Global studies of stratospheric gravity wave. Simon Alexander 1, Toshitaka Tsuda 2, Andrew Klekociuk 1, Yoshio Kawatani 3, and Masaaki Takahasi 4

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Global studies of stratospheric gravity wave activity using COSMIC GPS-RO Simon Alexander 1, Toshitaka Tsuda 2, Andrew Klekociuk 1, Yoshio Kawatani 3, and Masaaki Takahasi 4 1 Australian Antarctic Division, Hobart, Australia,, 2 Research Institute for Sustainable Humanosphere (RISH), Kyoto University, Japan 3 Japan Agency for Marine-Earth Science and Technology (JAMSTEC), Yokohama, Japan 4 Center for Climate System Research (CCSR), University of Tokyo, Japan

Outline Temperature profiles from GPS RO are used to study the behavior of atmospheric gravity waves (GW) in the stratosphere. Data analysis procedure of GW energy (Ep: potential energy) CHAMP: from May 2001 to December 2005 COSMIC: from July 2006 Generation of GW s due to convection in the tropics and their interaction with background mean winds (QBO). Distribution of Ep in the Antarctic and Arctic regions Geostrophic adjustment of polar night jet Orographic effects Doppler shifting

Comparison of temperature profiles between COSMIC GPS RO and radiosonde at Kuching, Malaysia. Kuching #50 #49 COSMIC SABER Radiosonde AQUA-AIRS AIRS Radiosonde HIRDLS Radio Holography analysis (FSI) Profiles are shifted by 5K each. Basic analysis (GO) with 1-1.5 km height resolution Temperature profiles around the cold point tropopause, 26 Dec 2006 COSMIC GPS RO (Green) (4.1N, 110.4E, 11:32UTC) Radiosonde at Bintulu, Malaysia (Orange) (3.1N, 113.0E, 11:34UTC) HIRDLS (Blue,-solid) (3.4N, 118.6E, 16:38UTC) SABER (Blue-dotted) (3.8N, 108.6E, 10:39UTC) AQUA-AIRS (Red) (3.9N, 115.3E, 17:55UTC)

A global distribution of gravity wave energy The GPS RO data having a very good height htresolution provides a unique opportunity to study a global morphology of atmospheric gravity waves in the stratosphere. CHAMP and COSMIC GPS RO data are used to derive the potential energy (PE) from gravity waves in an appropriate vertical wavelengths bands (1-7, 15 km) and to study longitudinal and latitudinal variations. Atmospheric Gravity Wave Energy (Ep) in the Stratosphere by Using CHAMP and COSMIC GPS RO Temperature (T) data Wave potential energy, Ep=1/2(g/N) ) 2 (T /T 0 0) 2 g; acceleration of gravity, N; Brunt-Vaisala frequency, T ; temperature perturbation, T 0 ; background temperature Grid cell size (variable) CHAMP: 20 o (lon) x 10 o (lat) x 1-3 months COSMIC Tropics 20 o (lon)x5 o (lat)x7 days, stepped forward by one day Polar regions 30 o -180 o x (lon) x 5 o (lat) x 5 days (constant grid cell area)

Temperature profile from GPS RO with CHAMP T T T N 2 [K] [K] [rad/s] 2 (1) Obtain all available GPS RO data in individual cells, and calculate the mean T profile, then apply a low-pass filter with a cutoff at 7 or 15km. Then, the mean T profile (T 0 ) is determined. (2) Calculate T =T-T 0 for individual GPS RO profiles, and apply FFT along altitude, then, extract t the fluctuating ti components (T ) with vertical wave lengths of 2-7 km or 2-15 km. Finally, Ep is determined by integrating the spectral density.

Generation, Propagation and Dissipation of Atmospheric Waves (Dissipation) in the Equatorial Region The waves dissipate through various instability processes, and deposit the momentum to the background winds, playing a key role to maintain the dynamical structure of the equatorial middle atmosphere. (Propagation) The atmospheric waves grow the amplitudes during upward propagation in the middle atmosphere (15-100 km). Energy and momentum are transported both horizontally and vertically by these waves. (Generation) Active convection in the tropics generates various atmospheric waves (equatorial Kelvin wave, atmospheric tide, gravity waves, etc).

