Driver Behavior at Highway-Rail Grade Crossings With Passive Traffic Controls

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2014 Global Level Crossing Symposium August 2014, Urbana, IL, USA Driver Behavior at Highway-Rail Grade Crossings With Passive Traffic Controls - A Driving Simulator Study Presenter: Dr. Asad J. Khattak Beaman Professor Department of Civil & Environmental Engineering The University of Tennessee, Knoxville Jun Liu, Bryan Bartnik, Dr. Stephen Richards

Research Background Fatality, Injury and Collision Trends at Highway-rail Grade Crossings Source: All Highway-Rail Incidents at Public and Private Crossings, 1992-2013, Federal Railroad Administration (FRA)

Research Background 140,000 Track Miles & 212,000 Highway-rail Grade Crossings FRA: Light-Duty Vehicle Crashes at Highway-rail Grade Crossing 2004~2013 None Other STOP sign Manual (Watchman, Flagman) Highway traffic signals Gates + Flashing lights + Audible Flashing lights + Audible Gates + Audible Gates + Flashing lights Audible - Only Flashing lights - Only Gates - Only Total Crashes = 15, 639 0 500 1000 1500 2000 2500 3000 3500 4000 4500 Source: Highway-Rail Grade Crossing Accident/Incident Report (Form 6180.57)

Research Background FRA Data: Spatial distribution of highway-rail crossing crashes-2004-2013 Total Crashes = 15, 639 Source: Highway-Rail Grade Crossing Accident/Incident Report (Form 6180.57)

Research Background Types of Highway-rail Grade Crossing Passive Crossings Crossbucks Advance warning signs Pavement markings STOP signs Yield Signs Other signs No signs or signals Active Crossings Gates Flashing lights Highway signals, wigwags, or bells Special* * Note: Special are traffic control systems that are not train activated, such as a crossing being flagged by a member of the train crew. Limited Funding for Upgrading Source: Railroad-Highway Grade Crossing Handbook, & Cooper et al., 2007

Issues High cost + Large # of passive crossings Not enough funding Research on passive controls needed Low frequency of oncoming trains Hard to capture real crossing behaviors Driving simulator: Behaviors at simulated crossings

UT Driving Simulator Apparatus DriveSafety DS-600c Visual and audio effects Ford Focus sedan 300 horizontal field-of-view Five projectors Three LCD mirror displays.

Driving Simulator Participants (convenience sample) 64 subjects 44 males, 20 females Age distribution: min-18, max-59

Driving Simulator Scenarios Two-lane rural roads Clear weather RR crossings: 1. Basic settings advanced warning sign & crossbuck 2. Basic settings + STOP sign 3. Basic settings + YIELD sign 3 crossings 64 drivers = 192 Crossing approaches 32 approaches with STOP sign 32 approaches with YIELD sign 128 approaches with CROSSBUCK Only 64 approaches with train coming 128 approaches no train coming 32 approaches with good sight distance 32 approaches with poor sight distance 128 approaches with medium sight The point of view of a driver as they approach a railroad crossing

Observation Looking behavior Stopping behavior Methodology Approach speed at different stages Speed limit is 45 mph Two stages of crossing-approaches, according to Railroad-highway Grade Crossing Handbook (Tustin et al., 1986). Advance warning & Stages of far-crossing and near-crossing

Results Looking Behavior 100% 80% 60% 40% 20% 70% 73% 30% 27% 90% 10% Looked Did not look 0% Crossbuck-only Crossbuck+YIELD sign Crossbuck+STOP sign Looking behavior: Clear head movement to look at both sides of the road when approaching a crossing

Results Stopping Behavior 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 96% 84% 69% 31% 16% 6% Crossbuck-only Crossbuck+YIELD sign Crossbuck+STOP sign Stopped Did not stop Stopping behavior: Complete stop in front of a crossing Note: Comparison between cases without train coming

