General Manual (A) PART 1 INTRODUCTORY PROVISIONS

General Manual (A) PART 1 INTRODUCTORY PROVISIONS 1. The British Horseracing Authority 2. Persons subject to the Rules 3. Arrangement of Rules into Manuals 4. Scheme PART 2 GENERAL FUNCTIONS OF THE AUTHORITY 5. General functions of the Authority 6. General Rule-making functions 7. Compliance 8. Authorisations required under these Rules 9. Race administration 10. Appointing officials 11. Fees 12. Supplementary powers PART 3 LICENCES, PERMITS AND REGISTRATION Introductory 13. Scheme of this Part Licences and permits 14. Trainer s licences and trainer s permits 15. Rider s licences and amateur rider s permits 16. Licences and permits for Master Valets and their assistants 17. Licences for rider s agents 18. Racecourse licences Registration 19. The Authority s general functions as to registration 20. Register of horse names 21. Register of owners 22. Register of stable employees General provisions as to licences, permits and registration 23. Application procedures for Persons requiring licences, permits or registration 24. The Authority s general powers as to licences and permits 25. The Authority s general powers as to registration 26. Deleted PART 4 GENERAL REQUIREMENTS AS TO CONDUCT 27. Deleted 28. Deleted 29. Entering or running a horse not qualified to race 30. Conduct prejudicial to horseracing 31. Conduct obstructing the proper administration or control of racing 32. Violent or improper behaviour on racecourse etc 33. Offering or accepting bribes 34. Offering rewards for amateur riders 35. Placing bets or laying a horse to lose 36. Communication of Inside Information 37. Assisting, encouraging or causing Rule contraventions 38. Participation at unrecognised meetings Other provisions as to conduct 39. Requirement to comply with controls on sponsorship 40. Conviction of criminal offence connected with racing

41. Involvement in corrupt or fraudulent practices in relation to racing 42. Involvement in contravention of Rules as to betting etc 42A. Disclosure of unacceptable conduct PART 5 ENQUIRIES AND INVESTIGATIONS 43. Application of this Part Enquiries 44. Enquiries 45. Requirement to co-operate with enquiries 46. Conduct of enquiries and costs 47. Consideration of evidence Other powers of investigation 48. Appointment of approved persons 49. Powers to search training premises 50. Requirement to provide information or records 51. Rule 50: supplementary provisions PART 6 DISCIPLINARY ACTION CHAPTER 1 GENERAL 52. General power to deal with matters relating to racing CHAPTER 2 PERSONS Disciplinary action for contravention of these Rules 53. Powers to take Disciplinary Action against a person for contravention of these Rules 54. Cautions 55. Financial penalties 56. Suspension or withdrawal of licence or permit 57. Declaration of ineligibility for licence or permit or registration 58. Declaration of disqualification of persons 59. Additional penalties: trainers 60. Additional penalties: rider to attend remedial training 61. Additional penalties: rider s suspension extended to all racecourses 62. Rule 61: excepted cases Authority s other powers to take Disciplinary Action 63. Powers to suspend or withdraw licences on grounds other than Rule contravention 64. Power to issue exclusion orders 65. Power to prohibit Overseas Riders from riding in races under these Rules Events triggering automatic disqualification 66. Person whose name appears on the Forfeit List 67. Person whose name appears in official forfeit list of Recognised Racing Authority 68. Person disqualified by order of a Recognised Racing Authority Rider suspended under other Rules or regulations 69. Jockey or amateur rider suspended by Recognised Racing Authority 70. Rider suspended at Arabian horse race or point-to-point steeple chase Miscellaneous and supplementary 71. Consequences of being a Disqualified Person 72. Withdrawal or suspension of licence or permit: supplementary provisions CHAPTER 3 - HORSES 73. General powers to disqualify a horse or suspend it from running 74. Disqualification of horses in races already run 75. Suspension of horses from running in future races

