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IOTC-2018-CoC15-CR10 [E] IOTC Compliance Report for: Japan Report produced on: 12/04/2018 N Source Information required Deadline/ Previous Status 1 Current Status Remark Timeliness Content Timeliness Content 1. Implementation obligations 1.1. Art. X Session - 60 ds Report of Implementation. Agreement (16.03.2018) Received 16.03.18 1.2. Rules Of P. Compliance Questionnaire. 28.02.2018 Received 28.02.18 1.3. SC National Scientific Report. 15.11.2017 L C C C Received 15.11.17 1.4. Commission Feedback letter. 16.03.2018 Received 16.03.18 2. Management Standards Documents listed in this resolution on Legal Reference: Ministerial Ordinance No.5, board 2 22 Jan, 1963 (last revised : 22 Dec, 2017) Marking of vessels 2 Legal Reference: Ministerial Ordinance No.5, 22 Jan, 1963 (last revised : 22 Dec, 2017) Has indicated gears are marked: Source IOTC- 2017-CoC14-CQ11. Legal Reference: Notice of Marking of gears 2 Director-General of Resources Management 16.03.2018 Department of Fisheries Agency of Japan 2.1. Res. 15/04 No.1618, August 1, 2017. Legal Reference: Notice of Director-General of Marking of FADs 2 Resources Management Department of Fisheries Agency of Japan No. 1618, Aug 1, 2017. Logbook on board 2 Legal Reference: Ministerial Ordinance No.5, 22 Jan, 1963 (last revised : 22 Dec, 2017) Official authorisation to fish outside National Jurisdictions. IMO number for eligible vessels. 2.2. Res. 15/01 Official fishing logbooks. 15.02.2014 01.01.2016 15.02.2016 Received 28.02.18 (update). Received 01.08.2016 2.3. Res. 17/07 Ban on large-scale driftnets 2 16.03.2018 2.4. Res. 17/08 Has 213 vessels in the RAV and 213 with IMO numbers. Banned 2009, Legal Reference:Act No.267, 15 Dec, 1949 (last revised : 2 Dec, 2016)and Ministerial Ordinance. No.54, 26 Aug, 1996 (last revised : 4 Sep, 2017) FADs management plan. 31.12.2013 Received 10.04.17 (updated). Report of progress on implementation of FADs management plan. 16.03.2018 Received 13.03.18 1 C = Compliant; N/C= Non-compliant; N/A = Not Applicable; = Partially Comply; L = Late; CAP = Compliance Action Plan; CQ = Compliance Questionnaire. 2 Information is to be provided in the Report of Implementation. 3 24 meters overall length and over, and under 24 meters if they fished outside their EEZ. Page 1 of 6

2.5. Res. 16/07 Prohibition of surface or submerged artificial lights to attract fish. Deadline/ Remark Previous Status 1 Current Status Timeliness Content Timeliness Content 27.09.2016 N/A N/A C C Has reported to use until 31.12.17, source letter dated 21.06.16 Has reported banned since 2018 by Ministerial Ordinance, source IOTC-2018- CoC15-IR10 2.6. Res. 16/08 Prohibition of aircrafts and unmanned aerial vehicles. 27.09.2016 N/A N/A C C 2.7. Report on methods for achieving the YFT catch reductions. 16.03.2018 N/A N/A N/A N/A Catch reductions does not apply to Japan. 2.8. Res. 17/01 Purse seiners served by supply vessel. 01.01.2018 N/A N/A No SP on the record of 2.9. Plans for reducing the use of supply vessel. 31.12.2017 N/A N/A authorised vessels Report actions taken to implement Report/information received 16.03.18, Methods 2.10. Res. 16/06 reporting obligations & improve data 16.03.2018 are: timely collection, processing and reporting collection of catches. of data. 3. Reporting on Vessels 3.1. Res. 10/08 List of Active vessels 15.02 Received 15.02.18 3.2. Res. 15/11 Fleet Development Plan (FDP). By 31.12.2010 (10 years) N/A N/A N/A N/A Has confirmed it will not submit a FDP. Reference Capacity 3.3. Res. 15/11 List of vessels 3 for Tropical Tuna during Received 26.03.09 2006. 31.12.2009 List of vessels 3 for SWO and ALB during N/A N/A N/A N/A No vessels fishing for SWO and ALB in 2007. 3.4. 3.5. Res. 15/04 2007 List of Authorized vessels 24 metres in length overall or more List of Authorized vessels (less than 24m, operating in waters outside EEZ of the flag state) 01.07.2003 01.07.2006 Last Update 01.03.18 N/A N/A N/A N/A No vessel < 24m in the IOTC RECORD OF AUTHORISED VESSELS 3.6. List of foreign vessels licensed in EEZ 15.02 N/A N/A N/A N/A 3.7. List of foreign vessels denied a licence 15.02 N/A N/A N/A N/A Not an IOTC coastal State and Res. 14/05 3.8. Access Agreement information 26.02.2015 N/A N/A N/A N/A does not have CPC-CPC Agreement. 3.9. Official coastal State fishing License 14.01.2014 N/A N/A N/A N/A 4. Vessel Monitoring System 4.1. 4.2. Res. 15/03 Adoption VMS for all vessels > 24 m and < 24 m fishing high seas VMS report on implementation and technical failures 01.07.2007 30.06 VMS adopted in 2007. Legal Reference: Ministrial Ordinance No.5, 22 Jan, 1963 (last revised : 22 Dec, 2017). Received 30.06.17 Has reported 225 vessels fitted with VMS in 2016. 4.3. VMS implementation plan 30.04.2016 N/A N/A N/A N/A VMS adopted in 2007 and coverage 100%. 5. Mandatory statistical requirement Flag State CPCs 5.1. Res. 15/02 Nominal Catch Page 2 of 6