Dec 2003 / Jan-Feb 2004 Cloud top height /OLR(K) Atmospheric wave energy Ep (J/kg) at 19-26 km CHAMP In the northern winter months (Dec/Jan/Feb), intense cloud convections are located over Indonesia and western Pacific, which h actively generates atmospheric gravity waves as well as Kelvin wave-like disturbances in the equatorial region. Convective rain rate (mm) / TRMM-PR CHAMP

Jun-Jul-Aug, 2001 Sep-Oct- Nov, 2001 CHAMP Dec, 2001 Jan-Feb, 2002 Ep Stratospheric gravity wave energy OLR Cloud top height TRMM -PR Convec tive rain rate

Year-to-year variations of wave energy (Ep), OLR and convective rain rate in Dec/Jan/Feb in 2001-2005 CHAMP Black: Ep (0-10 J/kg), Blue: OLR (300-150K), Blue: Rain rate (0-0.25 mm)

CHAMP JJA2001 JJA2002 JJA2003 JJA2004 JJA2005 SON SON SON SON SON DJF DJF DJF DJF DJF MAM MAM MAM MAM MAM

Season-height section of zonal mean PE at 25.S-2.5N from Sep 2006 to Apr 2008 QBO westward shear initially, then eastward shear after mid-2007. QBO removes gravity waves, especially close to the 0 m/s phase line. COSMIC LEFT: Grid size: 20 o x5 o x7 days, 7km high-passed h perturbations from individual profiles, and get PE by integrating vertically over 7km, stepping up by 1km and forward by 1 day. Mainly meso-scale GWs with minor MRGW and higher speed KW contributions. tions RIGHT Grid size: 20 o x5 o x one month Height g independent (1km) data by assuming that all wave phases are represented at that particular height Slower speed KWs but still mainly consists of GWs White contours: NCEP zonal mean zonal wind, units m/s, east/westward; solid dashed

(a) Longitude-latitude distribution of Ep at 19 26 km by averaging g Ep in 2001 2006. Jun- Jul- Aug Sep- Oct- Nov Dec- Jan- Feb (b) In each year residual of Ep from global average in (a) is calculated, then, they are averaged for 5 years CHAMP Mar- Apr- May Results in (a) indicate a climatological pattern of the temperature disturbances in the sratosphere, including Kelvin waves, GW, etc. While, (b) shows regional wave activity, esp. GW is dominant GW energy seems to be larger over the Asian monsoon region, Indonesia-western Pacific by convection, and Sotuth thamerica (Andes) due to orographic waves

SUMMARY 1. GPS radio occultation (RO) temperature profiles, having a very good height resolution comparable to a radiosonde, are used to study meso-scale temperature perturbations in the stratosphere. We calculate potential energy (PE) from gravity waves with vertical wavelengths less than 7 km, and to study longitudinal and latitudinal variavirities in cells of size 20 o x5 o and 10 o x5 o for 7day and seasonal averaging, respectively. 2. PE in the Northern Hemisphere during 2006/07 winter * Large PE at 17 23 km is mostly associated with the sub-tropical jet and shows significant ifi longitudinal l variability. Some contribution ti to total t PE from local orographic sources may occur above the Canadian Rockies, Scandinavia and northern Japan. * Many of the waves are likely to have low ground-based phase speeds, as observed by filtering around the 0 10 m/s background zonal wind. * COSMIC results are compared with a T106L60 AGCM, confirming subtropical jet related generation, upward propagation and low phase speeds of the observed gravity waves. 3. Variations of PE in the tropics vs longitude, height and season * In the tropics vertically propagating convectively generated gravity waves interact with the background mean flow. * PE enhancements around the descending 0 m/s QBO eastward shear phase line are observed.

Latitude-height section of PE at 140E (130-150E) during 12-18 Dec 2006 from COSMIC GPS RO temperature data Red: NCEP 7- day averaged u, with solid eastward and dashed westward Wave mean flow interactions COSMIC Geostrophic adjustment of polar night jet stream, planetary waves, Doppler shifting of tropospheric wasve Meteorological disturbances Orographic sources Tropopause Topography Cloud convection in the tropics Wind shear around jet N-H mid-latitude sub-tropical jet has maximum eastward winds at 10 km and 35N. Large PE above the jet core are distributed upward/poleward along the u contour lines. These waves seem to have small ground based phase velocities, and are critically filtered out by the westward wind shear. (Note: large decrease between 10 m/s and 0 m/s lines.) Large PE extends up to the edge of the polar stratospheric jet.

