SIMULATION OF THE HUMAN LUNG. Noah D. Syroid, Volker E. Boehm, and Dwayne R. Westenskow

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SMULATON OF THE HUMAN LUNG Noah D. Syroid, Volker E. Boehm, and Dwayne R. Westenskow Abstract A human lung simulator was implemented using a model based on the Fick principle. The simulator is designed to emulate production and 0 consumption in the body and gas exchange in the lung. The implementation consists of hardware and software to control the flow of gases entering and leaving a ventilated test lung. An initial test of production qualitatively demonstrated that the lung simulator behaved as expected. Since this project is in its initial stages, additional experimentation and model refinement is necessary for the simulator to accurately represent physiologic responses of a human lung. ntroduction Modeling and simulation are important means of testing and validating new medical devices without involving live subjects. Human and animal testing is expensive. Furthermore, control of respiratory parameters may be difficult or impossible to obtain during an experiment on live subjects. Creating a model and a simulation may provide the means to validate new instrumentation with less cost and more accuracy. With this in mind, we have created a human lung simulator to validate prototype anesthesia instrumentation. Our simulator is designed to model production and 0 consumption, given a value for cardiac output. Such a simulator may be used to validate medical devices that measure cardiac output non-invasively. C0 production and 0 consumption Figure shows a simple representation of blood flow and gas exchange in the body. Oxygen is inspired into the alveoli of the lungs where it diffuses across the alveolar membrane and pulmonary capillary membrane. Likewise, carbon dioxide diffuses from the blood in the pulmonary capillary beds and into the alveoli. Oxygen rich blood is pumped through the right heart and into the tissues where metabolism consumes oxygen and produces carbon dioxide. Thus, rich blood is pumped through the left side of the heart and back into the lungs Cardiac output is related to gas exchange using a mass Departments of Bioengineering and Anesthesiology The University of Utah Salt Lake City, UT 843 balance equation, also known as the Fick principle : where Q is cardiac output (liters/minute), vco produced is the amount of produced by tissue metabolism, (liters/minute), cv is the mixed venous concentration of the blood (blood flowing into lungs in% volume) and c a is the arterial concentration of blood flowing from the lungs(% volume). For our lung simulator, we set the cardiac output to a known value. Thus, we may rearrange () so that, () Vco produced = Q ( Cv - C a ). ( ) For every unit of produced in the tissues, there is some amount of 0 consumed (Vol consumed ). ~ : gh.r.~ ~- ~= -~ Heart. ~ ~ Tissues Figure : Gas Exchange and Blood Flow in the Human Lung and Body.

production may be related to 0 consumption by the respiratory exchange ratio, R, where v. R =. produced v 0 consumed (3) R is a function of metabolism; the body oxidizes fats, carbohydrates, and proteins, where Rrar. = 0.7, Rcarbohydrate =.0, and~= 0.8. For a healthy human, a typical value for R is 0.8. Training/Test Lung [:J ~---------------------- -------- l V C0 + VC0 produced _:......,. ~ v ~: Vacuum.. V0 + V0 consumed Total ------------------------------ r--------------------------------- Exhaust MFC ------------------------------------ Figure : Physical Components of the Lung Simulator Lung Simulator mplementation We use equations () and (3) as the foundation for our lung simulator. The physical components of the simulator are shown in Figure. Since the largest portion of ambient air is composed ofn, 0, and C0, we use three mass flow controllers (MFCs) to regulate the flow of these gases from pressurized tanks into a ventilated test/training lung (TL). A fan inside the TL provides active mixing of the gases from the lung simulator and the ventilator. A vacuum is used to pull the mixed gas from the TL in which the flow is regulated by the exhaust MFC. 0 and C0 sensors, located in the exhaust flow, record the concentrations of oxygen and carbon dioxide in the lung. A microprocessor controls the flow of the MFCs and receives input from the C0 and 0 sensors. A personal computer communicates with the microprocessor and provides the user with an interface to input cardiac output and cv (see Figure 3). COl 0MFC Exhaust MFC Computer and User nterface Figure 3: Microprocessor Control and Communication The lung simulator uses the 0 and C0 sensors to calculate the flow of oxygen (V 0 ) and carbon dioxide (Vco ) pulled from the lung by the vacuum. The exhaust flow (V Exh ) is set at a constant rate, so and (4) '

