LUNG CLEARANCE INDEX. COR-MAN IN Issue A, Rev INNOVISION ApS Skovvænget 2 DK-5620 Glamsbjerg Denmark

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LUNG CLEARANCE INDEX METHOD COR-MAN-0000-008-IN Issue A, Rev. 3 2013-07-01 INNOVISION ApS Skovvænget 2 DK-5620 Glamsbjerg Denmark Tel.: +45 65 95 91 00 Fax: +45 65 95 78 00 info@innovision.dk www.innovision.dk

TABLE OF CONTENTS 1 LUNG CLEARANCE INDEX METHOD... 1 1.1 SCOPE... 1 1.2 INTRODUCTION... 1 1.3 LCI PARAMETERS... 3 1.4 CALCULATION OF FRC... 3 1.4.1 Total systemic volume (Vs,tot)... 3 1.4.2 Functional Residual Capacity (FRC)... 5 1.5 CALCULATION OF LCI... 6 1.6 LCI EVALUATION AND RESULTS... 7 1.6.1 LCI test acceptance... 7 1.6.2 LCI results... 8 1.6.3 Conversion between ATP, STPD and BTPS... 9 July 2013 COR-MAN-0000-008-IN, A/3 i

1 LUNG CLEARANCE INDEX METHOD 1.1 SCOPE The purpose of this document is to give an introduction to the Lung Clearance Index (LCI) Method used in Innocor. This section applies to users of Innocor with only limited experience in LCI measurements. This document will enable the reader to understand the LCI parameters measured by Innocor and the way they are determined. For more detailed information about the LCI method, please contact Innovision A/S or consult the Pulmonary Function testing in Preschool Children in: Am J Respir Crit Care Med Vol 175. pp 1328-1333 Section 7 The Multiple-Breath Inert Gas washout Technique - of An Official American Thoracic Society / European Respiratory Society Statement: Pulmonary Function testing in Preschool Children. 1.2 INTRODUCTION LCI is a physiological test that measures ventilation distribution in the lungs and the Functional Residual Capacity. Spirometry is the commonest means of assessing lung function diseases causing obstruction of larger airways eventually result in reduced expiratory flows and volumes. However, spirometry measurements are often normal in the early stages of peripheral airway diseases, and therefore changes (obstruction or restriction) in the peripheral airways associated with early cystic fibrosis disease, early chronic obstructive pulmonary disease or mild asthma cannot be detected by spirometry until the disease has progressed considerably because the small airways only contribute very little to the total airway resistance. Peripheral airway diseases do, however, affect the way air mixes within the lungs and thus lead to increased ventilation inhomogeneity. Ventilation inhomogeneity may be assessed using the multiple-breath washout (MBW) test performed by washing out a previously washed-in tracer gas from the lungs during tidal breathing of room air. From this test Lung Clearance Index (LCI) can be determined as a sensitive marker of airway disease. It reflects differences in specific ventilation between well and poorly ventilated lung regions. The LCI manoeuvre starts with normal tidal breathing during an Inert gas rebreathing (IGR) for rapid wash-in of a small amount of SF 6. When an even concentration is obtained in the lungs the subject is disconnected from the bag and the multiple-breath washout starts. The subject breathes room air until the end-tidal SF 6 concentration has fallen below 1/40 th of the starting concentration. July 2013 COR-MAN-0000-008-IN, A/3 1

Figure 1.2 1 LCI manoeuvre. July 2013 COR-MAN-0000-008-IN, A/3 2

1.3 LCI PARAMETERS The LCI parameters measured by the Innocor are: Abbreviation Name Unit FRC Functional Residual Capacity L [BTPS] LCI Lung Clearance Index 1.4 CALCULATION OF FRC Calculation of the Functional Residual Capacity is based on a single-alveolar lung model. 1.4.1 Total systemic volume (Vs,tot) V ds V ds,rb V rb V L Inert gas rebreathing allows the total systemic volume to be determined with high accuracy. Figure 1.4.1-1 Systemic volumes. The total systemic volume is defined as: V = V + V + V + V s,tot L ds ds,rb rb V L = Lung volume at the end of an expiration V ds = Dead space volume of rebreathing valve (RVU) V ds,rb = Residual volume of bag when empty V rb = Volume of rebreathing bag During the rebreathing / wash-in period the concentration of insoluble gas (SF 6 ) decreases from the initial value in the bag (F i 0 ) to a final equilibrium (F i,eq ) value practically obtained after approximately 10 breaths (figure 1.4.1-2). Since the volume of the rebreathing bag is known, the total systemic volume can be determined simply from the dilution of the insoluble gas. July 2013 COR-MAN-0000-008-IN, A/3 3