COSMIC COSMIC PE at 140E during 12 18 Dec 2006 Strong winter time sub-tropical jet Large PE from mid-troposphere up to polar night jet AGCM PE 140E, 1 7 Jan (similar wind conditions to COSMIC) PE from waves with periods 6hr 1 month, λ z < 7km, 380 < λ x < 40,000km000km Note different colour scale Vectors show meridional and vertical energy fluxes due to λ z < 7km Large The As with polar tropical COSMIC, night PE jet above larger itself generates PE about is located 30 hpa gravity equatorward are waves not detected which of the propagate by sub-tropical COSMIC, upward because jet and and is the downward, also associated gravity distributed evident ib waves t in d (b) upward by seem the and to downward have poleward short flux along periods vectors the and zonal short the wind polar λz. contour side of lines. the jet above 20 hpa. Large Another PE consistency at 30 10 hpa between at 40N the are COSMIC mostly due and to AGCM gravity data waves is relatively generated low in values the vicinity of UTLS of the potential sub-tropical energy jet, at 20N, propagating which is upward a region as that indicated also corresponds by the the vertical to weaker energy energy flux flux. vectors.

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Earlier studies of gravity waves (GW) in Antarctic region By using routine radiosonde data at Antarctic bases, GW energy is found to be large in October-November. [Yoshiki and Sato., 2000] The intensity of background mean winds (polar night jet) seem to be related to a generation mechanism of GW. GW energy was enhanced when the polar night jet approached over the station during its dissipating phase in spring. [Yoshiki et al., 2004] Rantnam et al. [2004] reported enhancement of GW at around the polar vortex during the major stratospheric sudden warming in 2002 by using CHAMP GPS RO data. Seasonal variation of the mean square of temperature fluctuations averaged at 15-20km at the Antarctic stations [Yoshiki and Sato, 2000].

Rapid decay of Polar Vortex in September to October in Antarctica is associated with large enhancement of wave energy (Ep) CHAMP September 2003 GW-Ep [J/kg] Geopotential Height [km] Horizontal Wind Velocity [m/s] Difference of horizontal wind Velocity (votex decay) from September to October. [m/s] -80 October 2003-40 0 20

Horizontal distribution of Ep (12-33km), Geopotential height (250-7HPa) and Horizontal winds (250-7HPa)in September and October 2003 CHAMP

Wave Energry (monthly mean rms T ) is cloasedly realted with E-P flux divergence (DF) in both Antarctic and Arctic regions CHAMP ANTAR CTIC ARCTIC SSW In Antarctic during the vortex decay in spring (September- October) GW activity is considerably enhanced. While in Arctic region, vortex decay does not effectively emit GW, but SSW (sudden stratospheric Warming) events are closely related to GW energy increase.

COSMIC Distribution of COSMIC GPS RO data around Antarctica in 5 days on 1-5 September 2006 (Left) and 27 September 1 October 2006

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Longitude variation of Ep in 2002-2006, Baumgaertner and McDonald (2007) Antarctic continent CHAMP Wave activity enhancements were also found around the edge of the polar vortex, which was attributed to reduced critical level filtering and Doppler shifting. Additional wave sources, such as geostrophic adjustment or shear associated with the jet, were not necessary to explain this enhancement. Analysis with CHAMP GPS-RO and balloon soundings suggest that wave enhancement outside the Antarctic continent is related to structure of the polar vortex. Esp., large Ep was found near the edge of the vortex. (e.g., Yoshiki and Sato, 2000; Ratnam et al., 2004)

Longitude variation of Ep in 2003, averaged over 60-90S, Baumgaertner and McDonald (2007) CHAMP Syowa base (69S, 39.6E) Topography is an important source of gravity waves in the two regions. The relation is less pronounced at 23-27 km probably due to the filtering effects. Yoshiki and Sato (2000) reported that the gravity wave activity at 15-20km over Syowa has a weak correlation with tropospheric winds, so, they suggested stratospheric sources for wave generation. Antarctic Peninsula (60-70W) Trans-antarctic Mountains (about 160E)

Numerical model results for orographic generation of gravity waves Oragraphic waves are generated near west coast of RASS sea S. Watanabe et al., JGR, 2006