where F 0 and Fc 0 is the fraction of 0 and C0 measured by the sensors in the exhaust flow. Also, and we may solve for N flow going into and coming out from the lung: n order to calculate 0 consumption and C0 production, we assume that the content of C0 in the mixed venous blood, C-, is constant. To compute Vco c, we first find P, arterial partial pressure (mm Hg), which is a function of barometric pressure, Phar (mm Hg). So, (5) P = Fco ~ar (mm Hg). (8) P is related to c by a dissociation curve. Such a curve is empirically derived by Capek and Roy, 3 which also requires the hemoglobin (Hb) content of blood in grams per deciliter. So, Ca (Pa ) = (6.957 Hb + 94.864) ( 9 ) C<l (val%). ln(+0.933 Pa ) This function is plotted in Figure 4. Using equations () -- (9), we may define the flow of gas into the lung, V Total n : C~MFCFJow. [. J V Total n = V C0 + V Produced +. 0 MFCF/ow N MFCF/ow,... Also, ( 0) computes the quantity of flow for each gas coming into the lung, which is set by its corresponding MFC as demonstrated in Figure. (0) 3 70~--~--~----~--~--~----. 60 0 40 60 80 00 0 Pa (mm Hg) Figure 4 : Dissociation Curve With Hb = 5 g/dl Validation of Lung Simulator Since this project is a work in progress, we have only begun to validate the simulator. At this time, we have compared C0 production in the lung simulator to measured C0 production on an anesthesia monitor. This was achieved by comparing Vco produced, and Pa of the lung simulator to C0 excretion at the mouth ( Vco mouth, Vmin) and end tidal C0 (et, mm Hg) by the anesthesia monitor. Our TL may be considered as a single alveolus with 00% perfusion (no parallel deadspace ). Under these conditions, alveolar partial pressure of C0 ( P 4 ) is approximately equal to Pa. ''m is related to et by: P 4.0"0 et = r. p Aco peifused + (- r)p Aco unpeifused' () where r is the ratio of perfused to unperfused alveoli. 4 A single alveolus model with no dead space yields et = PL ~ pa. () "' n addition, under steady state, vco mouth should also have similar values to vco produced To validate the parameters described in the previous section, we induced changes in the Vco produced and Pa

by changing the set value of cardiac output. For this validation experiment, we decreased cardiac output in one liter/min steps from 6.0 liters/min to.0 liter/min. Table describes the times at which cardiac output was altered. Ample time was allowed between each step change so that the system may reach steady state. Figures 5 and 6 show comparisons of Pa to et and Vco produced to "'' V mouth respectively. Unfortunately, these plots should cardiac Output (liters/min) Approx.lime (seconds) 6.0 830 5.0 00 4.0 400 3.0 690.0 960.0 380 Table : Step Decrease in Cardiac Output be investigated qualitatively because there is a mismatch in the synchronization of the data collection times. There is some inherent delay between the response of the etc0 signal to a change in alveolar pressure, but it is not on the order of hundreds of seconds. 000 500 3000 3500 time (seconds) Figure 5: Arterial C0 (gray "0") and etc0 (black"+") t is apparent from Figure 5 that both signals show a decreasing step change that corresponds to the change in cardiac output. The et is shifted up from the Pa date COl approximately 3 to 4 mm Hg. The synchronization error is also apparent for the C0 production values demonstrated in Figure 6. i40 g0 ooo a80 c :: -60 +. 40.c g 0 E ~00 80 6.0 ------------------------~--~ 000 500 3000 time (seconds) Figure 6: Production in the Lung Simulator (lung = gray "0", mouth =black "+'7,the numbers in the plot represent the value of cardiac output at that time Discussion 3500 Due to the limited amount data collected for validation of the lung simulator and difficulties with synchronization of the data collected, no significant conclusions may be made about the accuracy of the lung simulator at this time. t is important to note that this test described in the previous section does not match the physiologic response of a human's lung. That is, even though there was a fall in the C0 parameters for the given cardiac output values, they may not correspond correctly for a human response. Additional experiments using human data and comparing it to the lung simulator data are necessary in order to evaluate how well the lung simulator models the human respiratory system. The initial validation tests look promising with respect to the expected behavior of the lung simulator. All C0 parameters fell in accordance with a decreasing step change in cardiac output. The upward shift in et (Figure 5) may be due to different computation methods for the lung simulator and the anesthesia monitor. For instance, the dissociation curve that is implemented for the simulator is based on empirical data and may not match the computation methods used by the monitor. Examination of the anesthesia monitor's specifications could give insight into how et is calculated. gnoring the effects of the shifted data, there are some transient spikes for the lung simulator's C0 production (see Figure 6). The spikes are due to step changes in ' 4