A typical SF 6 curve from a rebreathing / wash-in manoeuvre is shown in figure 1.4.1-2. Insoluble gas F i 0 F i,eq t=0 Figure 1.4.1-2 Insoluble gas concentration during rebreathing. The total systemic volume is not constant during a rebreathing and wash-in manoeuvre. Initially the volume increases due to a constant oxygen uptake and an increased excretion of carbon dioxide. As the carbon dioxide quickly builds up in the lungs and bag, the gradient between the alveolar and capillary (mixed venous) CO 2 concentrations falls. This decreases the carbon dioxide excretion. The oxygen uptake is still constant. The result is therefore shrinkage in the total systemic volume. The total systemic volume, referred to in this document, is the volume at the time zero. Time zero is defined as the middle of the first inspiration. This volume is difficult to measure directly since the volume measurements require the insoluble gas to be perfectly mixed. At the time zero this is not the case. Therefore the volume is determined by back extrapolation by drawing a straight line through the expiratory points of the insoluble gas adequate mixing is obtained. The insoluble gas concentration at time zero is then determined as the point the extrapolated line crosses time zero - see figure 1.4.1-2 (F i,eq ). The total systemic volume at time zero is calculated using the following formula: V s,tot F = F 0 i i,eq V rb V s,tot = Total systemic volume 0 F i = Initial concentration of insoluble gas in the rebreathing bag F i,eq = Equilibrium concentration of insoluble gas (back extrapolated to t = 0) July 2013 COR-MAN-0000-008-IN, A/3 4

Example: Total systemic volume How to calculate the total systemic volume from the data in figure 1.4.1-2: The following data is assumed: V RB = 1.0 l P B = 763 mmhg t a = 23 C RH = 24% Data from figure 1.4.1-2: Initial concentration of SF 6 in the rebreathing bag, F i 0 = 0.221% Equilibrium concentration of SF 6, F i,eq = 0.056% (back extrapolated to t = 0) The total systemic volume can now be calculated: V 0 Fi s, tot (ATP) = Fi,eq V RB (ATP) ATP = Ambient temperature, pressure and humidity Example: 0.221 V s, tot (ATP) = 1.0 l = 3.95 0.056 l The V s,tot is converted to STPD (see section 1.6.3) for further calculations: RH P P (t ) 273 B H2O a V (STPD) 100% s, tot = Vs, tot (ATP) 273 + ta 760 Example: 24 763 21.1 273 V 100 s, tot (STPD) = 3.95 l = 3.63 l 273 + 23 760 1.4.2 Functional Residual Capacity (FRC) The Functional Residual Capacity (FRC) is defined as the gas volume in the lungs at the end of expiration. The FRC can be determined by the equation from section 1.4.1: FRC = V + s, tot ( Vrb + Vds, rb Vds When BTPS, STP and STPD conditions are used the equation becomes: ) FRC(BTPS) = [V s,tot (STPD) (V rb (ATP)+V ds,rb (ATP)) C 1 ] C 2 V ds (BTPS) V s,tot = Total systemic volume, STPD V rb = Volume of rebreathing bag, ATP V ds = Dead space volume of rebreathing valve (RVU), BTPS (containing expired air) V ds,bag = Residual volume of bag when empty, ATP C 1 = Conversion from ATP to STPD, see section 1.6.3. C 2 = Conversion from STPD to BTPS, see section 1.6.3. July 2013 COR-MAN-0000-008-IN, A/3 5

Example: V s,tot (STPD) = 3.63 l V rb (ATP) = 1.0 l V ds, rb (ATP) = 0.013 l V ds (BTPS) = 0.102 l P B = 760 mmhg t a = 23 C RH = 24% 24 763 21.1 273 C 100 1 = = 0.916 273 + 23 760 273 + 37 760 C 2 = = 1.205 273 763 47 FRC(BTPS) = (3.63 (1.0+0.013) 0.916) 1.205 0.102 l = 3.16 l Alternatively, FRC can be determined in the conventional way from the washout phase using breath-by-breath calculations on SF 6. 1.5 CALCULATION OF LCI The LCI is calculated as: VCE LCI = FRC V CE is the cumulative net volume expired during the multi -breath washout see below. V CE is the cumulative net (i.e. corrected for equipment dead space) volume expired (i.e. the sum of tidal volumes) during the multi-breath washout. The V CE is calculated as: V CE = N n= 1 N) 1 40 Start) ( V ( n) V )) + ( V ( N+ 1) V ) T DS N) N + 1) Start) Start) T DS n = breath after start of multi-breath washout. N = last breath end tidal inert marker gas is above 1/40 th of the starting concentration start). N+1 = first breath end tidal inert marker gas is below 1/40 th of the starting concentration. (N+2) and N+3) must also be below 1/40 th ). V T (n) = tidal volume of breath n. V DS = equipment dead space. n) = End tidal concentration of breath n July 2013 COR-MAN-0000-008-IN, A/3 6