PART 7 APPEALS Appeals to the Authority from Stewards decisions 76. Appeals to the Authority from Stewards decisions 77. Requirement to co-operate for the purposes of an appeal 78. Bringing an appeal 79. Submission of written evidence 80. Consideration by the Authority 81. Implementation of decision to suspend a horse for future races 82. Implementation of decision to suspend a rider Appeals from decisions of the Authority 83. Power to provide for appeals to an Appeal Board 84. Appeal Boards 85. Implementing decisions subject to right of appeal 86. Implementing decision of Appeal Board PART 8 SPECIFIC FUNCTIONS OF THE AUTHORITY 87. Maintaining the Forfeit List 88. Controls on race conditions, advertising and sponsorship 89. The Breeders Prize Scheme and Appearance Money Scheme 90. Managing the numbers of horses running in a race 91. Prohibiting certain equipment used for racing 92. Requiring stalls test 93. Maintaining the list of Recognised Racing Authorities 94. Powers in relation to Authorised Agents 95. Regulation of Arabian horse racing 96. Regulation of point-to-point steeple chasing PART 9 MISCELLANEOUS Equine swimming pools 97. Equine swimming pools: requirement for certificate of approval Value added tax 98. General liability for value added tax 99. Fees for VAT administration 100. VAT registration scheme Publication of information 101. Powers to publish information Delegation of functions 102. Delegation of functions 103. Delegation: right of reconsideration Exclusion of liability 104. Exclusion of liability PART 10 SUPPLEMENTARY Giving notices etc 105. The giving of notices, directions and other documents 106. The giving of notices, directions and other documents in electronic form 107. Deemed service of notices, directions and other documents 108. Computation of time Procedure for the making of Rules etc 109. Publication of Rules, regulations or guidance Interpretation 110. Meaning of rider 111. References to Jockeys

112. References to other types of rider 113. Other definitions SCHEDULES SCHEDULE 1 Fees SCHEDULE 2 Deleted SCHEDULE 3 Deleted SCHEDULE 4 The Bloodstock Industry Code of Practice SCHEDULE 5 Information regarded as in the public domain SCHEDULE 6 Disciplinary Panels SCHEDULE 7 Appeal Boards SCHEDULE 8 Recognised Racing Authorities SCHEDULE 9 Licensing Committees SCHEDULE 10 Protocol in relation to guilty pleas and plea bargaining INDEX OF DEFINED EXPRESSIONS

Race Manual (B) PART 1 THE STEWARDS 1. Approval by the Authority of Stewards and Chairmen 2. Requirements as to Stewards and Chairman for a meeting 3. Procedure 4. General powers and duties at meetings 5. Access to all places used for the purposes of a meeting 6. Horses 7. Equipment 8. Riders 9. Abandonment of a day s racing or of a race 10. The race 11. Enquiries 12. Disciplinary action against a person for contravention of these Rules 13. Disciplinary action: supplementary 14. Races already run: disqualifying a horse and changing the placings 15. Powers to suspend a horse from running in future races 16. Making referrals to the Authority 17. Power of Authority to correct decisions of Stewards 18. Other powers of Authority as to Stewards decisions PART 2 PREPARATION FOR THE RACE Horses qualifying for a race 19. Requirements for a horse to enter the race 20. Requirements for a horse to run the race Requirements as to equipment 21. Equipment for horse and rider Weighing out and declarations 22. Weighing out procedure 23. Verifying the Declaration Sheet 24. Persons who may verify the Declaration Sheet 25. Late change of rider 26. Publication of information about changes Requirements before proceeding to the Start 27. Requirements before mounting 28. The Parade Ring 29. After the horse is mounted 30. Requirements applying to parades PART 3 THE START Conduct 31. General duty to secure a prompt start 32. Method of start 33. Getting to the start 34. General requirements at the start 35. Power of Starter to withdraw horses 36. The start 37. Timing of the start False starts 38. False starts 39. Effect of Recall Procedures 40. Failure of the Recall Procedures

Starter s reports 41. Requirement to make reports to Stewards 42. Power to report misconduct of rider, trainer or his representative 43. Power to issue warnings to trainers (criteria failures) 44. Effect of a Starter s report PART 4 THE RACE Completing the course 45. Riding to the draw in a flat race with marker poles 46. Remounting or Pulling up a horse 47. Disqualification of horse not carrying correct weight 48. Emergency procedures 49. Jump races: directing riders around an obstacle (by-pass procedures) 50. Deleted 51. Failing to ride the course correctly 52. Horse led over an obstacle Riding 53. Dangerous riding 54. Careless riding or improper riding 55. Accidental interference 56. Rules 53 to 55: supplementary provision 57. Assisting another horse in the race 58. General requirement for a horse to be run on its merits and obtain best possible placing 59. Failure to run a horse on its merits PART 5 THE RESULT Determining the placings 60. The Judge 61. The Judge s decision 62. Correction by Judge of original decision as to placings 63. Powers of Authority to review Judge s decision 64. Dead-heats: placing Walk overs 65. Walk overs Void races 66. Circumstances in which a race is void PART 6 AFTER THE RACE Weighing-in 67. Procedure for weighing-in 68. Announcements etc after weighing-in Reports 69. Report by the Clerk of Scales 70. Report by the Judge PART 7 DISPUTES AND OBJECTIONS 71. Resolution of disputes 72. Deleted Who decides objections 73. Objections made on certain grounds to be decided by Stewards 74. Objections made on any other ground to be decided by the Authority

