Simple Mathematical, Dynamical Stochastic Models Capturing the Observed Diversity of the El Niño Southern Oscillation (ENSO) Andrew J.

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Simple Mathematical, Dynamical Stochastic Models Capturing the Observed Diversity of the El Niño Southern Oscillation (ENSO) Andrew J. Majda Co-instructors: Nan Chen and Sulian Thual Center for Atmosphere Ocean Science Courant Institute of Mathematical Sciences New York University Graduate Course, MATH-GA.283- Fall 27, Courant Institute, NYU Room 95, Thursdays 9: :5am

Paradigm for Understanding the ENSO Math Theory Observations Physical Phenomena / 2

Simple Mathematical, Dynamical Stochastic Models Capturing the Observed Diversity of the El Niño Southern Oscillation Andrew Majda Room 95, Thursdays at 9-am, 27-28 fall semester The course should be interesting for undergraduate students, graduate students, and postdocs in pure and applied mathematics, physics, engineering, and climate, atmosphere, ocean science interested in modeling and simulating climate systems and other turbulent dynamical systems. 2 / 2

The El Niño-Southern Oscillation (ENSO) is the strongest signal on yearly time scale beyond the seasonal cycle. It has significant impact on global climate and relevance for seasonal forecasts. Roughly speaking, ENSO is a periodic phenomenon that people are familiar with. However, surprisingly the ENSO in the past few decades is very different from the traditional picture with large impacts on global warming and weather and climate around the world. This course will focus on a new perspective on ENSO modeling, which is consistent with the recent observational record. Rigorous theories, simple nonlinear dynamics, simple stochastic models and numerical methods will be combined with physical reasoning to produce new simple nonlinear dynamics and the comparison of the model results with real observations will be emphasized. We will show how this can be done in a simple modeling framework that is consistent with complex observations of ENSO over the last a few decades. This course is a self-contained introduction to these topics and elementary material from nonlinear dynamics, stochastic modeling and numerical algorithms will be developed in a self-contained way. Students and young researchers can certainly follow the lectures with elementary background. 3 / 2

The lectures will cover the basic physics of ENSO, real observational records and mathematical tools with interesting new nonlinear dynamical stochastic models capturing the observational phenomena. Open problems and future work will also be discussed. There will be no final exam and homework. The enrolled students will participate actively in some lectures being mentored by Professor Majda and his two postdocs Nan Chen and Sulian Thual. Prerequisites: undergraduate courses in ODEs and PDEs. 4 / 2

LECTURE SCHEDULE Week Lecturer Date Topic A. J. Majda Sep 7 Overview of the El Niño Southern Oscillation 2 S. Thual Sep 4 Background and simple ENSO models (I) 3 S. Thual Sep 2 Background and simple ENSO models (II) 4 N. Chen Sep 28 Stochastic toolkits, basic numerics and linear stability analysis of the ENSO models 5 N. Chen Oct 5 A simple dynamical modeling framework of ENSO 6 S. Thual Oct 2 Mechanisms of the 24-26 delayed super El Niño Capturing by simple dynamical models 5 / 2

Week Lecturer Date Topic 7 N. Chen Oct 9 Central Pacific El Niño (I) 8 N. Chen Oct 26 Central Pacific El Niño (II) 9 N. Chen Nov 2 El Niño diversity captured by the simple dynamical modeling framework S. Thual Nov 9 Accessing observational data and El Niño diversity in observations N. Chen Nov 6 Mechanisms of the El Niño diversity 2 S. Thual Nov 3 Seasonal synchronization captured by the simple modeling framework with El Niño diversity 3 Dec 7 Catch up and Discussion 6 / 2

Equatorial Climate Patterns in Different Conditions El Niño is a climate pattern that includes the interactions between. atmosphere, 2. ocean, 3. sea surface temperature (SST). (Figures are from NOAA) El Niño & La Niña are the opposite phases of El Niño-Southern Oscillation (ENSO). 7 / 2

Remarkable Observational Phenomena of the ENSO El Niño Southern Oscillation Warm phase: El Niño Cold phase: La Niña 3 Nino 3.4 Index 2 2 3 98 985 99 995 2 25 2 25 Years 8 / 2

Remarkable Observational Phenomena of the ENSO El Niño Southern Oscillation Warm phase: El Niño Cold phase: La Niña 3 Nino 3.4 Index 2 2 Super El Nino Super El Nino Super El Nino 3 98 985 99 995 2 25 2 25 Years Two types of super El Niño: ) 982-983 and 997-998, 2) 24-26. 8 / 2

