Utilizing LDMS Condition Codes for ACTG and IMPAACT Specimens

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Utilizing LDMS s for ACTG and IMPAACT Specimens Preloads and condition codes can be used together in LDMS 7.2 to document issues when processing specimens. The preload adds the expected collections, and the condition code can be used to show situations that fall outside those expected results. Some condition codes will automatically trigger that primary or aliquot to have the flag. These codes indicate that the specimen will not be stored because it does not exist or was damaged beyond recovery. Other condition codes may also warrant the flag, but the flag will not be added automatically. In these situations, the flag should be added at the user s discretion to show that the specimen has not been stored. Table 1: s that will trigger "never store" automatically SNP ANP DSR Description Quantity Not Sufficient Sample Not Collected Specimen Not Processed Not Prepared Lost Shipment Destroyed For a full list of condition codes, refer to the LDMS User Manual, Appendix A. When a specimen will not be stored, the flag should be utilized rather than deleting the specimen or aliquot from the preload. This will help reduce queries and clearly document what was and was not obtained based on what was expected (e.g. the preload). This document is intended to be a guide only. As a general rule, select the most descriptive condition code possible, determine if the specimens will or will not be stored, and set the flag as applicable. The scenarios below show how to use condition codes when something has happened to a specimen. Each scenario also shows whether that particular condition code will trigger a and if a special qualifier should also be selected. In some situations, will not automatically be added and it may be appropriate to add it manually. 19 Dec 2012 Utilizing LDMS s for ACTG and IMPAACT Specimens 1 of 5

1 A participant did not want to be stuck with a needle so an expected sample was not collected. = yes 2 The primary specimen had a low cell count and insufficient numbers of viable cells were obtained. Only 1 of 4 aliquots was obtained. 1 aliquot = 3 aliquots =ANP Participant anomaly ANP = yes 3 4 5 6 7 A laboratory technician dropped a frozen aliquot and it cracked, but the technician put it in a slightly larger tube to save it. The clinic ran out of the tube they needed to collect a sample, but an alternative tube was identified as acceptable by the team and used instead. The clinic ran out of the tube they needed to collect a sample, and an alternative tube was used but later determined to be unacceptable by the team A blood tube was received. Upon centrifugation, it was noted that the plasma was red tinged. A shipment arrived late in the work day, right before the laboratory technicians left for the day. As a result, the samples were not processed until the next day. for preload, INT for alternative for preload, DSR for alternative HEM PST for preload, INT alternative for preload, DSR for alternative tube used HEM PST Specimen potentially compromised Unexpected late day specimen = no; if the = yes = yes DSR = yes HEM = no; if the PST = no 8 A bearing in a centrifuge broke while processing a specimen and destroyed the primary blood tubes being spun. EQF EQF EQF = no; if the 19 Dec 2012 Utilizing LDMS s for ACTG and IMPAACT Specimens 2 of 5

9 10 11 12 13 The patient became frightened and pulled away while blood was being drawn, and a sample tube was only filled halfway. The patient declined to collect the rest of the sample. The clinician misread the instructions for the visit and insufficient sample volume was collected as defined by the protocol. A specimen that was received was clearly contaminated with fungus. A primary blood tube fell to the floor, shattered, and could not be recovered. The total volume of plasma obtained from a short-filled blood tube is not sufficient to make 10x1mL aliquots. The lab opts to make 8x1mL aliquots and 2x0.5mL aliquots. CTM if volume matches preload if volume is less than preload if unable to process aliquot if volume matches preload if volume is less than preload if unable to process aliquot CTM 8 aliquots = 2 aliquots = CTM = No; if the = no; never store must be set manually 14 15 An EDT whole blood sample was received clotted. A whole blood sample that was supposed to be a 5 ml draw contained only 0.5 ml and the decision was not to process it. CLT CLT CLT = No; if the 19 Dec 2012 Utilizing LDMS s for ACTG and IMPAACT Specimens 3 of 5

16 17 18 19 20 21 22 23 24 A whole blood specimen tube is received that isn t completely full. The protocol requires 5 aliquots of cells, but there are only enough cells for 4 aliquots. A DBS was received and the technologist noted that the humidity indicator turned from blue to pink. A urine cup was received in a zip lock bag, and the contents had leaked out of the cup into the bag (the lid of the cup fell off). FSTRF contacts the lab and indicates that the specimens for a given PID/VID combination were collected outside the protocol defined window of collection. A PK specimen was received by the lab ambient. Instructions in the LPC indicate the blood should have been transported on wet ice. The nurse at the clinic processed and froze serum for metabolic testing because the serum had to be processed within 30 minutes. The nurse shipped the frozen specimens to the lab via courier under ambient conditions. The clinic collected a specimen, but it was lost by the courier during transport. A whole blood specimen was received frozen, in an unusable state. During processing, the lab mixed up the identifiers and can no longer properly identify the aliquots. HUM OSW TNO FRO 1 aliquot = 4 aliquots = HUM OSW TNO TWD ANP Specimen potentially compromised Other, Specify (Add details in comment field) Other, Specify (Add details in comment field) LBE Specimen Mix-up HUM = no = no; if the OSW = no TNO = no TWD = no; if the = yes FRO = no ANP = yes LBE = no; if the 19 Dec 2012 Utilizing LDMS s for ACTG and IMPAACT Specimens 4 of 5

25 There is a mix-up at the specimen collection site that cannot be resolved before the specimens are sent for processing SNP SNP Specimen Mix-up SNP = yes Please send any comments to DARs@hanc.info. 19 Dec 2012 Utilizing LDMS s for ACTG and IMPAACT Specimens 5 of 5