Walking-Working Surfaces Compliance: Practical Tips for Minimizing Slip and Fall Hazards in Light of New OSHA Subpart D Provisions

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Walking-Working Surfaces Compliance: Practical Tips for Minimizing Slip and Fall Hazards in Light of New OSHA Subpart D Provisions Presented by: Barry S. Spurlock, Esq., CSP Assistant Professor/Attorney Eastern Kentucky University/Spurlock Law, PLLC Tuesday, March 7, 2017 1:30 p.m. to 3:00 p.m. Eastern 12:30 p.m. to 2:00 p.m. Central 10:30 a.m. to 12:00 p.m. Pacific www.blr.com or www.hrhero.com For On-Demand purchasing information, contact customer service at: 800-727-5257 or E-mail: service@blr.com 2017 BLR and HR Hero Business & Legal Resources and HR Hero. All rights reserved. These materials may not be reproduced in part or in whole by any process without written permission. This webinar qualifies for Recertification Points. Holders of CSP and related BCSP certificates may earn 0.15 Recertification Points for attending this webinar. Other certificate holders qualify for continuing education points according to their certifying agency guidelines.

Walking-Working Surfaces Compliance: Practical Tips for Minimizing Slip and Fall Hazards in Light of New OSHA Subpart D Provisions Presented by: Barry S. Spurlock, Esq., CSP Assistant Professor/Attorney Eastern Kentucky University/Spurlock Law, PLLC March 7, 2017 513

26 It ain t what you don t know that gets you in trouble. It s what you know for sure that just ain t so. Mark Twain

New Rule Impacts General Industry Also, and specifically, Building management services Utilities Warehousing, Retail Window cleaning, Chimney sweeping, and Outdoor advertising. New Rule Applies/Addresses all walking-working surfaces horizontal and vertical...inclusive of: floors, stairs, roofs, ladders, ramps, scaffolds, elevated walkways, and fall protection systems. Also, Rope Decent Systems (RDS)

Key New Rule Dates / Info November 18, 2016 Final Rule Issued /Published in Federal Register November 18, 2016 GAO Receives Final Rule GAO Decision/Major Rule Report Dec. 5, 2016 to Congress January 17, 2017 Final Rule Effective Date* 1990 Proposed Rule on Walking Working Surfaces 29 CFR 1910 (Docket No. OSHA-S041-2006-0666 formerly Docket No. S-041) * See Next Slide for Specific Compliance Dates Specific Subpart D Compliance Dates Final Subpart D Section and Requirement Compliance Date 29 CFR 1910.27(b)(1) Certification of anchorages November 20, 2017 29 CFR 1910.28(b)(9)(i)(A) Deadline by which employers must equip existing fixed ladders with a cage, well, ladder safety system or personal fall arrest system 29 CFR 1910.28(b)(9)(i)(B) Deadline by which employers must begin equipping new fixed ladders with a ladder safety system or personal fall arrest system 29 CFR 1910.28(b)(9)(i)(D) Deadline by which all fixed ladder must be equipped with a ladder safety system or fall arrest system 29 CFR 1910.36 (a) and (b) Deadline by which employers must train employees on fall and equipment hazards. November 19, 2018 November 19, 2018 November 18, 2036 May 17, 2017 FR 82980

Rule Highlights Flexibility in Fall Protection Means [1910.28(b)] Scaffolding Construction is the new general industry. [1910.27(a)] Rope Descent Systems [1910.27(b)] Fixed Ladder Fall Protection [1910.28(b)(9)] Qualified Climber Phase Out [1910.28(b)(10)] Personal Fall Protection System Performance and Use [1910.140] Walking-Working Surface Inspections [1910.22(d)] Training [1910.30] Other Standards Affected/Amended by New Rule (beyond Subpart D) Subpart F 1910.66 Powered platforms for building maintenance 1910.67 Vehicle-mounted elevating and rotating work platforms 1910.68 Manlifts Subpart I 1910.132 General [PPE] Requirements 1910.140 Personal fall protection systems (added) Subpart N 1910.178 Powered Industrial Trucks (Dockboards/bridge plates) 1910.179 Overhead and gantry cranes. Supart R 1910.261 Pulp, paper and paperboard mills 1910.262 Textiles 1910.265 Sawmills 1910.268 Telecommunications 1910.269 Electric power generation, transmission, and distribution

Fall Protection Flexibility 29 CFR 1910.28 Duty to have fall protection and falling object protection 1910.28(a) General Requirements Fall Protection Required Conform to 1910.29 Personal Fall Protection Systems Conform to 1910.140 Exceptions to Section: Portable Ladders Inspecting, investigating or assessing workplace conditions/work (Watch the exception to the exception) Exposed perimeters of entertainment stages and rail-station platforms 1910.66 powered platforms 1910.67 aerial lifts 1910.268 telecommunications 1910.269 electric power generation