Remarkable Observational Phenomena of the ENSO El Niño Southern Oscillation Warm phase: El Niño Cold phase: La Niña 3 Nino 3.4 Index 2 Delaying... 2 Super El Nino Super El Nino Super El Nino 3 98 985 99 995 2 25 2 25 Years Two types of super El Niño: ) 982-983 and 997-998, 2) 24-26. 8 / 2

Remarkable Observational Phenomena of the ENSO El Niño Southern Oscillation Warm phase: El Niño Cold phase: La Niña 3 2 Moderate El Nino and... Oscillation? Nino 3.4 Index Moderate El Nino and... Oscillation? Delaying... 2 Super El Nino Super El Nino Super El Nino 3 98 985 99 995 2 25 2 25 Years Two types of super El Niño: ) 982-983 and 997-998, 2) 24-26. A series of moderate El Niño but little La Niña: 99-995, 22-26 years with central Pacific El Niño (El Niño Modoki). 8 / 2

Remarkable Observational Phenomena of the ENSO El Niño Southern Oscillation Warm phase: El Niño Cold phase: La Niña 3 2 Moderate El Nino and... Oscillation? Nino 3.4 Index Moderate El Nino and... Oscillation? Delaying... 2 Super El Nino Super El Nino Super El Nino 3 98 985 99 995 2 25 2 25 Years Two types of super El Niño: ) 982-983 and 997-998, 2) 24-26. A series of moderate El Niño but little La Niña: 99-995, 22-26 years with central Pacific El Niño (El Niño Modoki). Therefore, ENSO is more than a simple regular oscillator! 8 / 2

Remarkable Observational Phenomena of the ENSO: Global Warming and ENSO 3 2 2 Nino 3.4 Index 3 94 95 96 97 98 99 2 2 22 Years Global mean surface temperature anomalies ( o C).8.6.4.2.2.4 94 95 96 97 98 99 2 2 22 9 / 2

Remarkable Observational Phenomena of the ENSO: Global Warming and ENSO 3 2 2 Nino 3.4 Index 3 94 95 96 97 98 99 2 2 22 Years.8 Global mean surface temperature anomalies ( o C) Global warming hiatus?.6.4.2.2 2 23.4 94 95 96 97 98 99 2 2 22 9 / 2

Remarkable Observational Phenomena of the ENSO: Global Warming and ENSO 3 2 2 Nino 3.4 Index 3 94 95 96 97 98 99 2 2 22 Years.8 Global mean surface temperature anomalies ( o C) Global warming hiatus? 4.6.4.2.2 2 23.4 94 95 96 97 98 99 2 2 22 9 / 2

Remarkable Observational Phenomena of the ENSO: Global Warming and ENSO 3 2 2 Nino 3.4 Index 3 94 95 96 97 98 99 2 2 22 Years.8 Global mean surface temperature anomalies ( o C) Global warming hiatus? 4 5.6.4.2.2 2 23.4 94 95 96 97 98 99 2 2 22 9 / 2

Remarkable Observational Phenomena of the ENSO: Global Warming and ENSO 3 2 2 Nino 3.4 Index 3 94 95 96 97 98 99 2 2 22 Years.8 Global mean surface temperature anomalies ( o C) Global warming hiatus? 4 5 6.6.4.2.2 2 23.4 94 95 96 97 98 99 2 2 22 9 / 2

Remarkable Observational Phenomena of the ENSO: Global Warming and ENSO 3 2 2 Nino 3.4 Index 3 94 95 96 97 98 99 2 2 22 Years.8 Global mean surface temperature anomalies ( o C) Global warming hiatus? 4 5 6.6.4.2.2 2 23 24 26 Super El Nino.4 94 95 96 97 98 99 2 2 22 9 / 2

Remarkable Observational Phenomena of the ENSO: Global Warming and ENSO 3 2 2 Nino 3.4 Index 3 94 95 96 97 98 99 2 2 22 Years.8 Global mean surface temperature anomalies ( o C) Global warming hiatus? 4 5 6.6 98.4 82 87.2 73 77.2 2 23 24 26 Super El Nino.4 94 95 96 97 98 99 2 2 22 9 / 2

Remarkable Observational Phenomena of the ENSO: Two Types of Super El Niño 997-998: Classical Super El Niño 24-26: Delayed Super El Niño / 2

Remarkable Observational Phenomena of the ENSO: El Niño Diversity CP El Niño has been frequently observed since 99. / 2

