零售債券風險程度一覽表 (2015 年 9 月 14 日更新 ) Retail Bond Risk Rating (Updated on 14 Sep 2015) 發債機構 Issuer / 證券編號 Sec ID 信貸評級 1 Credit Rating 1 annum) 到期日 Maturity (as of 14 Sep 2015) (as of 8 Jun 2015) Hutchison Whampoa Int l Ltd A3 - - 7.450% 24 Nov 2033 3 3 (K439) Kowloon-Canton Railway Corporation Aa1 AA / 5.125% 20 May 2019 1 1 (K465) Hong Kong Special Administrative Aa1 AA / 4.850% 27 Jun 2017 1 1 Region Government (K475) Hong Kong Special Administrative AA / 2.160% 09 Dec 2019 1 1 Region Government (K476) HKCG (Finance) Limited A1 + / 6.250% 07 Aug 2018 3 3 (K482) Commonwealth of Australia Aaa / / 5.750% 15 Jul 2022 1 1 (K484) AAA Bank of China (Hong Kong) Limited A3-5.550% 11 Feb 2020 3 3 (Subordinated Note 後償債券 ) (K486) HSBC Holdings plc Aa3 A- / 4.750% 19 Jan 2021 2 2 (K494) Bank of China (Hong Kong) Limited Aa3 + 3.750% 08 Nov 2016 2 2 (K516) Henderson Land MTN Limited / / 4.750% 14 Feb 2017 4 4 (K521) MTR Corporation (C.I.) Limited Aa1 AA / 2.000% 12 Apr 2017 1 1 (K508) Sun Hung Kai Properties (Capital A1 + 4.500% 14 Feb 2022 2 2 Market) Limited (K511) CLP Power Hong Kong Financing A1 / 2.875% 26 Apr 2023 2 2 Limited (K528) Nan Fung Treasury (I) Limited Baa3 / 5.250% 20 Jan 2017 4 4 (K507) / B / / 4.625% 08 Feb 2017 2 2 (K522) A- Wiseyear Holdings Limited / / 5.000% 15 Feb 2017 4 4 (K517) / / 4.750% 23 Feb 2017 3 3 (K520) Hutchison Whampoa International A3 - - 5.750% 11 Sep 2019 2 2 (09/19) Limited (K509) Fita International Limited / / 7.000% 10 Feb 2020 4 4 (K519) Hongkong Electric Finance Limited - / 4.250% 14 Dec 2020 2 2 (K513) Hutchison Whampoa International (11) Limited A3 - - 4.625% 13 Jan 2022 2 2 (K510) Swire Properties MTN Financing A2-4.375% 18 Jun 2022 2 2 Limited (K512) Westpac Banking Corporation Aa2 A- / 4.375% 16 Apr 2019 2 2 (K538) New World China Land Limited / / 5.500% 06 Feb 2018 5 5 (K539) A3 / B+ / 6.875% 21 Jan 2018 3 3 (K536) Joyous Glory Group Limited / / 5.700% 07 Mar 2020 5 5 (K537) A3 / B+ / 6.375% 10 Apr 2020 3 3 (K535) AA / 4.330% 24 Jun 2016 1 1 (K542) HK Mortgage Corp (Zero Coupon Bond) AA / 0.000% 19 Sep 2016 1 1 年票面息率 Coupon (%per 產品風險程度 2 Product Risk Level 2
(HKMC1001) Hutchison Whampoa Fin (K038) Hutchison Whampoa International 09 Limited (K449) HSBC Holdings PLC (Subordinated Note 後償債券 ) (K450) Swire Pacific MTN Fin (K454) Korea Electric Power (K501) National Australia Bank Limited (K553) The Bank of East Asia, Ltd (Subordinated Note 後償債券 ) (K554) Standard Chartered Bank (Hong Kong) Ltd (Subordinated Note 後償債券 ) (K555) IFC Development (Corporate Treasury) Limited (K556) (K557) Australia and New Zealand Banking Group Limited (K558) BNP Paribas (K559) BNP Paribas Australia (K560) MOF Peoples Republic of China (PRC205) Value Success International Limited (K561) Value Success International Limited (K562) Industrial and Commercial Bank of China Limited. (K563) Industrial and Commercial Bank of China Limited. (K564) Beijing Enterprises Water Group Limited (K565) ABN Amro Bank N.V. (K566) China Overseas Finance (Cayman) II Ltd. (K567) (K581) (K582) (K586) (K588) (K590) The Link Finance(Cayman) 2009 Limited (K602) The Link Finance(Cayman) 2009 Limited (K603) (K604) (K605) (K606) Temasek Financial (I) Limited (K622) A3 - - 7.450% 01 Aug 2017 2 