpressure) and in addition + 0.3 bar (overpressure). Part 5 Chapter 6 Section 2 6.3.3 All pressure hull windows shall be subjected to a hydraulic pressure test. The test may be performed after installation together with the pressure hull or individually in a testing device. The test pressure shall be determined in accordance with Pt.3 Ch.2 Sec.1. The test pressure shall be 1.5 times the design pressure of the window. After the pressure test, windows shall not exhibit scratches, cracks or permanent deformation. 6.3.4 At the pressure test of the submersible the tightness of pressure-tight hatch covers shall be verified with test diving pressure (TDP). 6.3.5 Doors in pressure-tight bulkheads areto be tested at the manufacturer s works with test diving pressure (TDP), if not possible otherwise. In installed condition a tightness test with a pressure difference of 0.2 bar (underpressure) to the ambient pressure at the outside shall be performed. 6.3.6 For pressure-tight bulkheads a tightness test with a pressure difference of 0.2 bar (underpressure) shall be performed. 6.4 Exostructure 6.4.1 A check shall be carried out on the arrangement, mounting and fastening of such equipment items as: stairways gratings handrails bitts masts navigating lights towing devices draught marks. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 20

6.4.2 External structural components such as anchoring equipment, rudders, etc. shall be subjected to a functional test. 6.4.3 The lifting points at the submersible shall be tested statically with 2.2 times the safe working load (SWL) (= weight and payload NL of the submersible) 6.4.4 The fixing point of the umbilical at the submersible shall be tested statically with 2.2 times the maximum permissible tension load of the umbilical. 6.5 Main ballast, compensating and trimming tanks, as well as ballast systems 6.5.1 Lockable main ballast tanks shall be subjected to a tightness test using air at a test pressure of about 0.2 barg. For open main ballast tanks a tightness test of the ventilation valves shall be performed. 6.5.2 Compensating tanks, which vary their filling level by compressed air, shall be subjected to a hydraulic pressure test at 1.5 times the maximum allowable operating pressure, but at least at test diving pressure (TDP). 6.5.3 Trimming tanks, which are internally in the pressure hull and which change their filling level by pumps shall be considered as gravity tanks. If the filling level is varied by compressed air, they shall be subjected to an internal hydraulic pressure test with 1.5 times the maximum allowable working pressure. Trimming tanks, which are arranged outside the pressure hull in the exostructure and which are varying their filling level by pumps shall be subjected to a test at external test diving pressure (TDP). For the case of varying the filling level with compressed air, an additional internal test at 1.5 times maximum allowable working pressure will be required. Part 5 Chapter 6 Section 2 6.5.4 Main ballast, compensating and trimming systems shall be subjected to a functional test for normal and emergency operation. The measuring system and the safety and alarm systems shall be checked. 6.5.5 The venting of the main ballast tanks and the elements for operation shall be subjected to a functional test. 6.6 Pressure vessels and apparatus 6.6.1 Pressure vessels shall undergo a hydraulic pressure test before being insulated or painted. The vessel walls shall not show permanent deformations or shall not leak. 6.6.2 The test pressure applied to vessels and apparatus with stress from internal pressure shall generally be equivalent to 1.5 times the maximum allowable working pressure (PB). 6.6.3 Vessels and apparatus which may be subjected to external overpressure shall undergo an external pressure test. The test pressure shall be at least the test diving pressure (TDP) of the pressure hull. 6.6.4 If the strength against pressure of vessels and apparatus cannot be sufficiently proven by calculation, an alternative verification shall be agreed with the Society. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 21