Alexander. S. P., Klekociuk. A. R., and Tsuda.T.,Gravity wave and orographic wave activity observed around the Antarctic and Arctic stratospheric vortices by the COSMIC GPS-RO satellite constellation, ti JGR, doi:10.1029/2009jd011851, 1029/2009JD011851 2009 Cell size for data analysis Time resolution: 5 days Cell size; Latitude extent is 5 o Longitude binning is 30 o at 40-50 o latitudes, and it is increased poleward to maintain a nearly constant grid cell area. Wave activity in the shaded regions is studied further. (a) The Antarctic region: the Patagonian Andes, the Antarctic Peninsula, the Trans-Antarctic Mountains and the Southern Ocean regions shaded. (b) The Arctic region: Scandinavia, southern Greenland, the Ural mountains and the North Pacific Ocean regions shaded.

Structure of the polar vortex and wave variance (Ep) distribution COSMIC May-December 2007 in Antarctica at 500 K (about 19-20 km) Vortex boundary Vortex edge October-May 2006/7 for the Arctic vortex at 500 K Contour: Ep, White line: 5-day smoothed UKMO zonal mean zonal winds (m/s, eastward solid), Yellow line: vortex edge (thick) and vortex boundary region (between the thin yellow lines). During winds decreased from 60m/s to 40 m/s in late-sep to Oct (spring), large wave variance is observed inside the vortex boundary with symmetric distribution tion Enhancement of Ep does not occur during the vortex decay phase. But, large Ep in early Jan, Feb and March coincides with SSW (sudden stratospheric warming)

Time-height section of wave variance (Ep) in Antarctica 34km 29km 19-20m COSMIC Region of increased Ep descends in concert with decreasing winds (from 80 to 40 m/s) and a descend d of a region of increased stability. At 71 S (outside of the vortex), the behavior of Ep is similar, but with smaller magnitude. Ep is 1.5 times larger at 61 S (inside the vortex boundary) than at 71S. Contour: Ep at (c) 61 S and (d) 71 S. White line: 5-day smoothed UKMO zonal mean zonal winds (m/s, eastward solid) Yellow: Brunt-Vaisala frequency from COSMIC At 800 K, Ep exceeds 2.5 K 2 for certain short intervals in early July, mid September and early October, which is likely due to orographic source.

Stereographic map of wave variance during August- September-October at 500 K and 1,000 K in Antarctica COSMIC Large Ep (2.0-2.5 K 2 ) is seen lee of the Andes. Orographic effects are dominant at 1,000 K. Esp. in Drake passage and in the lee of the Antarctic Penninsula. During the vortex breakdown from Sep to Oct, Ep is enhanced in the strongest wind zone (40 m/s). Large Ep on the coastline near the Trans-Antarctic mountains Monthly median of wave variance calculated from the original 5-day determinations. White lines: the monthly mean zonal wind (m/s, solid eastward)

Short-term wave variability in Antarctica COSMIC Near-surface wind speed (dotted line, scale to the right) Rotation angle of mean winds Ep at 500 K: thick solid 800 K: dashed 1000 K: thin solid ) Intermittent peaks of Ep occur with 5-10 day duration, with larger values over Andes and Antarctic Peninsula than the Trans- Antarctic mountains. Orographic waves are not continuously generated, but they depend on the mean wind conditions.

Characteristics of Gravity Waves in the Polar Regions GW activity likely depends on a combination of orographic waves, Doppler shifting of tropospheric source waves and some in situ stratospheric wave generation. Antarctic vortex in 2007 shows enhanced Ep distributed about the vortex edge, which is mainly confined within the vortex boundary region between the 400 K and 600 K isentropes, with values approximately double those outside the vortex. The 2006/2007 Arctic vortex structure does not show the same increase of Ep at 400 K 600 K in the vortex boundary region as that observed in the Antarctic. Effects of SSW is more significant in the Arctic region. Wave activity in both hemispheres in the lower stratosphere (400 K 450 K) is directly related to the location of the vortex. The October average shows s 3.0K 2 at 500Kin the lee of the Andes and 1.0 1.5 15K 2 away from mountainous regions within the vortex boundary region. Significant orographic wave events occur in the lee of the Andes and Antarctic Peninsula. Overall, the monthly spring median value of 6.0 7.0 K 2 at 1000 K above the Andes and Antarctic Peninsula is approximately double that over regions with similar wind speeds but less or no topography. p Orographic waves last less than a week, resulting in short term fivefold increases of Ep above both Northern and Southern Hemisphere mountainous regions.