Speed (mph) Results Approach Speed Influence of opposing vehicles on driver s response YIELD Sign

Speed (mph) Results Approach Speed Influence of sight distance on driver s response STOP Sign

Data Analysis G= the covariance matrix for the random effects; 0 = an n 1 vector of zeroes; and I n = the order-n identity matrix

Data Analysis Path Analysis Y 1 = β 10 + β 11 X 1 + β 12 X 2 +... +β 1j X j + ε 1 Y 2 = β 20 + β 21 X 1 + β 22 X 2 +... +β 2j X j + γy 1 + ε 2 Y 1 = Looking behavior; Y 2 = Responses (i.e., stopping behavior and speed reduction); β ij = Vector of estimated parameter for each set of variablesx j ; γ = association of looking behavior Y 1 with responses Y 2 ; ε i = Error terms, which are assumed to be uncorrelated.

Descriptive statistics Descriptive statistics of dependent and independent variables Table 1: Descriptive Statistics of Dependent and Independent Variables Variables Mean STD Min Max N First Step Speed Reduction (mph) 3.575 5.583-23.793 27.182 192 Second Step Speed Reduction (mph) 9.701 12.212-24.167 40.376 192 Dependent Variables Total Speed Reduction (mph) 13.276 13.604-33.479 43.559 192 Looking Behavior (Yes) * 0.776-0 1 192 Stopping Behavior (Yes) 0.297-0 1 192 Sign (STOP) 0.167-0 1 192 Sign (YIELD) 0.167-0 1 192 Sight Distance (Clear) 0.167-0 1 192 Sight Distance (Poor) 0.167-0 1 192 Independent Variables Opp. Vehicle Action (Stop) 0.167-0 1 192 Opp. Vehicle Action (Cross) 0.167-0 1 192 Train Presence (Yes) 0.333-0 1 192 Gender (Male) 0.688-0 1 64 Age 28.688 10.472 18 59 64 NOTE : 1. First Step Speed Reduction = speed reduced from 100 to 60 meters from the Crossing; 2. Second Step Speed Reduction = speed reduced from 60 to 2 meters from the Crossing; 3. Bases for independent variables are Sign (Crossbuck), Sight Distance (Medium), Opp. Vehicle Action (No Opp. Vehicle) and Train Presence (No); 4. 1 meter = 3.28 feet; 5. * Looking behavior is both dependent and independent. 64 approaches with train coming (half with STOP sign and half with YIELD sign)

Modeling Results Looking Behavior and Stopping Behavior Mixed-effects Binomial Logistic Model for Looking and Stopping Behaviors Model Mixed-effects Binomial Logit Model Dependent Variables Y= Looking Behavior Y= Stopping Behavior Independent Variables b P-value Marginal Effect b P-value Marginal Effect Looking (Yes) - - - 1.434 0.147 0.108 Sign (STOP) 4.006** 0.005 0.291 6.670** 0.001 0.697 Sign (YIELD) 1.480 0.221 0.122 0.467 0.593 0.070 Sight Distance (Clear) -0.819 0.451-0.047-2.168 0.135-0.147 Sight Distance (Poor) -0.592 0.581-0.071-1.507 0.266-0.091 Opp. Vehicle Action (Stop) 1.163 0.297 0.105 0.576 0.611 0.080 Opp. Vehicle Action (Cross) 0.233 0.819 0.009 0.198 0.861 0.052 Train Presence (Yes) 0.032 0.969 0.014 3.828** 0.000 0.396 Gender (Male) 2.281* 0.043 0.199 1.784^ 0.057 0.136 Age 0.013 0.779 0.001-0.009 0.767 0.000 Constant 0.124 0.942 - -5.967** 0.002 - Number of obs. 192 192 Number of groups 64 64 Wald Chi 2 11.52 21.81 Prob > Chi 2 0.118 0.005 Log likelihood at convergence -79.79-57.495 ** = significant at a 99% confidence level; * = significant at a 95%confidence level; ^ = significant at a 90% confidence level. Adding STOP sign Pr(looking) increases by 29.1%, Pr(full stop) by 69.7% YIELD sign not significant (5% level)

