ALTERNATE MANAGEMENT SYSTEM ACCEPTANCE REVISION #2

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Commandant United States Coast Guard 2703 Martin Luther King Jr. Ave. SE Washington, DC 20593-7509 Staff Symbol: CG-OES Phone: 202-372-1429 Fax: 202-372-8382 Email: Debbie.Duckworth@uscg.mil 5760 December 8, 2016 PANASIA Co., Ltd. Attn: Mr. Hyuno Kim #55, Mieumsandan3-ro Gangseo-Gu Busan, Korea ALTERNATE MANAGEMENT SYSTEM ACCEPTANCE REVISION #2 The Coast Guard has completed its review of the Alternate Management System (AMS) application submitted by PANASIA Co., Ltd. for the PANASIA GloEn-Patrol (GloEn-Patrol) ballast water treatment system (BWTS). Two prior AMS acceptance letters, dated April 29, 2013 and February 12, 2015, correspond to earlier models of the GloEn-Patrol BWTS type approved by the Republic of Korea s Ministry of Land, Transport and Maritime Affairs and having a ballast water treatment rated capacity (TRC) of 6,000 m 3 /h. This revised letter grants AMS acceptance in accordance with the requirements of 33 CFR 151.2026 for additional GloEn- Patrol BWTS models, as detailed in the Republic of Korea s type approval certificate No.2016-17 issued on May 20, 2016. This letter remains valid for the duration that AMS acceptance is authorized in accordance with 33 CFR 151.2026(c) unless the AMS determination has been suspended, withdrawn, or terminated. The following GloEn-Patrol models are accepted for use as an AMS in U.S. waters: - Models P50 with a TRC of 50 m 3 /h; - Models P150 or P150-Ex with a TRC of 150 m 3 /h; - Models P250 or P250-Ex with a TRC of 250 m 3 /h; - Models P300 or P300-Ex with a TRC of 300 m 3 /h; - Models P350 or P350-Ex with a TRC of 350 m 3 /h; - Models P500 or P500-Ex with a TRC of 500 m 3 /h; - Models P700 or P700-Ex with a TRC of 700 m 3 /h. - Models P750 or P750-Ex with a TRC of 750 m 3 /h; - Models P800 or P800-Ex with a TRC of 800 m 3 /h; - Models P900 or P900-Ex with a TRC of 900 m 3 /h; - Models P1000 or P1000-Ex with a TRC of 1,000 m 3 /h; - Models P1200 or P1200-Ex with a TRC of 1,200 m 3 /h; - Models P1500 or P1500-Ex with a TRC of 1,500 m 3 /h; - Models P2000 or P2000-Ex with a TRC of 2,000 m 3 /h; - Models P2500 or P2500-Ex with a TRC of 2,500 m 3 /h;

Subj: AMS ACCEPTANCE LETTER PANASIA GLOEN-PATROL (REV. #2) 5760 December 8, 2016 - Models P3000 or P3000-Ex with a TRC of 3,000 m 3 /h; - Models P3500 or P3500-Ex with a TRC of 3,500 m 3 /h; - Models P4000 or P4000-Ex with a TRC of 4,000 m 3 /h; - Models P4500 or P4500-Ex with a TRC of 4,500 m 3 /h; - Models P5000 or P5000-Ex with a TRC of 5,000 m 3 /h; - Models P6000 or P6000-Ex with a TRC of 6,000 m 3 /h. The non-ex (non-explosion proof) models were type approved by the Republic of Korea under type approval certificate number 2-2010 issued on November, 29, 2010. The Ex (explosion proof) models were type approved by the Republic of Korea under type approval certificates numbers 2015-02 and 2015-03 with both certificates issued January 7, 2015. Several units can be installed in parallel for higher flow rates. The flow rates through individual treatment units must have flow control and arrangement must be approved by Republic of Korea on a case by case basis. The GloEn-Patrol BWTS is assigned the following AMS identification number: AMS-2016-PANASIA- GloEn-Patrol-001 Coast Guard acceptance of the PANASIA GloEn-Patrol BWTS as an AMS does not accord or imply conformance to or compliance with any other Federal, state, or local water discharge effluent limitations that may apply to the vessel on which the AMS operates or the regulatory regimes and locations within which it operates. The owner and operator of the vessel must comply with all applicable laws, regulations, and treaties, including the Clean Water Act and associated provisions of the Vessel General Permit (VGP); the Federal Insecticide, Fungicide, and Rodenticide Act of 1972, as amended (FIFRA); other Coast Guard safety regulations and requirements; and other applicable laws and regulations. In accordance with 33 CFR 151.2026 (a)(5), the AMS application required the submittal of a type approval application for the BWTS. The type approval information submitted with the AMS application does not have any bearing on the type approval status of the BWTS, nor does Coast Guard acceptance of the GloEn-Patrol BWTS as an AMS indicate that the BWTS meets requirements for Coast Guard type approval. The following conditions apply for the operation of the PANASIA GloEn-Patrol BWTS in U.S. waters: 1. The AMS manufacturer must comply with all general conditions of certification stipulated in the type approval certificates issued by the Republic of Korea, as referenced above. Revocation of type approval by the approving authority will result in revocation of this AMS acceptance. Copies of all reports required under the stated conditions of use must be submitted to the Environmental Standards Division (OES-3) at the following address or email: 2