SUMMARY Temperature profiles obtained from GPS-RO are used to analyse the behaviour of atmospheric gravity wave (GW). COSMIC GPS-RO data have resulted in a more detailed understanding of global and regional scale GW activity on shorter time intervals in the lower stratosphere than previously possible. Specifically, the data allow the resolution of waves with vertical wavelengths of abut 2 7 and 15km on time scales of 5-7 days. In the tropics, We have studied convectively generated GW, and found hemispheric and regional scale changes in wave energy which are related to the convective source as well as background wind (QBO) conditions. In the polar regions, We have determined the latitudinal extent of enhanced gravity wave activity around the stratospheric vortex edge. We revealed the symmetric presence of increased gravity wave activity near the vortex edge around the 500K isentrope during Antarctic springtime decay. Most of the wave energy observed above various mountainous regions in the polar and sub-polar regions can be attributed to the presence of orographically generated waves.

CHAMP Hei, H., T. Tsuda, and T. Hirooka, Characteristics of Atmospheric Gravity Wave Activity in the Polar Regions Revealed by GPS Radio Occultation Data with CHAMP, J.Geophys.Res.,vol.113, D04107, doi:10.1029/2007jd008938, 2008 Tsuda,T., M. V. Ratnam, S. P. Alexander, T. Kozu, and Y. Takayabu, Temporal and spatial distributions of atmospheric wave energy in the equatorial stratosphere revealed by GPS radio occultation temperature data obtained with the CHAMP satellite during 2001-2006,Earth Planets Space, Vol. 61 (No. 4), pp. 525-533, 2009 COSMIC Alexander, S. P., T. Tsuda, and Y. Kawatani, COSMIC GPS Observations of Northern Hemisphere Winter Stratospheric Gravity Waves and Comparisons with an Atmospheric General Circulation Model, Geophys. Res. Lett.,. 35, L10808, doi:10.1029/2008gl033174, 2008. Alexander, S. P., T. Tsuda, Y. Kawatani, and M. Takahashi (2008), Global distribution of atmospheric waves in the equatorial upper troposphere and lower stratosphere: COSMIC observations of wave mean flow interactions, J. Geophys. Res., 113, D24115, doi:10.1029/2008jd010039. Kawatani, Y., M. Takahashi, K. Sato, S.P. Alexander, T. Tsuda, Global distribution of atmospheric waves in the equatorial upper troposphere and lower stratosphere: AGCM simulation of sources and propagation, J. Geophys. Res., VOL. 114, D01102, doi:10.1029/2008jd010374, 2009 Alexander. S. P., Klekociuk. A. R., and Tsuda.T.,Gravity wave and orographic wave activity observed around the Antarctic and Arctic stratospheric vortices by the COSMIC GPS-RO satellite constellation, JGR, Vol.114, D17103, doi:10.1029/2009jd011851, 2009

Characteristics of Gravity Waves in the Polar Regions GW activity likely depends on a combination of orographic waves, Doppler shifting of tropospheric source waves and some in situ stratospheric wave generation. Antarctic vortex in 2007 shows enhanced Ep distributed about the vortex edge, which is mainly confined within the vortex boundary region between the 400 K and 600 K isentropes, with values approximately double those outside the vortex. The 2006/2007 Arctic vortex structure does not show the same increase of Ep at 400 K 600 K in the vortex boundary region as that observed in the Antarctic. Effects of SSW is more significant in the Arctic region. Wave activity in both hemispheres in the lower stratosphere (400 K 450 K) is directly related to the location of the vortex. The October average shows 3.0K 2 at 500Kin the lee of the Andes and 1.0 1.5 15K 2 away from mountainous regions within the vortex boundary region. Significant orographic wave events occur in the lee of the Andes and Antarctic Peninsula, based on relatively low wind rotation angles from the surface to 400 K. Overall, the monthly spring median value of 6.0 7.0 K 2 at 1000 K above the Andes and Antarctic Peninsula is approximately double that over regions with similar wind speeds but less or no topography. Orographic waves last less than a week, resulting in short term fivefold increases of Ep above both Northern and Southern Hemisphere mountainous regions. Increases in Ep above the Southern Ocean during October 2007 coincides with strong wind speeds, which are conducive to Doppler shifting of tropospheric

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