2.5% N N+1 Example: FRC(BTPS) = 3.16 l VCE(BTPS) = 25.9 l LCI = 25.9 3.16 = 8.20 1.6 LCI EVALUATION AND RESULTS 1.6.1 LCI test acceptance A manoeuvre is correctly performed when: The deviation (x) between the inspiratory and expiratory concentration of the inert marker gas is less than 2% relative at the end of the wash-in. X = Cin( n) Cex( n) ( Cin( n) + Cex( n) ) ½ Cin(n) Cex(n) The end tidal concentration of the inert marker gas is below 1/40 th of the starting concentration over three subsequent breaths. Based on minimum 2 correctly performed manoeuvres, an acceptable repeatability is achieved when the difference between two FRC determinations is less than 10% (in relation to the lower). July 2013 COR-MAN-0000-008-IN, A/3 7

As default all manoeuvres with FRC within ±4.88% (which corresponds to 10% in relation to the lower) are marked as acceptable. 1.6.2 LCI results The results are summarised as: The average FRC found in the accepted manoeuvres is recorded. The average LCI found in the accepted manoeuvres is recorded. July 2013 COR-MAN-0000-008-IN, A/3 8

1.6.3 Conversion between ATP, STPD and BTPS The volume of a number of moles (n) of gas molecules depends on the thermodynamic temperature (T) and the ambient pressure (P). The following relationship holds for dry gas: V = n R T/P R = gas constant, and T is expressed in Kelvin (T(K) = 273.2 + t(ºc)). Air and expired gas are made up of gas molecules and water vapour. In a gas mixture saturated with water vapour and in contact with water (such as occurs in the lung) the number of water molecules in the gas phase varies with temperature and pressure. As the number of molecules is not constant, the above gas law should be applied to dry gas. This also holds outside the lung when gas saturated with water vapour is compressed or cools down. BTPS: ATPS: ATP: ATPD: STPD: In respiratory physiology lung volumes and flows are standardised to barometric pressure at sea level, body temperature, saturated with water vapour: body temperature and pressure, saturated. Measured at ambient temperature, pressure, saturated with water vapour (e.g. expired gas, which has cooled down): ambient temperature and pressure, saturated. Like ATPS, but not saturated with water vapour (e.g. room air). Like ATPS, but dry (e.g. from a gas bottle). Oxygen consumption and carbon dioxide excretion are standardised to standard temperature (0 ºC), barometric pressure at sea level (101.3 kpa / 760 mmhg) and dry gas: standard temperature and pressure, dry. Correction from ATP to STPD. Multiply the ATP-value by: C 1 = RH P P (t ) 273 B H2O a 100 273 + t 760 a Correction from BTPS to STPD. Multiply the BTPS-value by: C 2 = 273 PB 47 273 + 37 760 t a = ambient temperature in C P B = barometric pressure in mmhg RH = relative humidity in % P H2O (t a ) = saturated water vapour pressure in mmhg at temperature t a, see table below Temperature [ C] Water vapour pressure [mmhg] Temperature [ C] Water vapour pressure [mmhg] Temperature [ C] Water vapour pressure [mmhg] 0 4.7 15 12.8 30 31.8 1 5.2 16 13.6 31 33.7 2 5.6 17 14.5 32 35.7 3 6.1 18 15.5 33 37.7 4 6.5 19 16.5 34 39.9 5 7.0 20 17.5 35 42.2 6 7.4 21 18.7 36 44.6 7 7.9 22 19.8 37 47.1 8 8.3 23 21.1 38 49.7 9 8.8 24 22.4 39 52.4 10 9.2 25 23.8 40 55.3 11 9.8 26 25.2 12 10.5 27 26.7 13 11.2 28 28.3 14 12.0 29 30.0 July 2013 COR-MAN-0000-008-IN, A/3 9