Deadline/ Previous Status 1 Current Status Remark Timeliness Content Timeliness Content & Coastal fisheries 30.06 N/A N/A N/A N/A Not an IOTC coastal State. Res 15/05 Surface fisheries: PS, BB, GN 30.06 Date received 30.06.17 Longline fisheries 30.12 Date received 30.06.17 Catch & Effort 5.2. Coastal fisheries 30.06 N/A N/A N/A N/A Not an IOTC coastal State. Surface fisheries: PS, BB, GN 30.06 Date received 30.06.17 Longline fisheries 30.12 Date received 30.06.17 Size Frequency Coastal fisheries 30.06 N/A N/A N/A N/A Not an IOTC coastal State. 5.3. Surface fisheries: PS, BB, GN 30.06 C C L C Date received 16.04.18. 5.4. Longline fisheries 30.12 C C Date received 30.06.17. Not by IOTC standard, less than 1 fish per MT for some species Fish Aggregating Devices (FAD) Supply vessels 30.06 C C L C Date received 16.04.18 Days at sea by supply vessels 30.06 C C L C Date received 16.04.18 FADs set by type 30.06 C C L C Date received 16.04.18 6. Implementation of mitigation measures and bycatch of non-iotc species Submission of data regarding Sharks Nominal catch Submission of data regarding Sharks 6.1. Res. 17/05 Catch & effort Submission of data regarding Sharks Size frequency Prohibition on thresher sharks of all the 6.2. Res. 12/09 species of the family Alopiidae 6.3. Res. 13/06 Prohibition on oceanic whitetip sharks 6.4. Res. 12/04 Report on progress of implementation of the FAO Guidelines and this Resolution 2 30.06 Date received 30.06.17 30.06 Date received 30.06.17 30.06 C C 07.07.2010 14.08.2013 Date received 30.06.17. Not by IOTC standard, less than 1 fish per MT Banned since 2010. Legal 16.03.2018 C C C Reference: Ministerial Ordinance No.5, 22 Jan, 1963 (last revised : 22 Dec, 2017). Has reported Japan has been taking actions in accordance with the FAO Guidelines on sea turtle by-catch and in accordance with IOTC conservation and management measures on bycatch of sea turtles, source IOTC-2017-SC20- NR11. Some sections of the FAO guideline not covered: 4. Education and training; 5. Capacity building; 6. Socio-economic and cultural considerations, 8. Consideration of other aspects of sea turtle conservation and management. Res. 12/04 says that CPCs will implement, as appropriate, the FAO Guidelines and that CPCs shall report their progress of its implementation. Japan implemented and reported according to these provisions. It s inappropriate to assess the level of compliance of CPCs in comparison with Page 3 of 6

Deadline/ Remark Previous Status 1 Current Status Timeliness Content Timeliness Content 6.5. Data on interactions with marine turtles 30.06 C C L C 6.6. Carry line cutters and de-hookers on board (Longliners) 6.7. Carry dip nets (Purse seiners) 6.8. 6.9. Res. 12/06 6.10. Res. 13/04 6.11. Res 13/05 06.08.2009 06.08.2009 Seabirds report 2 16.03.2018 C C L C Implementation of mitigation measures south of 25 S Data on interactions with Cetaceans Instances of Cetaceans encircled 2 Data on interactions with Whale Sharks Instances Whale Sharks encircled 2 7. Illegal, Unreported and Unregulated (IUU) Vessels 7.1. Res. 17/03 IUU listing 01.11.2010 30.06 (All gears) For PS 16.03.2018 30.06 (All gears) For PS 16.03.2018 Session - 70 ds (06.03.2018) C C L C C C L C 7.2. Res. 07/01 Compliance by nationals 16.03.2018 Date received 01.04.18 From observer reports. 11 interactions for 2016. Obligation is in place since 2009; Legal Reference: Notice of Director- General of Resources Management Department of Fisheries Agency of Japan No. 1618, August 1, 2017. Date received 01.04.18 From observer reports. 111 interactions for 2016. Obligation is in place since 2010; Legal Reference: Ministerial Ordinance No.5, 22 Jan, 1963 (last revised : 22 Dec, 2017) and Notification No.2575 of the Ministry of Agriculture, forestry and Fisheries of December 28, 2016. Date received 01.04.18 from observer reports. 3 interactions for 2016. Data received 16.03.17. 0 instances reported for 2017, source IOTC-2018-CoC15-IR10 Date received 01.04.18 from observer reports. 0 interactions for 2016. Data received 16.03.17. 0 instance reported for 2017, source IOTC-2018-CoC15-IR10 No vessel listed on IOTC IUU list in 2017. No national on board vessesl listed on IOTC IUU list in 2017. 8. Transhipments 8.1. At sea transhipments CPC report Before 15.09 Received 13.09.17 8.2. Transhipments in port report 2 16.03.2018 Received 16.03.18. 01.07.2008 Last Update 14.03.18 8.3. Res. 17/06 List of Authorised carrier vessels 8.4. Report on results of investigations on possible infractions 13.02.2018 8.5. ROP fee (call 09.03.18) 09.04.18 Received 06.04.18 9. Observers Possible infractions: 28 Responses received: 28 each content of the FAO Guidelines since implementation of the Guidelines is non-binding. Page 4 of 6

