Technical Report. Comparison of Ventilation Standard Calibration Methods

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Physical Test Methods Sub-Group Technical Report Comparison of Ventilation Standard Calibration Methods May 2012 Author: Ian Tindall Cerulean Linford Wood East Milton Keynes, UK Sub-Group Coordinator Nils Rose Borgwaldt-KC, Germany

1. PARTICIPATING LABORATORIES Borgwaldt-KC, Hamburg, Germany Cerulean, Milton Keynes, UK SODIM, Fleury-les-Aubrais, France Zhengzhou Tobacco Research Institute Calibration Laboratory, Zhengzhou, China 2. TABLE OF CONTENTS 1 Participating Laboratories... 2 2 Table of Contents... 2 3 Summary... 3 4 Introduction... 3 4.1 Definition of terms... 4 5 Equipment and Methods... 5 6 Standards... 5 7 Comparison of processes... 6 8 Analysis and discussion... 12 Appendix 1 Borgwaldt-KC Alternate Method... 13 CTR-PTM_Vent. Stds Calibration Methods 2 of 13 May 2012

3. SUMMARY The four laboratories undertaking to calibrate ventilation standards have small differences in calibration equipment and in methodology. Most of the differences are slight and are unlikely to have a significant influence on the overall laboratory to laboratory repeatability. Noticeable differences are Small differences in sample preparation exist that could be standardised between laboratories simply ZTRI and SODIM use soap bubble volumeter to measure the ventilation flow. Air flowing through the ventilation path may be saturated in ZTRI and SODIM methods. The significance upon accuracy of measurement of this is unknown. Cerulean uses dry mass flow measurement device to measure the ventilation flow with compensation of the pressure drop this introduces. This adds complexity but the degree of improved accuracy of this method is not known. Borgwaldt-KC use dry mass flow measurement but do not compensate for pressure drop so introduced. The influence upon accuracy with respect to the overall method is not known. An alternative method is under evaluation by Borgwaldt-KC. The methods and equipment are probably similar enough that a cross check would provide valuable information of the relative merits of the different methods and establish a baseline for improving the consistency of preparing and recalibrating ventilation transfer standards for the industry as a whole. 4. INTRODUCTION Ventilation standards are produced by three suppliers of ventilation measurement equipment and the suppliers calibrate these standards as part of their manufacturing process and offer a recalibration service for these standards to the industry. In addition, the Calibration Laboratory of China Tobacco Standardisation Research Centre, ZTRI recalibrate existing standards as a service to the industry. It is clear that to allow comparisons between instrumentation and laboratories close agreement in calibration is needed between transfer standards. For PD standards this has been established through a collaborative study and is maintained through regular cross checks between the calibrating laboratories. This currently does not occur for ventilation standards. The PTM Sub-Group of CORESTA is considering the adopting a regular collaborative study to establish and maintain commonality in ventilation standard calibration. As a first step the PTM group required that a comparison of existing methods of the four main laboratories conducting such calibrations be compared to establish if there was sufficient commonality in method that a collaborative study would be useful for the industry. CTR-PTM_Vent. Stds Calibration Methods 3 of 13 May 2012

4.1 Definition of terms Total Ventilation is defined as the sum of the tip and envelope ventilation figure 1A. Total ventilation is expressed as a percentage i.e. Tot V% = (V vent / V out) *100 Tip ventilation is defined as the air entering the cigarette through the perforated tipping as a proportion of the total flow through the cigarette Figure 1B. Tip ventilation is expressed as a percentage i.e. TV% = (V tip / V out)*100 Envelope ventilation is defined as the air entering the cigarette through the porous wrapper covering the tobacco rod as a proportion of the total flow through the cigarette Figure 1C. Envelope ventilation is expressed as a percentage i.e. EV% = (V env / V out)*100 Airflow Airflow V Vent V Env o o o o o o V Tip A V Out Constant flow 17.5ml/sec B V Out Constant flow 17.5ml/sec C V Out Constant flow 17.5ml/sec Figure1: Schematic of terms used to describe ventilation CTR-PTM_Vent. Stds Calibration Methods 4 of 13 May 2012

5. EQUIPMENT AND METHODS Detailed process specifications and equipment schematics were received from Cerulean, ZTRI, Borgwaldt-KC and SODIM. An additional alternative method under evaluation by Borgwaldt-KC was supplied and is detailed in appendix 1, the method currently being used for calibration being the basis for this comparison report. 6. STANDARDS A schematic of a multicapillary glass standard is shown in figure 2 1. Each manufacturer produces standards that are essentially the same and should be compatible with all the test equipment being considered. There is some difference in the position of the ventilation holes in standards produced by different suppliers ranging from 11mm from the end to 15mm from the end. PDO= 90mmWG PDO= 70mmWG PDO= 50mmWG PDO= 30mmWG PDC= 100mmWG PDC= 100mmWG PDC= 100mmWG PDC= 100mmWG Figure 2: Schematic of typical ventilation standard 1 Diagram supplied by SODIM CTR-PTM_Vent. Stds Calibration Methods 5 of 13 May 2012