6.7 Piping systems, umbilicals, pumps and compressors 6.7.1 Piping systems a) On completion but before being insulated or painted, all piping systems shall undergo a hydraulic pressure test at 1.5 times the maximum allowable working pressure. Pipes under diving pressure shall be checked in addition with test diving pressure (TDP) (inside or outside according to the actual load case). b) After installation on board, all pipes shall undergo a tightness test at the maximum allowable working pressure. c) The safety devices shall be checked. d) Pipes for breathing gas and oxygen shall be tested for cleanliness. 6.7.2 Pumps and compressors a) Pump and compressor components subjected to pressure shall undergo a hydraulic pressure test. For pumps the test pressure shall be 1.5 times the maximum allowable working pressure, for compressors 1.5 times the delivery pressure of the compressor stage concerned. b) On completion, pumps and compressors shall be subjected to a tightness test at their maximum allowable working pressure. In addition, a performance test shall be carried out. With breathing gas compressors, the final moisture content and any possible contamination of the compressed gas shall also be determined. The safety devices shall be checked. Part 5 Chapter 6 Section 2 6.7.3 Umbilicals/supply lines a) Umbilicals/supply lines of non-autonomous submersibles shall meet special requirements. The required tests shall be divided in a type test for the prototype and a routine test of each end product. b) All aspects for the tests and trials of umbilicals are defined in Pt.4 Ch.5 6.7.4 Hose lines For hose lines all applicable requirements of [6.7.3] do apply. 6.8 Propulsion and manoeuvring equipment The entire propulsion plant shall be subject to a functional test within a trial trip under water and surfaced. 6.9 Positioning system The positioning system shall be checked. 6.10 Working devices Working devices as described in Ch.9 Sec.1 [2.3] shall be tested in the following scope. 6.10.1 The effect of the working devices on the total system shall be tested. 6.10.2 The working devices shall be checked with reference to: ability to function according to the specified task at relevant capacity of the device control and monitoring functioning of safety devices avoiding dangers for divers and the submersible. 6.10.3 The fixing system shall be subjected to a function test where at least the following individual tests shall be performed with reference to: Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 22

specified holding power of the fixing system the power and way limitations of the fixing system as well as the directing of the vehicle simulation of an energy failure. 6.11 Electrical equipment 6.11.1 Electrical machines, components, including steering and control positions, cables and lines shall be tested in the manufacturer's works in accordance with Pt.4 Ch.8. 6.11.2 All electrical systems and equipment shall be inspected and tested before the submersible is put into service. 6.11.3 Electrical protective devices shall be checked; in addition, an insulation test shall be performed on the electrical equipment. 6.11.4 Electrical cables under external pressure shall be checked according to the electrical requirements for umbilicals defined in [6.7.3]. 6.11.5 All electrical equipment which is exposed to diving pressure shall be checked additionally for isolation after the first diving. Part 5 Chapter 6 Section 2 6.12 Automation, communication, navigation and locating equipment 6.12.1 Indicating and monitoring instruments shall be tested for the accuracy of their readings and their limit value settings according to Pt.4 Ch.9. 6.12.2 Automation systems shall be checked for satisfactory performance under service conditions. 6.12.3 Communication systems for normal and emergency operation shall be subjected to a functional test. 6.13 Life support systems 6.13.1 A functional test shall be carried out to verify the satisfactory functioning of the life support system under normal and emergency conditions. 6.13.2 The arrangement of the O 2, CO 2 and H 2 measuring devices shall be inspected, and they shall be checked for the accuracy of their readings and their limit value settings. 6.13.3 The sanitary facilities shall be checked for proper functioning. 6.13.4 The installation of the ventilation system shall be inspected and the operation of the fans and fire flaps shall be checked. 6.14 Fire protection and fire extinguishing systems 6.14.1 The fire behaviour of the internal fittings and equipment shall be checked by reference to the relevant test certificates and symbols. 6.14.2 A check shall be made as to whether the electrical heating systems and heaters are fitted with protection against overheating. 6.14.3 Fire alarm, detection and extinguishing appliances shall be subjected to a functional test. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 23

6.15 Rescue systems Elements of the rescue system arranged outside the pressure hull shall be tested at test diving pressure (TDP). In addition it shall be proven that the rescue systems function properly even with the submersible at the maximum permissible inclination and that sufficient stability of the submersible is maintained. 6.16 Mating systems 6.16.1 A test shall be performed to ensure that mating and respectively release of the submersible is accomplished safely and smoothly at normal and emergency operating conditions. 6.16.2 Where a mating device is provided, it shall be checked that undocking is possible only when the connecting trunk is not pressurized. 6.16.3 The safety devices shall be checked. Part 5 Chapter 6 Section 2 Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 24