9.1. Regional Observer Scheme 2 (No. of vessels monitored and coverage by gear type) Deadline/ Remark Previous Status 1 Current Status Timeliness Content Timeliness Content 16.03.2018 Had 46 vessels active in 2016; No. of vessels monitored: 9; Coverage by gear LL 5.7% 9.2. Res. 11/04 9.3. 5% Mandatory, at sea (All vessels) 2 2013 Coverage by gear LL 5.7%. 9.4. 5 % Artisanal landings 2 2013 N/A N/A N/A N/A Not an IOTC coastal State. 9.5. Observer reports 150 days after trip L C L C Nine Observer reports provided by JPN 10. Statistical document programme 10.1. 1 st Semester report (2017) 01.10.2017 Report received 26.09.17 10.2. 2 nd Semester report (2016) 01.04.2017 Res. 01/06 Report received 30.03.17. TWN CHN, declared having exported 11.8 Mt of frozen BET to JPN in 2016 and JPN has declared having imported 4455 Mt in the 2nd semester report 2016. 10.3. Annual report 2 (2016) 16.03.2018 Report received 15.03.18. 10.4. Information on authorised institutions and personnel 01.07.2002 Last Update 23.03.18 11. Port inspection 11.1. Res. 05/03 Port inspection programme 01.07 N/A N/A N/A N/A 11.2. List of designated ports N/A N/A N/A N/A 11.3. Designated competent Authority N/A N/A N/A N/A 31.12.10 11.4. Prior notification periods N/A N/A N/A N/A Not an IOTC coastal State. Res. 16/11 3 days after 11.5. Inspection report inspection N/A N/A N/A N/A 11.6. At least 5% inspection of LAN or TRX N/A N/A N/A N/A 11.7. Denial of entry in port 01.03.2011 N/A N/A N/A N/A 12. Market 12.1. Res. 10/10 Report on import, landing and transhipment of tuna and tuna-like fish products in ports 2 16.03.2018 Report received 16.03.18 Japan submitted the data for No. of vessels monitored and coverage by gear type on 16 Mar. According to Japan s Statistical Document, the frozen BET imported to JPN from TWN CHN was 4,455 tonnes in Jul Dec 2016. It s same scale as 5,334 tonnes in 2015 and 6,481 tonnes in 2014. Consequently, Japan thinks that export quantity reported by TWN CHN is underestimated. Page 5 of 6

Feedback to Japan on the level of implementation of IOTC Conservation and Management Measures identified by the CoC14 in 2017. Feedback: With regards to the level of compliance by Japan to the decisions of the Commission, the Compliance Committee noted certain issues that required attention. These concerns were communicated to Japan by the Chair of the Commission in a letter dated 26 th May, 2017. Has not reported Size frequency on sharks to IOTC Standard, as required by Resolution 05/05. Has not reported Size frequency for the longline fishery to IOTC Standard (less than one fish measured per metric ton), as required by Resolution 15/02. Has not provided a complete transhipment in port report, as required by Resolution 14/06. Has not attained the required level of observer coverage for vessels >24m, as required by Resolution 11/04. Response: The response to the letter of the Chair of the Commission was provided by Japan on 16 March 2018. Current issues on the level of implementation by Japan of IOTC Conservation and Management Measures identified for discussion in the CoC15 in 2018. Having reviewed the 2018 Compliance Report for Japan, the Chair of the Compliance Committee has identified the following significant non-compliance issues for discussion. Compliance issues Repeated compliance issues Has not reported Size frequency for the longline fishery to IOTC Standard (less than one fish measured per metric ton), as required by Resolution 15/02. Has not reported Size frequency on sharks to IOTC Standard (less than one fish measured per metric ton), as required by Resolution 17/05. Non-repeated compliance issues Has not provided all information related to the Report on progress of implementation of the FAO Guidelines and this Resolution Current status (2018) Previous Status (2017) C Page 6 of 6