We want to thank you for all that you are doing for Ohio Swimming. If you have any questions, please do not hesitate to reach out to any one of us.

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Hello All: We hope this letter finds you well in the New Year. We are writing you to inform you of some changes about Meet Marshals and Lifeguards that have been inserted or clarified in the Ohio Swimming (OSI) Policy Manual. The OSI Policy Manual was updated in August of 2016 with language about Meet Marshals and Lifeguards in Section 4.6 (see below), which increased the number of required Meet Marshals from 2 to 4 and added clearer language about the requirements for Lifeguards. This is what OSI currently requires and should be a standard for your clubs. OSI has also included Appendix 3 (see below), Duties of the Meet Marshal into the policy manual for your club to reference. USA Swimming has also published a Guide for Marshals document (attached), which provides greater detail of what your Marshals should be doing. There is also a Marshals Guidelines Card (attached) that you can print out and give to your Marshals at the beginning of each session. NOTE: Marshals shall wear identifying attire (i.e., an orange or yellow vest, distinctive hat, or something else to make them stand out). This is explicitly stated in the USA Swimming Rulebook in Section 102.19 (see below). Please know that the OSI policy does not go into great detail about how and where your Marshals should be placed, as OSI recognizes that each club has different pool configurations and that each club will best determine the appropriate configuration for each meet. However, OSI does have resources that are willing to help your club develop guidelines for Marshals that would conform to the OSI policy, while working within your club s specific layout/needs. Please feel free to reach out to any of us for assistance. While you may be looking at using Meet Marshals to invigilate during warm-up sessions, we also want to point out Section 3.3 (see below) of the OSI policy manual, which states that the Coaches shall instruct their swimmers regarding safety guidelines and warm-up procedures, actively supervise their swimmers throughout the warm-up session, and maintain as much contact with their swimmers as possible. With both Coaches and Marshals working together, we will be providing a very safe environment for all of our members. If there are no Marshals at a meet, we would ask that the Meet Referee/Meet Officials invigilate with the Coaches during the warm-up period and notate the fact that there were no Marshals present in the Meet Pass Down sheet that is submitted to the Commission Officials Chair. While we do understand that Marshals are the responsibility of the Meet Host, we want to work together as a team and not hold a meet up for something that can be covered by another group. Please know that this solution does not satisfy the requirements of Section 4.6 and the club still could be held accountable for the fines and penalties called for in the Section. However, if a Lifeguard(s) are not present, Section 4.6.1.B in the OSI policy manual states that the event shall be postponed until the requirement is met. NOTE You do have the right to appeal decisions for Sanctioning (202.3 USA Swimming Rulebook) and fines (Article 610 OSI Bylaws) both are attached for your review.

We want to thank you for all that you are doing for Ohio Swimming. If you have any questions, please do not hesitate to reach out to any one of us. David Back OSI General Chair generalchair@swimohio.com On behalf of Ohio Swimming Board of Directors

3.3 Safety Guidelines.1 Coaches responsibilities: A. Coaches shall instruct their swimmers regarding safety guidelines and warm-up procedures as they apply to conduct at meets and practices as referenced in Appendix 6. B. Coaches shall actively supervise their swimmers throughout the warm-up session at meets and at all practices. C. Coaches should maintain as much contact with their swimmers as possible, both verbal and visual, throughout the warm-up period. D. Coaches should stand near the starting end of the pool when starting swimmers on sprint or pace work.

4.6 Meet Host Responsibilities.1 Safety Personnel at Sanctioned Meets A. Meet Marshals (Appendix 3): (1) Ohio Swimming is committed to ensuring the safety of all its members, especially the athletes. The Referee has responsibility to establish safety rules for safe conduct of the meet within the guidelines of Ohio Swimming and USA Swimming. Meet Marshals are the primary enforcers of the safety rules at Sanctioned events and must strive to maintain safety in the venue during the course of the event. (2) In keeping with the spirit of safety for our athletes, Ohio Swimming requires no less than four (4) Marshals for LSC Sanctioned meets and LSC Subsidized/Sponsored meets be in attendance during the entire event. (3) Additional information about Meet Marshals and their duties and responsibilities can be found in Appendix 3. B. Lifeguards: There must be certified lifeguard(s) on duty as a lifeguard at all times at all OSI sanctioned meets/events. State of Ohio Lifeguard requirements are listed in the Ohio Administrative Code 3701-31- 04-E-4. If the required lifeguard(s) per the Ohio Administrative Code above are not present at the beginning of the event, the event will be postponed until the requirement is met. C. Failure to meet the requirements for Safety Personnel at OSI Sanctioned meets will result in the following: (1) LSC sponsored events: subsidies will be revoked. There is no exception. (2) All meets are subject to the following: a. 1 st Offense*: A warning letter from the Ohio Administrative Review Board (ARB). b. 2 nd Offense*: A $300 fine and revocation/granting of future sanctions for a period of time determined by the Ohio ARB. *The clock for offenses does not reset.