1910.28(b)(1)- Protection from Unprotected Sides and Edges Trigger Height: > 4 feet from lower level Choice of Methods for Fall Protection: Guardrail systems; Safety net systems; or Personal fall protection systems Exceptional Cases Residential Roofs 1926.502(k) Fall Protection Plan 1926.503(a) and (c) Training Loading rack/loading dock/teeming platform Work operation where fall protection is infeasible is in process; Access limited to authorized employees; AND Authorized employees are trained. 1910.28(b)(2)- Protection in Hoist Areas Hoist area means any elevated access opening to a walking-working surface through which equipment or materials are loaded or received. Trigger Height: > 4 feet from lower level Choice of Methods for Fall Protection: Guardrail systems; Personal Fall Arrest System (PFAS); or Travel Restraint System (ii) - When any portion of a guardrail system, gate, or chains is removed, and an employee must lean through or over the edge of the access opening to facilitate hoisting, the employee is protected from falling by a personal fall arrest system. (iii)- If grab handles are installed at hoist areas, they meet the requirements of 1910.29(l).

1910.28(b)(3)- Protection for Holes Hole means a gap or open space in a floor, roof, horizontal walking-working surface, or similar surface that is at least 2 inches (5 cm) in its least dimension. Trigger Height: > 4 feet from lower level Choice of Methods for Fall Protection: Covers; Guardrail systems; PFAS; or Travel Restraint System (ii) Covers or guardrails required for holes less than 4 ft. from lower level. (iii)- Special Considerations for stairway, ladderway, hatchway/chute floor holes 1910.28(b)(4)- Protection with Dockboards Dockboard means a portable or fixed device that spans a gap or compensates for a difference in elevation between a loading platform and a transport vehicle. Dockboards include, but are not limited to, bridge plates, dock plates, and dock levelers. Trigger Height: > 4 feet from lower level Choice of Methods for Fall Protection: Guardrail systems; or Handrails. Guardrail/Handrails Not Required When: A. Dockboards used solely for material handling w/ motorized equipment; B. Employees are not exposed to fall hazards greater than 10 feet; AND C. Employees trained in accordance with 1910.30

1910.28(b)(5)- Protection on Runways and Similar Walkways Runway means an elevated walking- working surface, such as a catwalk, a foot walk along shafting, or an elevated walkway between buildings. Trigger Height: > 4 feet from lower level Choice of Methods for Fall Protection: Guardrail systems. Infeasibility Exception: Applies to having guardrails on BOTH sides of runway, AND Runway is used EXCLUSIVELY for special purpose; Omit guardrail on one side provided that: Runway is at least 18 inches wide Each Employee is provided with and uses PFAS or Travel Restraint System 1910.28(b)(7)- Protection from Openings Opening means a gap or open space in a wall, partition, vertical walking- working surface, or similar surface that is at least 30 inches (76 cm) high and at least 18 inches (46 cm) wide, through which an employee can fall to a lower level. Trigger Heights: Inside bottom edge is less than 39 inches above the walking-working surface AND Outside bottom edge of opening is > 4 feet above lower level Options: Guardrail systems; Safety net systems; Travel restraint systems; or PFAS

1910.28(b)(9)- Protection on Fixed Ladders For fixed ladders that extend > 24 feet above a lower level, employers must ensure: PFAS, Ladder Safety System, Cage or Well for fixed ladders installed prior to Nov 19, 2018. PFAS or Ladder Safety System for fixed ladders installed on or after Nov 19, 2018. Replacements need PFAS or ladder safety system. All fixed ladders MUST have PFAS or ladder safety system by Nov. 18, 2036. More on Fixed Ladders Ladders with PFAS / Ladder Safety Systems Protection Provided throughout the entire vertical distance; Rest platforms provided at max intervals of 150 feet. Ladders with Cage/Well Offset from adjacent sections Landing platforms provided max intervals of 50 feet Cage/Well can be used in conjunction with PFAS or Ladder Safety System Provided It does Not Interfere

Other 1910.28(b) Matters (b)(6) Dangerous Equipment (b)(8) Repair Pits, service pits, and assembly pits < 10 feet depth (b)(10) Outdoor advertising (b)(11) Stairways (See Table D-2) (b)(12) Scaffolds and Rope Descent Systems (b)(13) Work on sloped roofs (b)(14) Slaughtering facility platforms (b)(15) Walking Working Surfaces NOC Rope Descent Systems 29 CFR 1910.27(b)