2 A3 - - 7.625% 09 Apr 2019 2 2 A3 - + 6.500% 02 May 2036 4 4 A3 - - 5.500% 19 Aug 2019 2 2 Aa3 + / NR 3.000% 05 Oct 2015 2 2 Aa2 A- / 4.125% 06 Jun 2019 2 2 Baa3 - / 6.125% 16 Jul 2020 4 4 A2 + / 5.875% 24 Jun 2020 3 3 A2 / 2.375% 21 May 2019 2 2 / / 3.000% 19 Mar 2018 3 3 Aa2 A- / 4.750% 06 Aug 2019 2 2 A1 + + 5.250% 19 Sep 2019 2 2 A1 + + 4.500% 04 Oct 2017 2 2 Aa3 A- / 2.800% 11 Dec 2015 1 1 / / 4.000% 21 Nov 2016 5 5 / / 4.750% 04 Nov 2018 5 5 / 3.350% 19 Nov 2016 2 2 / 3.750% 19 Nov 2018 2 2 / / 5.000% 30 Jun 2016 5 5 A2 3.500% 24 Sep 2018 2 2 / 5.500% 10 Nov 2020 3 3 / / 4.300% 21 Jan 2022 3 3 / / 2.680% 19 Mar 2018 3 3 / / 2.650% 11 Jan 2018 3 3 / / 2.650% 15 Nov 2018 3 3 / / 2.950% 24 Dec 2018 3 3 A2 / 3.150% 22 Jul 2020 2 2 A2 / 3.300% 04 Oct 2021 2 2 Baa3 / / Baa3 / / Baa3 / / Aaa AA / 3.850% 30 Jan 2023 4 4 4.125% 10 Oct 2022 4 4 4.425% 29 Aug 2022 4 4 2.375% 23 Jan 2023 1 1 Yancoal International Resources Ba2 / + / 5.730% 16 May 2022 5 5 Development Co., Limited (K613) + NWD (MTD) Limited / / 5.250% 26 Feb 2021 4 4
(K614) Shui On Development (Holding) Limited (K615) (K650) Franshion Investment Limited (K625) Franshion Brilliant Limited (K626) Franshion Brilliant Limited (K627) Franshion Development Limited (K628) Republic of Indonesia (K629) Big Will Investments Limited (K630) Shui On Development (Holding) Limited (K623) Tencent Holdings Limited (K631) Longfor Properties Co. Limited (K632) Macquarie Bank Limited (K633) Hang Seng Bank (China) Limited (K634) Greenland Global Investment Limited (K635) Greenland Global Investment Limited (K636) Huarong Finance Co Ltd. (K637) Huarong Finance Co Ltd. (K638) China Hongqiao Group Limited (K639) China Overseas Finance (Cayman) VI Limited (K640) China Overseas Finance (Cayman) VI Limited (K641) Sinopec Capital (2013) Limited (K642) Nestlé Finance International Limited (K643) (K644) (K645) China Construction Bank (Asia) Corporation Limited (K651) China Cinda Finance (2014) Limited (K647) China Cinda Finance (2014) Limited (K648) MOF Peoples Republic of China (PRC206) New World China Land Limited (K652) The Link Finance (Cayman) 2009 Limited (K653) Hutchison Whampoa International (14) Limited (K654) Hutchison Whampoa International (14) Limited (K655) King Power Capital Ltd. (K656) King Power Capital Ltd. (K657) / / 6.875% 26 Feb 2017 5 5 AA / 3.680% 11 Aug 2017 1 1 Baa3 / 4.700% 26 Oct 2017 4 4 / Baa3 / 5.375% 17 Oct 2018 4 4 / Baa3 / 5.750% 19 Mar 2019 4 4 / Baa3 / 6.750% 15 Apr 2021 4 4 / Baa3 / + / 5.875% 15 Jan 2024 4 4 / / 10.875% 29 Apr 2016 5 5 / / 8.700% 19 May 2018 5 5 A2 / 3.375% 02 May 2019 2 2 Ba2 / / 6.750% 28 May 2018 4 4 A2 3.500% 18 Dec 2020 2 2 / / 3.250% 03 Jul 2017 2 2 Baa3 / B / 5.875% 03 Jul 2024 4 4 Baa3 / B / 4.375% 03 Jul 2019 4 4 3.000% 17 Jul 2017 3 3 4.000% 17 Jul 2019 3 3 / - / 7.625% 26 Jun 2017 5 4 4.250% 08 May 2019 3 3 / B+ 5.950% 08 May 2024 3 3 / B+ Aa3 A- / 3.125% 24 Apr 2023 2 2 Aa2 / / 2.250% 30 Nov 2023 1 1 A3 / B+ / 6.625% 15 Apr 2021 3 3 A3 / B+ / 6.800% 17 Jan 2023 3 3 A2 / / 3.250% 02 Jul 2019 2 2 4.000% 14 May 2019 3 3 5.625% 14 May 2024 3 3 Aa3 / / 2.930% 11 Dec 2016 1 1 / / 5.375% 06 Nov 2019 5 5 A2 / 3.600% 03 Sep 2024 2 2 A3 - - 3.625% 31 Oct 2024 2 2 A3 - - 1.625% 31 Oct 2017 2 2 Baa3 / B / Baa3 / B / 5.625% 03 Nov 2024 4 4 3.875% 03 Nov 2019 4 4