Deadlines and procedure 75. Deadline and procedure: objections decided by Stewards 76. Deadline and procedure: objections decided by the Authority 77. Deadline and procedure: objection about a revision of Judge s decision 78. Consequences where an objection is made 79. Publication of information about objections and enquiries PART 8 MISCELLANEOUS 80. Movement of injured horses 81. Destruction of horses 82. Post-mortem examinations of horses 83. General duty to comply with Stewards instructions and other requirements 84. Restriction of access to the Weighing Room 85. Restriction of access to Riders Changing Rooms 86. Complaints against officials PART 9 SUPPLEMENTARY 87. Notices, directions and other documents 88. Computation of time 89. Arrangement of Rules into Manuals 90. Meaning of rider 91. References to Jockeys 92. References to other types of rider 93. Other definitions SCHEDULES SCHEDULE 1 Effective days for riding suspensions SCHEDULE 2 Requirements for horse to enter race SCHEDULE 3 Requirements for horse to run SCHEDULE 4 Equipment SCHEDULE 5 Starting procedures SCHEDULE 6 Causing interference and improper use of the whip SCHEDULE 7 Left handed and right handed flat racecourses INDEX OF DEFINED EXPRESSIONS

Trainer Manual (C) PART 1 INTRODUCTORY 1. Introductory 2. Scheme PART 2 TRAINER S LICENCES AND PERMITS FROM THE AUTHORITY CHAPTER 1 OBTAINING A LICENCE OR PERMIT Grant, refusal or withdrawal 3. Licences to train granted by the Authority 4. Permits to train granted by the Authority 5. Initial application for licence or permit 6. Expiry and renewal of licence or permit 7. Circumstances in which licence or permit ceases to be valid 8. Fees for grant and renewal of licence or permit Temporary licences 9. Temporary licences CHAPTER 2 LICENSED OR PERMITTED TRAINERS: FURTHER PROVISION Licensed trainers and permitted trainers 10. General requirements applying to licensed trainers and permitted trainers 11. Deleted 12. Duty to check identity of a horse 13. Duty to keep Treatment records 14. Authorising another trainer to act on a trainer s behalf 15. Information about employees 16. Information about horses under a trainer s care 17. Information about gelding a horse 17A. Information about horses of ambiguous sex 18. Information about new horse arriving from outside Great Britain and Ireland Licensed trainers, permitted trainers and private trainers 19. Information about a horse running in a race outside Great Britain and Ireland Licensed trainers only 20. Dealings between licensed trainers and owners 20A. Changes in employment status PART 3 GENERAL DUTIES OF TRAINERS Introductory 21. Application of Part 3 General 22. Duties of care and skill 23. Security of horses 24. Vaccination, passport and identity checks 25. Ensuring protective equipment is worn 26. Restrictions on advertising on clothing or equipment Equine welfare 27. Duty to promote welfare of horses 28. Veterinary treatment and medication 29. Strict liability of trainer on horse s visit to equine swimming pool 30. Duty to report communicable diseases 31. Prohibition on bringing horse affected with ringworm to a racecourse 32. Requirement to use official racecourse stables 33. Restrictions applying in relation to a horse whilst on racecourse property 34. Post-race reports of matters materially affecting a horse s performance

35. Avoiding duplication of post-race reporting 36. Other requirements relating to equine welfare Entry and declaration stages 37. Duties in determining horses to run for a race 38. Additional duties when horse trained outside Great Britain At the racecourse 39. Access to official racecourse stables by trainer 40. Access to official racecourse stables by stable employees when on duty 41. Arrangements for access to official racecourse stables by hunters steeple chase attendants 42. Overnight racecourse accommodation for stable employees and horses 43. At the racecourse 44. Additional responsibilities for apprentice and conditional jockeys 45. Duty to secure the best possible placing 46. Authorised Trainer s Representative Miscellaneous 47. Cases of suspected doping etc 48. Schooling horses for all types of start 49. Other requirements applying to trainers PART 4 DELETED 50. Deleted 51. Deleted 52. Deleted 53. Deleted 54. Deleted 55. Deleted 56. Deleted 57. Deleted 58. Deleted 59. Deleted 60. Deleted 61. Deleted 62. Deleted 63. Deleted Introductory Consequences of positive test The sampling procedures PART 5 MISCELLANEOUS 64. Restrictions on laying a horse to lose 65. Trainer who also holds a rider s licence: restrictions on riding 66. Suspending horses from running 66A. Payment for non-training services PART 6 SUPPLEMENTARY 67. Notices, directions and other documents 68. Computation of time 69. Arrangement of Rules into Manuals 70. Meaning of licensed trainer, permitted trainer and trainer 71. Meaning of rider 72. References to jockeys 73. References to other types of rider 74. Definitions