Appendix 3 Duties of the Meet Marshal (A Guide for Meet Hosts) OVERVIEW: Ohio Swimming is committed to ensuring the safety of all its members, especially the athletes. The Meet Referee has responsibility to establish safety rules for safe conduct of the meet within the guidelines of Ohio Swimming and USA Swimming. Meet Marshals are the primary enforcers of the safety rules at Sanctioned events and must strive to maintain safety in the venue during the course of the event. In keeping in the spirit of safety for our athletes, Ohio Swimming requires no less than four (4) Marshals for LSC Sanctioned meets be in attendance during the entire event. Duties and responsibilities of meet marshals are enumerated in USA-S Rule 102.19. The Marshal s jurisdiction in the swimming venue includes, but is not limited to, the competition pool, warm-up facilities, spectator area, team areas within the pool facility (i.e. portion of the building designated for teams and swimmers, or fenced in area around an outdoor pool), locker rooms, any adjacent areas used by the swim meet, and such other areas as may be specifically designated by the host club or organization, meet director, or meet referee. The position of Meet Marshal is to be performed by individual s age 18 or older, with no other meet responsibilities. Meet Director, Officials, Coaches working the meet, or other assigned meet personnel are not permitted to serve as Safety Marshal. Marshals shall have the authority, with concurrence of the referee, to remove from the swimming venue for the remainder of the warm-up session or up to the remainder of the meet, any swimmer, coach or spectator who is in violation of safety guidelines listed in this Appendix. Meet Marshal Job Duties: Your Meet Marshals are the safety representatives of USA Swimming on deck. Their presence on deck, and attention to safety, helps your club maintain the protection of USA Swimming insurance for the duration of the meet. The insurance is granted with the meet sanction and compromised insurance may leave your club liable for damages from any incident. Below are some recommended examples of Meet Marshal duties (not a comprehensive list): Pre-Meet Meet Host should recruit a crew of marshals to cover the assignments remember that locker rooms will need to be monitored, so a mix of men and women is needed. Perform a detailed walk through of the meet facilities to familiarize yourself with the facility and identify potential hazard areas (such as slip areas, head bangers, trip hazards ). Take corrective action for all identified hazard areas. Review safety checklist with Referee and/or Meet Director.

Appendix 3 During the Swim Meet Be at the pool 20-30 minutes before warm-ups begin. The Safety Marshal should be clearly visible by wearing a fluorescent vest prior to and during the meet. Enforce warm-up procedures and maintain order in the swimming venue. Include any separate warm-up/warm-down area used during the meet. Monitor the warm up lanes to assure swimmers can warm up and warm down; keep the swimmers moving; no diving, circle swimming only the warm-up/warm-down lanes are not a place to visit and not a place to play. Observe the deck and around the starting blocks. Is the deck safe no running or horseplay that could cause injury? Are there glass containers being used by anyone on deck? If so, have the containers removed. Keep the areas clear where the swimmers need to walk such as a route between the warmup/warm-down pool and the starting blocks. Insure the First Aid Station is identified and accessible throughout the meet. Approx. every 2 hours walk through all areas of the meet to identify potential hazards (horseplay, slippery floors ) Check locker rooms and bathrooms. Are they safe? Let the pool staff know about any supply problems you discover. USA Swimming recommends that 2 same-gender marshals perform gender-appropriate locker rooms/bathroom checks. Upon being advised by any person (parent, swimmer, coach, etc.) of a safety hazard, the Meet Marshal shall investigate and take immediate action to correct the hazard. Keep non-swimming swimmers and parents out of the timers view line especially for starts and finishes. Keep unauthorized personnel (i.e. parents who are not working the meet) off the already crowded deck, minimizing the potential for an accident to happen. Make sure that any accidents are properly reported on a Report of Occurrence form (or report to the Meet Director/ Referee of the incident). During the meet be sure to check in with the Referee, let the Referee know your plan of rotation.