Global Impact of ENSO The anomalous climate patterns in the equatorial Pacific affect global climate through teleconnections, which are atmospheric interactions between widely separated regions. 2 / 2

Global Impact of ENSO The anomalous climate patterns in the equatorial Pacific affect global climate through teleconnections, which are atmospheric interactions between widely separated regions. 2 / 2

Challenge and Goal of This Course ENSO is an exciting but still not well-known subject. Developing simplified mathematical models to explain the underlying mechanisms of ENSO, capture key observational features, provide suggestions for improving operational models. The reanalysis data during the last 34 years will be used for observational surrogates. 3 / 2

Unrealistic behaviors in operational models... unrealistic CP El Niño with locations far west in GFDL Climate Model (CM 2.) obvious gap in power spectrum between model and observations only % models in CMIP3 and CMIP5 having the correct sign of Corr(N3, N4) many other problems with durations, amplitudes, locations etc... 4 / 2

This course: A new modeling framework for ENSO The new modeling framework contains simple ideas that combine linear and nonlinear dynamics, techniques from basic PDEs (e.g., the characteristic method), simple numerics, and novel stochastic tools (e.g., OU process + Markov jump process). The modeling framework is based on physical reasoning + rigorous mathematical justification The mathematical part will be self-contained. The course also aims at explaining how to deal with observational data. 5 / 2

LECTURE SCHEDULE Week Lecturer Date Topic A. J. Majda Sep 7 Overview of the El Niño Southern Oscillation 2 S. Thual Sep 4 Background and simple ENSO models (I) 3 S. Thual Sep 2 Background and simple ENSO models (II) 4 N. Chen Sep 28 Stochastic toolkits, basic numerics and linear stability analysis of the ENSO models 5 N. Chen Oct 5 A simple dynamical modeling framework of ENSO 6 S. Thual Oct 2 Mechanisms of the 24-26 delayed super El Niño Capturing by simple dynamical models 6 / 2

Week Lecturer Date Topic 7 N. Chen Oct 9 Central Pacific El Niño (I) 8 N. Chen Oct 26 Central Pacific El Niño (II) 9 N. Chen Nov 2 El Niño diversity captured by the simple dynamical modeling framework S. Thual Nov 9 Accessing observational data and El Niño diversity in observations N. Chen Nov 6 Mechanisms of the El Niño diversity 2 S. Thual Nov 3 Seasonal synchronization captured by the simple modeling framework with El Niño diversity 3 Dec 7 Catch up and Discussion 7 / 2

Suggested Reading: Lecture, 2 and 3: Handout notes by the instructors. Lecture 4: Andrew J. Majda and John Harlim. Filtering complex turbulent systems. Cambridge University Press, 22. Lecture 5: Sulian Thual, Andrew J. Majda, Nan Chen, and Samuel N. Stechmann, Simple stochastic model for El Niño with westerly wind bursts, Proc. Natl. Acad. Sci., 3(37):245-25, 26 Lecture 6: Nan Chen and Andrew J. Majda, Simple dynamical models capturing the key features of the central Pacific El Niño, Proc. Natl. Acad. Sci., 3(42):732-737, 26 Lecture 7 and 8: Nan Chen and Andrew J. Majda, A Simple Stochastic Dynamical Model Capturing the Statistical Diversity of El Niño Southern Oscillation, Proc. Natl. Acad. Sci., 4(7):468 C473, 27 Lecture 9: Nan Chen, Andrew J. Majda and Sulian Thual, Observations and Mechanisms of a Simple Stochastic Dynamical Model Capturing El Niño Diversity, J. Climate with minor revision, 27 Lecture and : Sulian Thual, Andrew J. Majda and Nan Chen, Seasonal synchronization of a simple stochastic dynamical model capturing El Nino diversity, Submitted to J. Climate with minor revision, 27 Lecture 2: Sulian Thual, Andrew J. Majda and Nan Chen, Mechanisms of the 24-26 delayed super El Nino captured by simple dynamical models, Submitted to Climate Dynamics, 27 8 / 2

Additional reading materials besides the class notes for Lecture, 2 and 3: George S. Philander, El Niño, La Niña, and the Southern Oscillation. Academic Press, 989. Edward S. Sarachik and Mark A. Cane, The El Niño-southern oscillation phenomenon. Cambridge University Press, 2. Allan J. Clarke, An introduction to the dynamics of El Niño and the Southern Oscillation. Academic press, 28. 9 / 2

Thank you 2 / 2