SCHEDULES SCHEDULE 1 Terms and conditions of service for stable employees SCHEDULE 2 General duties as to stable employees SCHEDULE 3 Deleted SCHEDULE 4 Trainers and owners SCHEDULE 5 Stalls tests SCHEDULE 6 Deleted SCHEDULE 7 Deleted SCHEDULE 8 Suspending horses from running SCHEDULE 9 Communicable Diseases SCHEDULE 10 Deleted INDEX OF DEFINED EXPRESSIONS

Rider Manual (D) PART 1 INTRODUCTORY 1. Introductory 2. Scheme PART 2 JOCKEY LICENCES FROM THE AUTHORITY CHAPTER 1 OBTAINING A LICENCE General 3. Licences to ride granted by the Authority 4. Fees for grant and renewal of licence Grant, refusal or withdrawal: Jockeys 5. Initial application for a jockey s licence 6. Expiry and renewal of a jockey s licence 7. Circumstances in which a jockey s licence ceases to be valid Grant, refusal or withdrawal: Apprentice Jockeys or Conditional Jockeys 8. Initial application for an apprentice jockey s licence 9. Initial application for a conditional jockey s licence 10. Expiry and renewal of licences: apprentice jockey or conditional jockey 11. Circumstances in which licence ceases to be valid: apprentice jockey or conditional jockey CHAPTER 2 JOCKEYS: FURTHER PROVISIONS 12. Jockeys to be suitable Persons 13. Reporting any injury or illness 14. Prohibition on owning racehorses 15. Riding outside Great Britain PART 3 AMATEUR RIDER S PERMITS FROM THE AUTHORITY CHAPTER 1 OBTAINING A PERMIT General 16. Permits to ride granted by the Authority for amateur riders 17. Fees etc for grant and renewal of permit Grant, refusal or withdrawal 18. Initial application for an amateur rider s permit 19. Persons ineligible for an amateur rider s permit 20. Expiry and renewal of an amateur rider s permit 21. Circumstances in which an amateur rider s permit ceases to be valid CHAPTER 2 AMATEUR RIDERS: FURTHER PROVISIONS 22. Amateur riders to be suitable Persons 23. Obtaining a medical record book 24. Producing the medical record book before race 25. Reporting any injury or illness 26. Riding outside Great Britain PART 4 OVERSEAS RIDERS RIDING IN GREAT BRITAIN 27. Overseas rider qualifying to ride in Great Britain: general provisions 28. Overseas rider riding in races confined to apprentice or conditional jockeys 29. Prohibition on overseas riders owning racehorses

PART 5 GENERAL DUTIES OF RIDERS Introductory 30. Application of Part 5 Changes to riding schedule 31. Duty to notify changes to riding schedule The restricted period 32. Duty to remain on racecourse property during restricted period 33. General restriction on mobile telephone use during restricted period 34. Permitted use of registered mobile telephones: jockeys 35. Permitted use of unregistered mobile telephones Equipment 36. Safety vests, skull caps and saddles 37. Whips used for racing 38. Other requirements as to equipment etc for racing 39. Approval of advertising on clothing or equipment The race 40. Requirements before leaving the Weighing Room 41. Duty of declared rider to weigh out 42. Weighing out 43. Duties following weighing out 44. General conduct at the start 45. Riding to achieve the best possible placing After the race 46. Pulling up and dismounting after the race 47. Weighing-in 48. Making a report of gurgling by horse during a race 49. Post-race reports to Stewards 50. Reporting accidents occurring in a race 51. Declaration of unfitness to ride Miscellaneous 52. Duty to report to Stewards room 53. Betting and betting contacts: professional riders 54. Betting: amateur riders 55. Accepting rewards: professional riders 56. Accepting rewards: amateur riders 57. Requirements in other Manuals applying to all riders PART 6 BANNED SUBSTANCES AND NOTIFIABLE MEDICATIONS Introduction 58. Application and interpretation of Part 6 59. Testing positive for banned substance or notifiable medication Sampling procedures 60. Procedures for sampling under this Part 61. Duties as to medical examination and compliance with the Protocol for sampling procedures 62. Other medical examinations ordered by Stewards Consequences of positive test for Notifiable Medications 63. Duty to notify a Notifiable medication and restriction on riding 64. Consequences of positive test for notifiable medication Consequences of positive test for banned substance 65. Consequences of positive test for banned substance 66. Consequences where positive test is for alcohol 67. Deleted