Approach Speed Model Modeling Results Mixed-effects maximum likelihood models for speed reduction Mixed-effects ML Model Dependent Variables Y= First Step Speed Reduction Y= Second Step Speed Reduction Y= Total Speed Reduction Independent Variables b P-value b P-value b P-value Looking (Yes) 3.257** 0.002 5.050** 0.009 8.258** 0.000 Sign (STOP) -0.550 0.715 12.176** 0.000 11.769** 0.000 Sign (YIELD) -0.761 0.550 3.393 0.173 2.770 0.319 Sight Distance (Clear) 0.622 0.660-0.475 0.853-0.165 0.954 Sight Distance (Poor) -1.664 0.206 1.553 0.543 0.073 0.980 Opp. Vehicle Action (Stop) -0.457 0.748 5.359* 0.037 4.853^ 0.093 Opp. Vehicle Action (Cross) -1.270 0.343 1.872 0.463 0.532 0.853 Train Presence (Yes) 1.809* 0.047 3.005^ 0.085 4.808* 0.014 Gender (Male) 0.454 0.646 4.495* 0.015 4.934* 0.012 Age -0.004 0.919-0.123 0.126-0.128 0.130 Constant 1.125 0.559 1.250 0.699 2.252 0.513 Number of obs. 192 192 192 Number of groups 64 64 64 Wald Chi 2 19.09 77.97 79.97 Prob > Chi 2 0.039 0.000 0.000 Log likelihood at convergence -590.012-718.294-738.468 ** = significant at a 99% confidence level; * = significant at a 95%confidence level; ^ = significant at a 90% confidence level. Adding STOP sign Lower speeds Drivers who looked reduced speed further.

Modeling Results Path Analysis Direct, Indirect, and Total effects on Speed Reduction STOP signs YIELD signs Good Sight Distance Poor Sight Distance Opp. Vehicles Action (Stop) +12.2% Looking Behaviors (Yes) 8.25% ** STOP Sign- Total Impact: 11.769+8.25*29.1% = 14.175 mph speed reduction Opp. Vehicles Action (Cross) Train Presence Driver Gender (Male) 4.934* Total Speed Reduction Driver Age ** = significant at a 99% confidence level; * = significant at a 95%confidence level; ^ = significant at a 90% confidence level.

Conclusions STOP signs Hi Pr (Looking for oncoming train) STOP signs Lo Pr (Approach speed) YIELD signs Behavior very similarly to CROSSBUCK signs Path analysis Deeper understanding of driver responses at crossings through looking behaviors Mixed-Effects Regression Model Driving simulator studies which involve human subjects making repeated observations

Author Contacts Asad J. Khattak, Ph.D. Beaman Professor Department of Civil & Environmental Engineering The University of Tennessee 322 John Tickle Building, Knoxville, TN 37996 Phone: (865)974-7792, Fax: (865)974-2669 Email: akhattak@utk.edu Stephen H. Richards, Ph.D. Director, Southeastern Transportation Center Center for Transportation Research The University of Tennessee 309 Conference Center Building, Knoxville, TN 37996 Phone: (865) 382-0123 Email: stever@utk.edu Jun Liu Department of Civil & Environmental Engineering The University of Tennessee 311 John Tickle Building, Knoxville, TN 37996 Phone: (865)456-8896 Email: jliu34@utk.edu Bryan Bartnik Department of Civil & Environmental Engineering The University of Tennessee 311 John Tickle Building, Knoxville, TN 37996 Phone: (815)865-3913 Email: bbartnik@utk.edu ACKNOWLEDGEMENTS Southeastern Transportation Center, the Region 4 University Transportation Center USDOT: Research and Innovative Technology Administration, UTC program