7. COMPARISON OF PROCESSES Each method specified conditions under which measurements should be taken including conditioning time within the atmosphere for the standards and stabilisation periods for flow before measurement. A comparison is shown in table 1. It can be seen that conditioning parameters are in each case the same, and detailed corrections are made for actual temperature of the atmosphere and pressure. The conditioning periods vary but could be easily harmonised with little practical inconvenience, for example Cerulean store un-calibrated standards for extended periods in the calibration atmosphere so in practice the conditioning period long exceeds the longest stated period from SODIM. The time for flow to equilibrate through the standards varies and this may be a consequence of the differing equipment and methods used. This would be dependant upon experience and the nature of the equipment used. Conditioning temp Conditioning Humidity Conditioning time Flow equilibrium through standard CERULEAN 22 C±1 C 60% RH ±2% 1 hour 2 min SODIM 22 C±2 C 60% RH ±5% 24 hours 10 min BORGWALDT 22 C±2 C 60% RH ±5% 12 hours 5 min ZTRI 22 C±2 C 60% RH ±5% 6 hours None stated Comment Cerulean, ZTRI correct Brooks volumeter for actual temp and ambient pressure. SODIM and Borgwaldt-KC correct for atmospheric pressure Harmonisation could be achieved with little practical inconvenience Table 1: comparison of conditioning and stabilisation parameters for methods supplied. The processes differ between Cerulean, Borgwaldt-KC, ZTRI and SODIM. The four flow charts attached show the processes in schematic form (figures 3, 4, 5, 6). The boxes have been colour coded to show equivalence between the three processes. White shows all process have equivalent steps; Dark blue Cerulean specific, Pale blue Cerulean and SODIM equivalence; pink ZTRI specific; dark orange common to SODIM, Cerulean and Borgwaldt-KC; dark green common to Borgwaldt-KC and SODIM; and purple common to Cerulean and ZTRI. CTR-PTM_Vent. Stds Calibration Methods 6 of 13 May 2012

Validate laboratory conditions 24 hour Leak check apparatus Repeat three times Equilibrate standards Validate 100% Allow airflow to stabilise through standard Validate 60% Clean standards Record temp ambient. Air pressure, flow reading Calculate % venrtilation VF = QM. Patm x 100% Q (patm-dpz) Q = Total airflow rate VF = Percentage filter (tip) ventilation QM = measured (tip) ventilation flow rate Patm = atmospheric pressure measured DPz = pressure drop of standard (vents open) Common to All Cerulean only ZTRI only Common to Sodim and Cerulean Common to ZTRI and Sodim Borgwaldt Only Common to Borgwaldt, Sodim and Cerulean Common to Cerulean ZTRI and sodim Common to Borgwaldt and Sodim Figure 3: SODIM process schematic CTR-PTM_Vent. Stds Calibration Methods 7 of 13 May 2012

5 times 6 hour Equilibrate standards Check flow rate through CFO Repeat Five times Check for signs of damage Check seals OK Record PD of measurement circuit with standard VF = 100% x QM.Patm(T+273.15) Q (Patm-Dpz)(22+273.15) Validate laboratory conditions Record ambient Temp. Air pressure, flow reading Calculate % venrtilation QM= Measured filter tip ventilation flow rate Q = Total airflow rate (CFO) VF = Percentage filter (tip) ventilation Patm = atmospheric pressure measured DPz = pressure drop of standard (vents open) T= Atmos temperature Figure 4: ZTRI process 1 hour Equilibrate standards Record inherent PD of measurement circuit without standard Repeat three times Check for signs of damage Allow airflow to stabilise through standard Check seals OK Adjust flow through standard to give identical PD to inherent Validate laboratory conditions Record Gas temp in brooks and ambient. Air pressure, PD inlet, Pd outlet, flow reading Calculate % venrtilation VF = QM. Patm x 100% Q (patm-dpz) Q = Total airflow rate VF = Percentage filter (tip) ventilation QM = measured (tip) ventilation flow rate Patm = atmospheric pressure measured DPz = pressure drop of standard (vents open) Figure 5: Cerulean process CTR-PTM_Vent. Stds Calibration Methods 8 of 13 May 2012