PART 7 MASTER VALETS, ASSISTANT VALETS AND AUTHORISED RIDERS AGENTS CHAPTER 1 OBTAINING A LICENCE OR PERMIT General 68. Licences and permits for master valets, assistant valets and authorised riders agents 69. Fees for grant and renewal of licence or permit Grant, refusal or withdrawal 70. Initial application for licence or permit 71. Expiry and renewal of licence or permit 72. Circumstances in which a licence or permit ceases to be valid CHAPTER 2 FUTURE PROVISIONS General 73. Licence or permit holders to be suitable Persons Master Valets and Assistant Valets 74. Remaining on racecourse property and mobile telephone use during restricted period 75. Restrictions on betting and betting contacts 76. Requirements in other Manuals applying to master valets and assistant valets Riders agents 77. Authorisation to act as agent for a particular rider 78. Restrictions on laying a horse to lose PART 8 MISCELLANEOUS 79. Payment for non-riding services 80. Fees for services of riders, master valets and assistant valets PART 9 SUPPLEMENTARY 81. Notices, directions and other documents 82. Computation of time 83. Arrangement of Rules into Manuals 84. Meaning of rider 85. References to jockeys 86. References to other types of rider 87. Other definitions SCHEDULES SCHEDULE 1 Reciprocal clearance agreement when riding overseas SCHEDULE 2 Equipment SCHEDULE 3 Banned substances and notifiable medications SCHEDULE 4 The protocol for the testing of riders for banned substances and procedures for notifiable medications SCHEDULE 5 Deleted SCHEDULE 6 Fees INDEX OF DEFINED EXPRESSIONS

Horse and Owner Manual (E) PART 1 SCOPE OF MANUAL 1. Introduction PART 2 HORSES CHAPTER 1 INTERPRETATION 2. Interpretation of Part 2 CHAPTER 2 REGISTRATION OF NAMES OF HORSES TRAINED IN GREAT BRITAIN Applying to register the name of a horse 3. The register of names of horses trained in Great Britain 4. Making an application to register a horse name 5. Supporting documents: horse foaled in Great Britain, Ireland or Channel Islands 6. Supporting documents: horse foaled elsewhere 7. Age and markings certificates 8. Requirements for an application to be approved 9. Registration of the name Further provisions as to names 10. Changing a name 11. Reserving a name 12. Fees for an application under Rule 10 or 11 CHAPTER 3 IDENTITY AND VACCINATION OF HORSES Issue of passports by a Stud Book Authority 13. Requirement for a horse trained in Great Britain to have a passport 14. Issue and replacement of a passport Checking the identity of a horse 15. Identity checks for horses trained in Great Britain 16. Identity check for horse trained outside Great Britain 17. Horses from outside Great Britain or Ireland: export certificates and passports Vaccinations against equine influenza 18. Vaccinations against equine influenza 19. Vaccination checks CHAPTER 4 RACING OUTSIDE COUNTRY OF TRAINING Horse trained in Great Britain and Ireland: racing elsewhere 20. Requirements for racing outside Great Britain and Ireland 21. Racing clearance notifications 22. Passport endorsement 23. Application for passport endorsement Horse trained elsewhere: racing in Great Britain 24. Requirements for racing in Great Britain MISCELLANEOUS 25. Reckoning the age of a horse 26. Registration of non-racing agreements 26A. Notification of neurectomy operations 26B. Retirement from racing under Rules 26C. Notification of pregnant horses PART 3 OWNERS 27. Interpretation of Part 3 CHAPTER 1 GENERAL