Rope Descent Anchorages: Building Owner Certification Building Owner Must Provide Written Certification of: Identification, Testing, Certification and Maintenance of Anchorage Capable of Supporting 5,000 lbs. in any direction for each employee attached Qualified Person Annually Inspects Qualified Person Certification As Necessary but at least every 10 years Employer must obtain certification before employees use anchorage Employer must maintain certification for duration of job Rope Descent System Usage Heights > 300 Feet require employer to demonstrate infeasibility Descent Systems Used in Accordance with Manufacturer instructions, warning, design limitations or under the direction of a qualified person Training w/ 1910.30 Pre-Shift Inspections Proper Rigging and Tiebacks Separate Independent PFAS All components besides seat boards rated load of 5,000 lb. Seat boards 300 lb. Prompt rescue provision Rope padding/protection Stabilization No use in inclement weather Tools Secured

Personal Fall Protection Systems 29 CFR 1910.140 Select 1910.29 Definitions Competent Person means a person who is capable of identifying existing and predictable hazards in any personal fall protection system or any component of it, as well as in their application and uses with related equipment, and who has authorization to take prompt, corrective action to eliminate the identified hazards. Qualified describes a person who, by possession of a recognized degree, certificate, or professional standing, or who by extensive knowledge, training, and experience has successfully demonstrated the ability to solve or resolve problems relating to the subject matter, the work, or the project.

Select 1910.29 Definitions (contd.) Personal fall protection system means a system (including all components) an employer uses to provide protection from falling or to safely arrest an employee s fall if one occurs. Examples of personal fall protection systems include personal fall arrest systems, positioning systems, and travel restraint systems. Personal fall arrest system means a system used to arrest an employee in a fall from a walking-working surface. It consists of a body harness, anchorage, and connector. The means of connection may include a lanyard, deceleration device, lifeline, or a suitable combination of these. Select 1910.29 Definitions (contd.) Positioning system (work-positioning system) means a system of equipment and connectors that, when used with a body harness or body belt, allows an employee to be supported on an elevated vertical surface, such as a wall or window sill, and work with both hands free. Positioning systems also are called positioning system devices and work-positioning equipment. Travel restraint system means a combination of an anchorage, anchorage connector, lanyard (or other means of connection), and body support that an employer uses to eliminate the possibility of an employee going over the edge of a walking-working surface.

Requirements for Personal Fall Protection Systems 22 General Requirements PFAS Requirements Five System Performance Criteria Two System Use Criteria Body Belts Prohibited as part of PFAS Positioning System Requirements Four System Performance Criteria Window Cleaners Positioning System 12 System Use Criteria Inspections 29 CFR 1910.22(d)

Inspections: Key Points The employer must ensure: Inspected regularly and as necessary, Hazardous Conditions are corrected or repaired before an employee uses the walking-working surface again. If correction/repair cannot be made immediately, the hazard must be guarded If repair involves the structural integrity of the walking-working surface, a qualified person must perform or supervise the correction/repair. Training 29 CFR 1910.30

Training Requirements 1910.30(a)(1) (a) Before any employee is exposed to a fall hazard, the employer must provide training for each employee who uses personal fall protection systems or who is required to be trained as specified elsewhere in this subpart. Employers must ensure employees are trained in the requirements of this paragraph on or before May 17, 2017. Training Requirements 1910.30(a)(2) The employer must ensure that each employee is trained by a qualified person. 1910.21(b) provides: Qualified describes a person who, by possession of a recognized degree, certificate, or professional standing, or who by extensive knowledge, training, and experience has successfully demonstrated the ability to solve or resolve problems relating to the subject matter, the work, or the project.

Training Requirements 1910.30(a)(3) employer must train each employee in at least the following topics: (i) The nature of the fall hazards in the work area and how to recognize them; (ii) The procedures to be followed to minimize those hazards; (iii) The correct procedures for installing, inspecting, operating, maintaining, and disassembling the personal fall protection systems that the employee uses; and (iv) The correct use of personal fall protection systems and equipment specified in paragraph (a)(1) of this section, including, but not limited to, proper hook-up, anchoring, and tie-off techniques, and methods of equipment inspection and storage, as specified by the manufacturer. Training Requirements 1910.30(b) Equipment Hazards The employer must train each employee 1) on or before May 17, 2017 in the proper care, inspection, storage, and use of equipment covered by this subpart before an employee uses the equipment. 2) who uses a dockboard to properly place and secure it to prevent unintentional movement. 3) who uses a rope descent system in proper rigging and use of the equipment in accordance with 1910.27. 4) who uses a designated area in the proper set-up and use of the area.