Appendix 6 Warm-up procedures: 1. Warm-up procedures shall be determined with the safety of the swimmers as the primary priority. The warm-up procedures shall follow all applicable USA Swimming rules and shall follow all rules listed in Chapter 3.3 (Safety Guidelines). The warm-up procedures shall be published in the meet program (information). The suggested warm-up procedures in Table 1 below may be used in their entirety or may be used as a framework for the warm-up procedure. Except during supervised racing starts, swimmers must enter the pool feet first in a cautious manner with one hand in contact with the pool deck. Table 1: Suggested Warm-up Guidelines Lanes for competition pool Push/Pace Lanes 1 Sprint Lanes 2 General Warm-up 3 6-Lanes 1 & 6 2 & 5 3 & 4 8-Lanes 1 & 8 2 & 7 3,4,5 & 6 9-Lanes 1 & 9 2 & 8 3,4,5,6 & 7 10-Lanes 1 & 10 2 & 9 3,4,5,6,7 & 8 1 Push/Pace Lanes-Push off one or two lengths from the starting end with the same entry as in general warm-up. 2 Racing Start Lanes Sprint lanes for racing starts from blocks or backstroke starts in specified lanes at designated times. One-way only. 3 General Warm-up Lanes No diving or racing starts, with the same entry as in general warm-up. 2. Lane Specific Warm-up Procedures A. General Warm-up (first 30-45 minutes or first half) a. No Diving or Racing Starts allowed from the blocks or edge of pool. Swimmers must enter the pool feet first in a cautious manner with one hand in contact with the pool edge. b. No sprinting or pace work allowed during this general warm-up session c. All lanes are to be used for general warm-up B. Specific Warm-up (Last 30-45 minutes or last half) 3. Athlete and Team Warm-up Assignments A. Participating teams shall be assigned to specific lanes for the warm-up period based on number of participants. Warm-up periods may allow a mixing of age groups and/or genders to allow a more equitable split of numbers of athletes participating in these warm-ups. B. The coaches of the teams assigned to each lane shall determine the warm-up procedure for that lane. If coaches in a lane cannot agree on a warm-up procedure, the session referee should be consulted and shall define that lane s procedure. The decision of the session referee will be final.

Appendix 6 C. If a Meet Host allows team controlled warm-ups, sprints may be allowed during the general warm-up at the visiting team s discretion. Diligence to safe practices must be employed for the safety of the athletes.

USA Swimming Rulebook 102.19 MARSHALS Shall wear identifying attire and enforce warm-up procedures and maintain order in the swimming venue. The Marshal shall have full authority to warn or order to cease and desist, and, with the concurrence of the Referee, to remove, or have removed from the swimming venue anyone behaving in an unsafe manner or using profane or abusive language, or whose actions are disrupting the orderly conduct of the meet. 202.3 PROCEDURE FOR APPEAL An applicant whose application has been denied by an LSC shall have the right to appeal the denial to the Zone Sanction Appeal Panel..1 Each Zone shall establish a Zone Sanction Appeal Panel. A. Each Zone shall designate a group of coaches, referees and athletes available to serve on an Appeal Panel. B. A petitioner may file an appeal with the Senior Zone Director within five (5) days of receiving notification of denial by an LSC. C. When an appeal is filed, the Zone Director shall notify the LSC and appoint a panel made up of a coach, referee and athlete, each from a different LSC and none from the petitioner s LSC..2 The Zone Sanction Appeal Panel is authorized to require an LSC to issue a sanction or approval except in those instances where the sanction or approval was denied because the application was in conflict with a policy adopted by the LSC House of Delegates or because the application was in conflict with USA Swimming rules or requirements..3 The Zone Sanction Appeal Panel s decision shall be final.