CHAPTER 2 OWNER REGISTRATION: INDIVIDUALS, COMPANIES, PARTNERSHIPS AND CLUBS 28. Scope of Chapter 2 General provisions: all applicants 29. Making an application to register under Chapter 2 30. Requirement to put in place appropriate financial arrangements 30A. Provisions applying only to individual owners 31. Name to be used when running a horse in ownership of a Sole Owner 32. Deleted 33. Cancellation of registration of individual registered as a Sole Owner Provisions applying only to stud companies 34. Registration of Stud Companies 35. Recognised Stud Company and Owner of horse 36. Recognised Stud Company to act through registered nominee 37. Name to be used when running a horse in ownership of a Recognised Stud Company 38. Cancellation of registration of a Recognised Stud Company or nominee Provisions applying only to companies 39. Registration of Companies 40. Recognised Company and Owner of horse 41. Recognised company to act through registered agent 42. Appointment of sub-agent 43. Name to be used when running a horse in ownership of a Recognised Company 44. Duty to notify changes as to Company Directors or secretary 45. Cancellation of registration of a Recognised Company 46. Cancellation of registration of a registered agent Provisions applying only to Business Partnerships 47. Registration of Business Partnerships 48. Recognised Business Partnership, Business Partners and Owner of horse 49. Recognised Business Partnership to act through Business Partners 50. Name to be used when running a horse in ownership of a Business Partnership 51. Notification of information 52. Cancellation of registration of Business Partnership 53. Deleted 54. Deleted 55. Deleted 56. Deleted 57. Deleted 58. Deleted 59. Deleted CHAPTER 3 OWNER REGISTRATION: ARRANGEMENTS FOR MULTIPLE OWNERSHIP 60. Scope of Chapter 3 60A Requirement t put in place appropriate financial arrangements 61. Deleted 62. Deleted 63. Deleted 64. Deleted 65. Deleted 66. Deleted Partnerships 67. Registration of a Partnership 68. Conditions for initial registration 69. Name to be used when running a horse subject to a Partnership 70. Deleted 71. Owner of horse and obligations of Partners 71A Notification of Information

72. Deleted 73. Cancellation of registration of a Partnership Syndicates 73A Registration of Syndicates 73B Syndicator to act through Syndicator 73C Name to be used when running a horse subject to a Syndicate 73D Cancellation of registration of a Syndicate 73E Code of Conduct Racing Clubs 73F Registration of Racing Clubs 73G Racing Club to act through Club Manager 73H 73I Name to be used when running a horse subject to a Racing Club Cancellation of registration of a Racing Club Leases applying to a single race 74. Registration of single race leasing arrangement Other leases and arrangements 75. Registration of leasing and other joint arrangements not within Rule 67, 73A, 73F or 74 76. Conditions for initial registration 77. Expiry and renewal of registration of lease or other arrangement 78. Owner of horse and obligations of parties to lease or other arrangement 79. Name to be used when running a horse subject to a lease or other arrangement 80. Cancellation of a lease or other arrangement CHAPTER 4 RACING COLOURS 81. Application of Chapter 4 82. Racing colours 83. Circumstances in which use of other racing colours is required 84. Circumstances in which joint-use of racing colours is permitted 85. Application to the Authority to register racing colours CHAPTER 5 MISCELLANEOUS 86. Application of Chapter 5 87. Information about horses of ambiguous sex 88. Dealings with licensed trainers 89. Owners giving instructions to riders 89A. Restriction on owners compensating riders 90. Authorised agents of an owner 91. Owner s sponsorship agreements 92. Restrictions on laying to lose PART 4 SUPPLEMENTARY 93. Notices, directions and other documents 94. Computation of time 95. Arrangement of Rules into Manuals 96. Meaning of Owner 97. Interpretation: general SCHEDULES SCHEDULE 1 Registration of horse names SCHEDULE 2 Countries with approved stud books SCHEDULE 3 Deleted SCHEDULE 4 Trainer-owner agreements SCHEDULE 5 Registration of Ownership Names and Styles SCHEDULE 6 Syndicate Code of Conduct INDEX OF DEFINED EXPRESSIONS