Training Requirements 1910.30(c) Retraining The employer must retrain an employee when the employer has reason to believe the employee does not have the understanding and skill required by paragraphs (a) and (b) of this section. Situations requiring retraining include, but are not limited to, the following: (1) When changes in the workplace render previous training obsolete or inadequate; (2) When changes in the types of fall protection systems or equipment to be used render previous training obsolete or inadequate; or (3) When inadequacies in an affected employee s knowledge or use of fall protection systems or equipment indicate that the employee no longer has the requisite understanding or skill necessary to use equipment or perform the job safely. Training Requirements 1910.30(d) Understandable Training The employer must provide information and training to each employee in a manner that the employee understands.

Specific Subpart D Compliance Dates Final Subpart D Section and Requirement Compliance Date 29 CFR 1910.27(b)(1) Certification of anchorages November 20, 2017 29 CFR 1910.28(b)(9)(i)(A) Deadline by which employers must equip existing fixed ladders with a cage, well, ladder safety system or personal fall arrest system 29 CFR 1910.28(b)(9)(i)(B) Deadline by which employers must begin equipping new fixed ladders with a ladder safety system or personal fall arrest system 29 CFR 1910.28(b)(9)(i)(D) Deadline by which all fixed ladder must be equipped with a ladder safety system or fall arrest system 29 CFR 1910.36 (a) and (b) Deadline by which employers must train employees on fall and equipment hazards. November 19, 2018 November 19, 2018 November 18, 2036 May 17, 2017 FR 82980 Key, Strategic Considerations Identify Qualified Personnel Train Employees Carefully Document Inspections and Corrective Actions OSHA Inspection Request OSHA Citation Litigation Discovery Prompt, Documented Corrective Action is Key Carefully Consider the Best Option When Choosing Fall Protection Means Infeasible v. Inconvenient Plan Ahead During Renovations and Walking-Working Surface Replacements

Questions? barry@spurlocklawfirm.com Barry.spurlock@eku.edu SPECIAL OFFER for Webinar Attendees! $50 off Safety Summit registration The 4th Annual BLR Safety Summit is the must-attend conference for EHS professionals looking to improve their workplace safety management skills and ensure compliance with OSHA. The 2017 Safety Summit in Texas is the industry s leading conference on workplace safety management and OSHA compliance strategies, showcasing tried-and-true best practices from experts in your field. Earn professional credits while you discover proven tactics for improving your safety program! You and your colleagues will participate in strategy-focus sessions covering: You will experience strategy-focused sessions covering: OSHA enforcement initiatives & trends for 2017 Safety culture-strengthening tactics to improve compliance Tips to avoid fall fatalities, injuries, and costly citations under the new Walking/Working Surfaces and Fall Protection Rule New technologies to improve the effectiveness and accessibility of safety training Risk management strategies using job hazard analysis Exclusive Q&A with some of the nation's most sought-after safety experts GET PRACTICAL MANAGEMENT TIPS AND ENSURE SUCCESS IN WORKPLACE SAFETY MANAGEMENT AND COMPLIANCE! REGISTER AT SAFETYSUMMIT.BLR.COM. SAVE $50 OFF FULL REGISTRATION WITH CODE SAFETY50.

Disclaimers *This webinar is designed to provide accurate and authoritative information about the subject matter covered. It is sold with the understanding that the publisher is not engaged in rendering legal, accounting, or other professional services. *This webinar provides general information only and does not constitute legal advice. No attorney-client relationship has been created. If legal advice or other expert assistance is required, the services of a competent professional should be sought. We recommend that you consult with qualified local counsel familiar with your specific situation before taking any action.

Barry S. Spurlock, Esq., CSP Barry Spurlock is an assistant professor at Eastern Kentucky University where he teaches graduate and undergraduate classes on safety management, safety performance measurement, workers compensation, safety-related legal classes, and courses on hazard recognition and control. He is also the managing member and attorney for Spurlock Law, PLLC. Prior to his present position in academia, Mr. Spurlock was a full-time attorney where he represented employers in a variety of employment matters involving OSHA, FMLA, ADA, harassment and discrimination. Mr. Spurlock s current law practice also includes counseling and training employers on compliance and proactively avoiding litigation and citations. Barry is a board certified safety professional, and before practicing law he worked for over 16 years as an occupational safety and risk management professional in the food, steel and workers compensation insurance industries. He has also served as an adjunct faculty member for Indiana University since 2002, where he has developed curricula and taught numerous undergraduate courses in occupational safety management.