China Merchants Bank Co., Ltd., Hong Kong Branch (K658) BOC Aviation Pte. Ltd. (K659) China Shenhua Overseas Capital Company Limited (K660) China Shenhua Overseas Capital Company Limited (K661) Shenzhen Qianhai Financial Holdings Co., Ltd. (K662) Greenland Hong Kong Holdings Limited. (K663) Central Plaza Development Ltd. (K664) HSBC Holdings plc (K665) Macquarie Bank Limited (K666) China Cinda Finance (2015) I Limited (K667) China Cinda Finance (2015) I Limited (K668) Haitong International Finance Holdings 2015 Limited. (K669) HKT Capital No. 2 Limited. (K670) Shui On Development (Holding) Limited. (K671) ICBCIL Finance Co. Limited. (K672) ICBCIL Finance Co. Limited. (K673) Greenland Hong Kong Holdings Limited (K674) Greenland Hong Kong Holdings Limited. (K675) Huarong Finance II Co., Ltd. (K676) Huarong Finance II Co., Ltd. (K677) BNP Paribas (K678) (K680) Baa1 / / 3.950% 02 Dec 2017 3 3 / B+ / 4.200% 05 Nov 2018 3 3 A- A1 + + 3.875% 20 Jan 2025 2 2 A1 + + 3.125% 20 Jan 2020 2 2 Aa3 / / 4.550% 28 Oct 2017 2 - / / 5.500% 23 Jan 2018 4 - Ba3 / / 5.750% 17 Feb 2017 5 - A1 A- 6.500% 20 May 2024 2 - A2 / 3.250% 03 Mar 2020 2-3.125% 23 Apr 2020 3-4.250% 23 Apr 2025 3 - / B / 3.500% 21 Apr 2020 3 - Baa2 / B / 3.625% 02 Apr 2025 3 - / / 8.700% 24 Nov 2017 5 - A3 / 2.625% 19 Mar 2018 2 - A3 / 3.250% 17 Mar 2020 2 - Ba1 / / Ba1 / / A1 + / / / 4.375% 07 Aug 2017 4-4.750% 18 Oct 2016 4-5.500% 16 Jan 2025 3-4.500% 16 Jan 2020 3-4.500% 26 Feb 2020 2-3.680% 07 Aug 2018 1 - 附註 Remark: 1. 債券 / 票據的信貸評級 Moody s / S&P / Fitch 穆廸 / 標準普爾 / 惠譽國際 Credit ratings of the Bond/Note: 2. 產品風險程度 Product Risk Level: 1 = 低風險 Low risk 此風險程度之產品可能適合一些希望儘量避免風險, 及有輕微程度的資本增長機會, 並明白及願意承受輕微程度的資本風險的投資者 Products with this risk level may be suitable for an investor who is very risk averse, and wants to gain the potential for minimal capital growth while he/she understands that he/she needs to take a minimal amount of risk with the capital invested 2 = 低至中度風險 Low to Medium risk 此風險程度之產品可能適合一些希望有低至中等程度的資本增值機會, 並明白及願意承受低至中等程度的資本風險的投資者 Products with this risk level may be suitable for an investor who wants to gain the potential for low to medium capital growth while he/she understands that he/she needs to take low to medium amount of risk with the capital invested. 3 = 中度風險 Medium risk 此風險程度之產品可能適合一些希望有中等程度的資本增值機會, 並明白及願意承受中等程度的資本風險的投資者
Products with this risk level may be suitable for an investor who wants to gain the potential for moderate capital growth while he/she understands that he/she needs to take a moderate amount of risk with the capital invested. 4 = 中度至高風險 Medium to High risk 此風險程度之產品可能適合一些希望他 / 她的投資有高程度的資本增值機會, 並明白及願意承受高程度的資本風險的投資者 Products with this risk level may be suitable for an investor who wants to gain the potential high capital growth while he/she understands that he/she needs to take a high amount of risk with the capital invested. 5 = 高風險 High risk 此風險程度之產品可能適合一些希望他 / 她的投資有大幅度的資本增值, 並明白及願意承受大幅度的資本風險的投資者 Products with this risk level may be suitable for an investor who wants to have very significant capital growth while he/she understands that he/she needs to take a very significant amount of risk with the capital invested.