Race Administration Manual (F) PART 1 GENERAL INTRODUCTORY The racing seasons 1. Dates of the racing seasons Types of races and related terms 2. Meaning of race 3. General race categories 4. Categories of flat race 5. Categories of steeple chases, hurdle races and national hunt flat races 6. Maiden horses 7. Novice horses 8. Classification of races 9. Definitions supplementing Rules 2 to 8. PART 2 FIXTURES AND RACECOURSES 10. General Fixtures 11. Powers of the Authority in relation to fixtures 12. Fixture fees Racecourses 13. Racecourse licences 14. Circumstances in which a racecourse licence ceases to be valid 15. Duties of racecourse managing executive 16. Inspection of racecourses in connection with licensing 17. Submission of racecourse statement of accounts 18. Approvals required for equine events at racecourses 19. All weather tracks PART 3 RACING PROGRAMMES CHAPTER 1 GENERAL PROVISIONS 20. The conditions of the race 21. Conditions of the race: additional requirements for specific categories of race 22. Publication of race programme 23. Cancellation of races with fewer than five entries or declarations 24. Mixed meetings, matches, private sweepstakes or novelty races CHAPTER 2 PROVISIONS APPLYING TO FLAT RACES ONLY 25. Application of Chapter 2 26. Minimum requirements as to races to be included in a flat race programme 27. Maximum number of races in a flat race programme 28. Restrictions on division of flat races 29. General restrictions on flat races 30. Classified stakes races and rating related maiden races: previous experience 31. Handicap flat races other than nursery handicaps: previous experience 32. Nursery handicaps: previous experience 33. Further provision about previous experience required by Rule 30, 31 or 32 34. Handicap flat races: top and bottom weights 35. Handicap flat races: weight adjustments at scratching deadline or at confirmation 36. Handicap flat races: weight adjustments at declaration to run CHAPTER 3 PROVISIONS APPLYING TO STEEPLE CHASES, HURDLE RACES AND NATIONAL HUNT FLAT RACES 37. Application of Chapter 3 38. Minimum requirements as to races to be included in Jump race programme

39. Maximum number of races in a race programme 40. Restrictions on division of Jump races 41. General restrictions on Jump racing 42. Jump Handicap or classified races: previous experience 43. Jump Handicap races: top and bottom weights 44. Jump Handicap races: weight adjustments at scratching deadline or at confirmation 45. Jump Handicap races: weight adjustments at declaration to run 46. Rules 44 and 45: supplementary PART 4 SELLING RACES AND CLAIMING RACES CHAPTER 1 SELLING THE WINNER IN A SELLING RACE 47. Application of Chapter 1 48. The sale process 49. The sale price 50. The sale transaction CHAPTER 2 CLAIMING HORSES IN A CLAIMING RACE OR SELLING RACE 51. Application of Chapter 2 52. The Advertised Claiming Price 53. The claiming process 54. Deleted 55. Making a claim to The Racing Calendar Office 56. Restrictions as to the making and withdrawal of claims 57. The claim transaction 58. Powers of the Authority to intervene in cases of non-payment 59. Restrictions after sale CHAPTER 3 SUPPLEMENTARY PROVISIONS: SELLING RACES AND CLAIMING RACES 60. Application of Chapter 3 61. Horse subject to a lease 62. Terms of sale and liability for VAT 63. Steps to be taken after sale 64. Consequences of disqualification, altered placing or void race 65. Consequences of the appeal process PART 5 RACE ENTRIES General 66. Powers of the Authority 67. Security codes for making entries 68. Prohibition on racecourse managing executives charging for entries Entries 69. Requirements as to horse being entered 70. Making the entry: horse trained in Great Britain 71. Making the entry: horse trained outside Great Britain 72. Alteration and withdrawal of entry before closing 73. Entries for races in Great Britain which close to other Recognised Racing Authorities 74. Setting the date for closing 75. Closing time for races closing more than 6 days before running 76. Closing time for other races 77. Re-opening of entry procedure 78. Steps for correcting certain errors 79. Pre-notification of certain entries 80. Void entries Transfers of engagements 81. Racing Calendar Office to be notified of transfer of engagements 82. Effect of a scratching deadline