cardiac output. The step change in cardiac output causes an instantaneous change in Vco produced As Pa decreases in response to the change, the C0 coz production rises to a value comparable with the C0 excreted at the mouth. Future Development While the hardware of the lung simulator requires little additional adjustment, there are many enhancements that still require implementation. As previously stated, more experimentation is required to determine the performance of the lung simulator. For instance, we have yet to validate whether 0 consumption in our simulator corresponds to the values computed by an 0 metabolic gas monitor. n addition, experiments that induce rapid changes in cardiac output, hypoxia, and hypercapnia are necessary to determine lung simulator performance. The current model is based on the Fick principle, which assumes a system in steady state. Thus, the model may yield unpredictable results to the transient responses. Furthermore Cv- is required to be constant in order to coz solve for Vc 0 in the Fick equation. This assumption is normally valid since there is a large buffering capacity for C0 in the body, especially in fat and muscle. 5 6 On the other hand, it may not be a valid assumption for patients in septic shock, where most of the blood is flowing to vital organs in which do not store large quantities ofc0 6 7 Finally it is important to notice that the Fick equation does not account for shunt, blood that bypasses the gas exchange occurring in the ventilated alveoli of the lung. Therefore, the Fick equation provides an accurate estimate of cardiac output if shunted blood is not present. Othetwise it measures pulmonary-capillary blood flow. A more sophisticated model may help to account for these assumptions. Chiari, Avanzolini, and Ursino have proposed a sophisticated respiratory model that simulates the transport of gases to several different compartments including the brain, cerebral spinal fluid, tissues and the lungs. t also accounts for shunt, has chemoreceptor control for ventilation, and incorporates acid/base regulation into its C0 dissociation curve 8 Such a sophisticated model may be incorporated into our lung simulator to improve the accuracy of the model with respect to human respiratory system. 5 Acknowledgements Many thanks to: Dwayne Westenskow for help with model formulation and simulator implementation, Joe Orr for implementing the hardware and firmware of the system, Novametrix for use of their monitoring devices and software. References Rhoades R, Pflanzer R. Human Physiology. Saunders College Publishing. 996. Hlastala MP, Berger AJ. Physiology of Respiration. Oxford University Press. 996. 3 Capek JM, Roy RJ. Non-invasive Measurement of Cardiac Output Using Partial Rebreathing. EEE Transactions on Biomedical Engineering. 35(9):653-66. 988. 4 Orr J., Personal nterview. May 998. 5 Matthews CM, Laslo G, Campbell EJ, Read DJ. A Model for the Distribution and Transport of C0 in the Body and the Ventilatory Response to C0 Respiratory Physiology. 6:45-87. 968. 6 Farhi LE, Herman R. Dynamics of Changes in Carbon Dioxide Stores. Anesthesiology, (6):604-64. 960. 7 Hoeft A, Schorn B, Weyland A, et.al.. Bedside Assesment of ntravascular Volume Status in Patients Undergoing Coronary Bypass Surgery. Anesthesiology, 8:76-86. 994 8 Chiari L, Avanzolini G, Ursino M. A Comprehensive Simulator of the Human Respiratory System: Validation with Experimental and Simulated Data. Annals of Biomedical Engineering. 5:9.85-999. 997.