Validate laboratory conditions Determine flow sensor calibration Adjust flow through standard to 17.5ml/sec Check for signs of damage Check set up with reference standard Record PD outlet VF = QM x 100% Q (patm-dpz) Ultrasonically clean samples Flush air through standard Calculate % venrtilation Q = Total airflow rate VF = Percentage filter (tip) ventilation QM = measured (tip) ventilation flow rate Patm = atmospheric pressure measured DPz = pressure drop of standard (vents open) Figure 6: Borgwaldt-KC process The SODIM process has a series of steps used to establish that the equipment is operating within process control limits. Within the Cerulean laboratory this is conducted on a regular but less frequent basis as part of SPC of calibration and is not part of the accredited process. It is assumed that other laboratories make regular proficiency checks as part of their own accreditation/spc controls but do not document these steps as a part of the calibration process. Figure 7: Schematic of equipment used by SODIM and ZTRI. In the case of ZTRI, flow from the standard to the vacuum ejector is established by use of a CFO (constant flow orifice). In the case of the SODIM instrumentation a Brooks Volumeter and a flow controller is used. CTR-PTM_Vent. Stds Calibration Methods 9 of 13 May 2012

In each case air flow is stabilised through the standard before measurements are taken and a number of repeats are made. The calculation of percentage ventilation is corrected in each case for ambient temperature and pressure and use essentially the same method of calculation - below. VF = QM. Patm x 100% 2 Q (patm-dpz) Where: Q = Total airflow rate VF = Percentage filter (tip) ventilation QM = measured (tip) ventilation flow rate Patm = atmospheric pressure measured DPz = pressure drop of standard (vents open) Figure 8: Cerulean equipment schematic 2 The ZTRI calculation includes a term for temperature compensation, but in a controlled laboratory as specified in the process documents this term tends to 1. VF = 100% x QM.Patm(T+273.15) Q (Patm-Dpz)(22+273.15) CTR-PTM_Vent. Stds Calibration Methods 10 of 13 May 2012

The differences in the process flows are explained by the differing equipment used. SODIM and ZTRI use a Volumeter (soap film meter) to establish flow through the ventilation standard (figure 7). Here ZTRI use a calibrated constant flow orifice and vacuum generator to establish flow through the main body of the standard, measuring the pressure drop of the standard, whilst SODIM use a vacuum injector and Brooks flow meter and needle valve to control flow also measuring pressure drop in the circuit. Calorimetric flow sensor Stepper driven piston pump Standard under test PD measurement Figure 9: Schematic of Borgwaldt-KC apparatus In contrast Cerulean and Borgwaldt-KC use calorimetric flow sensors with Cerulean compensating for the additional PD introduced by this device through using a leak valve and second PD measurement device (figures 8 and 9). The use of a dry device such as the flow sensor specified by Borgwaldt-KC and Cerulean means that the humidity of the air flowing through the ventilation path of the standard is known and controlled being that of the test room, the soap bubble film meter will saturate the air above the soap film reservoir. This could influence the apparent flow as the viscosity of the air flowing through the standard will be slightly changed. The disadvantage of the dry methods is that an additional PD is introduced from the meter. Cerulean have tried to take this into account by balancing the inlet PD to the primary and ventilation flow paths. The significance of the errors introduced by the additional but small pressure drop from the dry method or the error introduced by wet air is not understood within the context of the overall uncertainty of the method and can only probably be established by experiment. CTR-PTM_Vent. Stds Calibration Methods 11 of 13 May 2012

8. ANALYSIS AND DISCUSSION To a first approximation the methods appear equivalent and would form a platform from which a collaborative study could be made to establish the reproducibility of the calibration methods used and also the errors introduced by the slight differences in calibration equipment with respect to the overall method precision/repeatability. In summary Some small differences in sample preparation exist There are some small differences in equipment validation of function before test commences ZTRI and SODIM use soap bubble volumeter. Air flowing through standard may be saturated in ZTRI and SODIM methods. The significance upon accuracy of measurement of this is unknown. Cerulean uses dry mass flow measurement device with compensation of the pressure drop this introduces. This adds complexity but the degree of improved accuracy of this method is not known. Borgwaldt-KC use dry mass flow measurement but do not compensate for pressure drop so introduced. The influence upon accuracy with respect to the overall method is not known. It would be simple for the laboratories calibrating standards to agree to standardise on conditioning times and stabilisation times which could introduce some variation in laboratory to laboratory results. CTR-PTM_Vent. Stds Calibration Methods 12 of 13 May 2012

APPENDIX 1 BORGWALDT-KC ALTERNATE METHOD Stepper driven piston pump PD measurement Stepper driven piston pump PD measurement P2 Standard under test PD measurement P1 Figure 10: Schematic of Borgwaldt-KC alternate apparatus In this scheme the measurement is conducted by setting the draw through the standard by means of the stepper driven piston pump to 17.5ml/min. The second stepper driven piston pump is connected to the ventilation path and adjusted so that P2 is 0Pa. BY characterising the control frequency/syringe dimensions the ventilation flow can be calculated. Taking P1 into account the ventilation can be determined. CTR-PTM_Vent. Stds Calibration Methods 13 of 13 May 2012