SECTION 3 EQUIPMENT 1 External equipment For external equipment, see Pt.3 Ch.4. 2 Internal equipment and facilities For internal equipment, see Pt.3 Ch.1. Part 5 Chapter 6 Section 3 Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 25

SECTION 4 MACHINERY SYSTEMS The technical requirements for machinery systems like propulsion and manoeuvring equipment, ballasting, control/compensating and trimming systems, umbilicals, piping systems, pumps and compressors, vessels and apparatus under pressure, control and monitoring and fire safety are given in Pt.4. 1 Compressed air systems 1.1 General 1.1.1 For general requirements for compressed air systems refer to Pt.4 Ch.6 Sec.2. 1.1.2 Where air is used to blow main ballast, compensating and trimming tanks, the supply of air carried on board shall be sufficient according to the purpose of the complete mission considering intended multiple dives without recharging the pressurised air reserves. 1.1.3 Air reserves intended for emergency supply shall not be used during normal operation and shall be operable at test diving depth (TDD). Guidance note: Air reserves intended for emergency supply are defined as the larger amount of the following: Part 5 Chapter 6 Section 4 completely blowing of the main ballast tanks 4 times at the surface and completely blowing of the compensating tanks of at least 3 times at nominal diving depth (NDD) blowing of the main ballast tanks 1 time at nominal diving depth (NDD) in the amount of the minimum required main ballast tank capacity (see Pt.3 Ch.2 Sec.1 [1.3]). In special cases deviations of this rule can be agreed with the Society. ---e-n-d---of---g-u-i-d-a-n-c-e---n-o-t-e--- 1.1.4 The compressed air supply shall be carried in at least 2 separate banks of receivers with the same total volume. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 26

SECTION 5 ELECTRICAL EQUIPMENT 1 General The following rules define the specialities for all electrical equipment on board submersibles and have priority over Pt.4 Ch.8 which shall be applied for further detailed problems. Where appropriate, these rules may be applied to equipment for the launching and recovery of submersibles. For submersibles with a diver's lockout, the electrical equipment in the area of the diver's lockout shall comply with the provisions of Ch.1. The necessary tests and markings for manned submersibles are as stated in Sec.2 [6.11] and Pt.4 Ch.1 Sec.2. 2 Power supply 2.1 Power demand 2.1.1 Proof of adequate rating of the units for generation and storage of electrical power shall be furnished by a power balance. Part 5 Chapter 6 Section 5 2.1.2 The power demand shall be determined for the following operating conditions: normal operation (surface/diving operation) emergency operation. 2.1.3 In the power balance all consumers installed, including their power inputs, shall be considered according to the general operation conditions. 2.2 Equipment for power supply 2.2.1 All electrical equipment essential for the safety of the submersible and its crew shall be connected to an independent main and emergency power supply system. 2.2.2 Main electrical power supply a) Each submersible shall be equipped with a main power source of sufficient capacity, such as to ensure: that normal operation and the conditions of life as intended to prevail on board can be maintained, without having to take recourse to the emergency power supply a sufficient supply of electric power for the envisaged periods of service shall be guaranteed in operation independent from outside air supply as well as in operation depending on outside air supply b) The main power source shall consist of at least two mutually independent, redundant power generating systems, such as generator sets, batteries, fuel cell systems. Exceptions may be permitted for submersibles with restricted range of service and/or accompanied by support vessels. c) In the case of non-autonomous submersibles the main power supply may be followed directly from the switchboard of the diving support vessel resp. from the main power source of the diving system. d) If started electrically, generating sets shall be equipped with a starting device as per SHIP Pt.4 Ch.8. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 27