GUIDE TO OFFICIATING SWIMMING CHAPTER 7 - MARSHAL Marshals are an important element in the conduct of a safe and efficient meet. They should be involved not only in supervision and control of the warm-up sessions, but also in several other aspects of the meet. This includes maintaining crowd control, deck access, proper competitor and spectator decorum and safe, courteous behavior in other areas of the venue such as locker rooms. They should be responsible individuals who can communicate instructions to swimmers, coaches and spectators without creating an adversarial atmosphere. The exercise of polite, but firm, authority by Marshals will go a long way towards assuring a pleasant, safe and efficient meet. Marshals should operate under the supervision of the Meet Director, Meet Referee, Meet Safety Director or Head Marshal, depending on the practices and policies of the LSC. They should be instructed and assigned by the appropriate person(s) having that assigned responsibility for that meet. Since each LSC may have its own needs and policies, the marshals should become familiar with the standard practices and rules in use in their LSC. To indicate their authority, the marshals should be provided with an easily identifiable uniform clearly visible to all in the venue. Bright colored vests, arm bands, uniform shirts or some other brightly colored means of identification may be used. Duties Marshals should arrive at the venue well in advance of the start of the warm-up session(s) and obtain their assignments and instructions from the responsible authority. If assigned to a position to oversee warm-ups, they should be in position before that session starts. They should remain in that position until relieved or reassigned. If a separate pool or diving well is available for warm-up/warm-down, marshals assigned to monitor that facility should remain in the appropriate positions continuously during the competition. Marshals assigned to monitor warm-ups should not also be given the responsibility for other duties such as crowd and access control. If assigned as a deck or locker room marshal they should make periodic and timely rounds of their area to deal with unsafe or unsportsmanlike behavior or situations. At least one of the marshals shall be female to cover the women's locker rooms. Marshals should identify and report anyone who refuses to follow their instructions to the Meet Director and/or the Meet Referee for further action. At larger meets, a referee may be assigned to be available on deck during warm-ups to handle such problems. Marshals shall have full authority to warn or order to cease and desist and, with the concurrence of the Meet Referee, to remove or have removed from the swimming venue anyone behaving in an unsafe manner or using profane or abusive language. This action may also be applied to anyone using tobacco products in the venue or whose actions are disrupting the orderly conduct of the meet.

GUIDE TO OFFICIATING SWIMMING CHAPTER 7 - MARSHAL Warm-up Procedures General and controlled warm-up procedures are required by United States Swimming and must be in effect at each and every USA Swimming swim meet. The details of meeting these requirements may vary somewhat in different LSC s or according to the nature of the meet. Suggested general procedures are: Marshals must be posted at each end of the warm-up pool(s) and should be thoroughly instructed as to the warm-up procedures established by their LSC and the meet host. Typically, a general warm-up period will be scheduled first, with or without specific lane assignments for teams or age groups. During this period, the outside lanes (e.g. lanes 1 & 8 in eight lane pools, lanes 1 & 6 in 6 lane pools) may be allocated for pace or kick lanes. The use of paddles, kickboards or pull buoys is usually prohibited. Signs, cones or other devices should be placed on all of the blocks to prevent diving or racing starts. A specific period may be provided at the end of the session for sprint lanes. If the size of the meet dictates split warm-up sessions, opportunities for sprint lanes may be provided for in a period at the end of each individual session for the swimmers in that session or in a final, controlled sprint session for all swimmers following the general sessions. During the general warm-up period(s) swimmers may not dive into the pool but must enter feet first, in a cautious manner. They may not practice backstroke starts during the warm-up period. All entries must be from the starting end of the pool. If sprint lanes are permitted at any time during the general warm-up, it is recommended that inside lanes (e.g., lanes 2 and 7 or 2 and 5) be used. Sprint lanes (one-way) must be controlled by marshals. Swimmers may start from the blocks or the deck and must exit at the far end of the pool. Swimmers should not be permitted on the blocks when a swimmer is in the water for a backstroke start. LSC s should determine what penalty, if any, will be imposed on swimmers who violate warm-up safety procedures. Marshals observing such violations should bring the offenders to the Meet Referee for enforcement. Removal from part or all of the remaining warm-up period may be considered as a penalty.

ARTICLE 610 ADMINISTRATIVE REVIEW BOARD Only included 610.1 Please see the current OSI Bylaws for the rest of Article 610 and other sections 610.1 INTRODUCTION - USA Swimming was organized as the National Governing Body for the sport of swimming under the Amateur Sports Act of 1978, as amended by the Ted Stevens Olympic and Amateur Sports Act of 1998, both federal laws. These laws require USA Swimming to establish and maintain provisions for the swift and equitable resolution of all disputes involving any of its members. This Article, together with Section 602.2 and Part Four of the USA Swimming Rules and Regulations, are intended to provide a mechanism for resolving in an orderly and fair way all manner and kinds of disputes that may arise among its members in connection with the sport of swimming. Accordingly, OSI has established the Administrative Review Board to hear complaints and appeals regarding administrative matters within the LSC which do not rise to the level of Code of Conduct violations and are not appeals of sanction decisions. The Administrative Review Board shall have no jurisdiction to hear complaints regarding conduct that may violate the USA Swimming Code of Conduct or otherwise violate the policies, procedures, rules and regulations adopted by USA Swimming, or conduct that may bring USA Swimming, OSI or the sport of swimming into disrepute. This Article, together with Part Four of the USA Swimming Rules and Regulations, is intended to provide a fair hearing before a group of independent and impartial people. This Article and Part Four of the Rules shall be construed accordingly.