PART 6 PROCESSING AFTER ENTRY CHAPTER 1 GENERAL 83. Powers of the Authority CHAPTER 2 SCRATCHING DEADLINES AND STAGES FOR DECLARATIONS AND CONFIRMATION 84. Overview of scratching deadlines and the stages for making declarations and confirmations Scratching deadlines 85. Scratching deadline 86. Procedure for scratching a horse Confirmation of entry 87. Confirmation of entry 88. Procedure for making or withdrawing a confirmation of entry Declaration to run 89. Declaration to run 90. Extension of deadline for declarations to run 91. Procedure for making or withdrawing a declaration to run Declaration of rider 92. Declaration of rider 93. Procedure for making, withdrawing or altering a declaration of rider 94. Restriction as to number of meetings at which a rider is permitted to ride CHAPTER 3 FURTHER STEPS Non-runners 95. Scratching non-runners before declaration to run stage 96. Requirement to run after declaration to run stage 97. Exceptions to Rule 96: non-runners 98. Exceptions to Rule 96: horse declared in two races 99. Exceptions to Rule 96: horse declared in a Saturday race and a Sunday race 99A Exceptions to Rule 96: horse declared as a reserve and subsequently allocation a run 100. Procedure for notification of non-runner after declaration to run stage 101. Notifying the death of a horse Dividing a race and reducing declarations to run 102. Steps where declarations to run exceed applicable limit 103. Procedure for division of race and reduction of runners The draw in a flat race 104. The draw 105. Making changes to the draw order Payments in respect of an engagement 106. Fees due in respect of entries 107. The stake and the stakeholder 108. Liability for stake money etc: races with a scratching deadline 109. Liability for stake money etc: races with no scratching deadline 110. Circumstances in which amounts are not payable 111. Race not run following the making of a division 112. Power of the Authority to require earlier payment 113. Failure to pay stake money Payments by racecourse managing executive 114. Payments by racecourse managing executive PART 7 PRIZES AND SETTLING OF ACCOUNTS Distribution of prizes 115. General 116. Trophies 117. Amount of prize money 118. Distribution of prize money

119. Distribution of money payable to stables 120. Dead-heats: prizes 121. Races with more prizes than declared runners before race is declared off 122. Races with more prizes than finishers Breeders prizes 123. Deleted 124. Deleted 125. Deleted 126. Deleted 127. Deleted 128. Deleted 128A. Deleted 128B. Deleted 128C. Deleted 128D Plus 10 Bonus Scheme Settling of accounts 129. Crediting of money due 130. Exemptions from payments to be made under Rule 129 131. Allocation by stakeholder of payments for sponsorship of number cloths PART 8 HANDICAPPING, PENALTIES, QUALIFICATIONS AND ALLOWANCES Handicaps 132. Making a handicap 133. Publication of handicap ratings 134. Publication of handicap weights for a race Penalties, allowances and qualifications 135. Penalties 136. Races relevant to calculation of penalties, allowances and qualifications 137. Determining the value of a race 138. Determining the value of races and sales outside Great Britain and Channel Islands Weight allowances for horses 139. Weight allowances for horses Weight allowances for riders 140. Weight allowances in flat races, 141. Weight allowances in steeple chases, hurdle races and national hunt flat races open to professional riders 142. Weight allowances in steeple chases, hurdle races and national hunt flat races confined to amateur riders 143. Rider s allowances: supplementary provisions PART 9 MISCELLANEOUS 144. Opening times of Racing Calendar Office PART 10 SUPPLEMENTARY 145. Notices, directions and other documents 146. Computation of time 147. Arrangement of Rules into Manuals 148. Meaning of rider 149. References to jockeys 150. References to other types of rider 151. Meaning of owner in relation to a horse trained in Great Britain 152. Other definitions

SCHEDULES SCHEDULE 1 The Racing Seasons SCHEDULE 2 Classification of Races SCHEDULE 3 Races permitted to divide SCHEDULE 4 Protocol for Claimants SCHEDULE 5 Requirements for horse to enter race SCHEDULE 6 Illustration of timetable for entries and declarations SCHEDULE 7 Notifying non-runners after declaration to run stage SCHEDULE 8 Elimination or balloting procedures SCHEDULE 9 Distribution of prize money SCHEDULE 10 Deleted SCHEDULE 11 Appearance Money Scheme 2016 SCHEDULE 12 Scale of weight for age allowances SCHEDULE 13 Penalties SCHEDULE 14 Rates of Exchange SCHEDULE 15 Opening times or Racing Calendar Office SCHEDULE 16 Field size limits and stabling capacity SCHEDULE 17 British Owners and Breeders Incentive Scheme INDEX OF DEFINED EXPRESSIONS

Equine Anti-Doping Manual (G) 1. Application and Scope 2. Equine Anti-Doping Rule Violations 3. Proof of Doping 4. The Prohibited List 5. Testing 6. Analysis of Samples 7. Results Management 8. Provisional Suspensions 9. Retirement from Horseracing 10. Disciplinary Enquiries 11. Penalties 12. Appeals 13. Recognition 14. Reinstatement Testing 15. Final Provisions 16. Definitions SCHEDULES SCHEDULE 1 Prohibited List SCHEDULE 2 Whereabouts Requirements SCHEDULE 3 Sample Collection Procedures SCHEDULE 4 Procedure for a B Analysis SCHEDULE 5 List of BHA-Approved Laboratories