2.2.3 Emergency power supply a) An independent emergency power source shall be provided in all submersibles. The location and electrical connection of the emergency power supply shall be in a form that in the event of failure or damage of the main power supply because of fire or other influences, the function of the emergency power supply is ensured. b) The emergency power source shall be capable of supplying the submersible with the energy required in emergencies. All electrical equipment required for surfacing the submersible shall be adequately supplied with power; apart from this, simultaneous supply of electrical power to at least the equipment listed below shall be ensured according to an emergency power balance: emergency lighting inside the submersible emergency communications equipment equipment for maintaining a breathable atmosphere essential monitoring and alarm equipment, e.g. leakage monitoring system, fire alarm system, breathing air monitoring, H 2 monitoring locating equipment, signal lamps. 2.3 Charging and shore connection Part 5 Chapter 6 Section 5 2.3.1 Where socket connections are provided for charging and shore connection with a nominal current more than 16 A these shall be blocked such as to preclude both insertion and withdrawal of the plug, with the contact sleeves of the sockets being alive. 2.3.2 On the main switchboard an indicator shall be fitted showing whether the shore connection line is alive. 3 Power distribution 3.1 Distribution and switchgear 3.1.1 Electrical distribution systems shall be so designed that a fault or failure in one circuit cannot impair the operation of other circuits or the power supply. 3.1.2 In normal operation, the emergency power distribution system may be supplied via a transfer line from the main power distribution system. 3.1.3 Switchboards shall be placed to minimize the length of the cables from the batteries to the switchboard. These cables shall be laid as far as their respective circuit breakers in separate cable runs and shall be protected against mechanical damage. 3.1.4 Effective measures shall be taken to prevent the occurrence of vagabond voltages inside switchgear. Circuits at protective low voltage shall not be routed with circuits at higher voltage in a joint conductor bundle or cable duct. Terminals for different voltage levels shall be arranged separately and shall be clearly identified. 3.1.5 Switches and fuses for different voltage systems shall be spatially separated inside the switchboard. 3.2 Switching and protective devices 3.2.1 Each circuit shall be protected against overload and short-circuit. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 28

3.2.2 All consumer circuits shall be fitted with switches. The switching action shall be on all poles. 3.2.3 Fuses may be used for overload protection on submersibles up to a rated current of 63 A. 3.2.4 A continuously operating insulation monitoring system shall be installed. An alarm shall be tripped at the control stand if the insulation value drops below a preset limit (in general: 50 Ω for 1 V). 3.3 Enclosures for electrical equipment 3.3.1 The enclosures of electrical equipment installed outside the pressure hull or operated in water shall be approved by the Society. 3.3.2 Pressure tight enclosures which are arranged outside the pressure hull and are exposed to diving pressure shall be designed according to Pt.3 Ch.2 Sec.1 [1.5.5] and shall be tested according to Sec.2 [6.11]. Where the strength of enclosures and electrical components situated outside of the pressure hull cannot sufficiently be proven by computation, a pressure test with a layout pressure equal to 1.1 collapse diving pressure (CDP) shall be performed as a type test. Part 5 Chapter 6 Section 5 3.4 Earthing The earthing of electrical systems and equipment on autonomous and independent submersibles is subject to the requirements stated in the SHIP Pt.4 Ch.8. Earthing arrangements on non-autonomous submersibles are subject to the requirements of manned hyperbaric systems Ch.1 to Ch.5. 3.5 Cables and lines 3.5.1 Cables and lines for submersibles shall be suitable for the proposed application. Their use is subject to approval by the Society. 3.5.2 The selection, dimensioning and installation of cables and lines shall comply with SHIP Pt.4 Ch.8 Sec.6. 3.5.3 Only halogen-free materials shall be used as insulating sleeves, protective coverings, sheaths and fillers of cables used in submersibles. 3.5.4 Underwater cables and lines shall be radially watertight and designed for an external hydrostatic pressure equal to 1.1 times the collapse diving pressure (CDP). For further requirements concerning design and testing see Pt.4 Ch.5. 3.6 Umbilicals/supply lines 3.6.1 Umbilicals as a connection between support vessel and submersible may contain control and communication cables as well power supply lines. All aspects of design and testing are defined in Pt.4 Ch.5. Rules for classification: Underwater technology DNVGL-RU-UWT-Pt5Ch6. Edition December 2015 Page 29