Qualification Specification. Qualification Specifications. TQUK Level 2 Award in Principles of Working in Confined Spaces (QCF) High Risk (QCF)

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www.tquk.org Qualification Specifications TQUK Level 2 Award in Principles of Working in Confined Spaces (QCF) Qualification Specification 601/3244/9 TQUK Level 2 Award in Working in Confined Spaces High Risk (QCF) 601/3345/4 TQUK Level 2 Award in Working in Confined Spaces Low and Medium risk (QCF) 1 601/3344/2

Contents Page no: 1. INTRODUCTION 3 2. QUALIFICATIONS SPECIFICATIONS 3 3. INTRODUCTION TO THE QUALIFICATION 4 4. PROGRESSION 4 5. STRUCTURE 5 6. ASSESSMENT 6 7. CENTRE APPROVAL 7 8. COURSE DELIVERY 9 9. CENTRE QUALITY ASSURANCE 12 10. THE TQUK MANAGEMENT SUITE 16 11. USEFUL WEBSITES 16 12. UNITS OF ASSESSMENT 17 13. APPENDIX 1 - Proskills QCF Assessment Strategy 39 14. APPENDIX 2 - Centre Requirements Document 44 2

Introduction Welcome to TQUK. TQUK is an Awarding Organisation recognised by the Office of Qualifications and Examinations Regulation (Ofqual) in England and by the Welsh Government. TQUK offers qualifications on the Qualifications and Credit Framework (QCF). Qualifications regulated by Ofqual are listed on the Register of Regulated Qualifications (http://register.ofqual.gov.uk/ ). We aim to provide qualifications that meet the needs of the industry which are designed by leading professionals and delivered to centres and learners with integrity and compliance in mind. To accompany the qualification, TQUK will provide centres with world class customer service to support the delivery of our qualifications. Please visit our website www.tquk.org for news of our latest developments. Qualification Specifications Each qualification offered by TQUK is supported by a specification that includes all of the information required by a centre to deliver a qualification. Information in the specification includes unit information, assessment and learning outcomes. The aim of the Qualification Specification is to guide a centre through the process for delivering the qualification. Please read alongside the TQUK Centre Handbook. Further details of TQUK s procedures and policies can be found on our website www.tquk.org and accessed via a centre s homepage in the Management Suite. TQUK expects all centres to familiarise themselves with the specification and the Centre Handbook as they will assist in the administration, preparation, delivery and assessment of the qualification. All TQUK literature will be provided through the medium of English. On request, materials can be supplied in Welsh or Irish. Qualification specifications can be found on the TQUK website www.tquk.org Please check the website regularly to ensure that you are using the most up to date version This qualification may be eligible for public funding. If you are applying for funding you should use the QN number. For further advice on funding, contact TQUK. If you have any further questions please contact TQUK. 3

Use of TQUK Logo, Name and Qualifications TQUK is a professional organisation and use of its name and logo is restricted. TQUK s name may only be used by approved centres to promote any TQUK qualifications. When using TQUK s logo, there must be no changes or amendments made to it, in terms of colour, size, border and shading. Only the logo given as part of centre approval should be used. Approved centres must only use the logo for promotional materials such as on corporate/business letterheads, pages of a centre's web site relating to TQUK qualifications, printed brochures, leaflets or exhibition stands. If a centre no longer has TQUK approved centre status, it must immediately discontinue the use of TQUK s logo. Introduction to the Qualification The TQUK suite of Confined Space qualifications are regulated by Ofqual. They are supported by Proskills. Qualification Purpose The TQUK suite of Confined Space qualifications provides learners with the opportunity to develop knowledge and understanding of working in confined spaces. Areas covered include health and safety, classification of confined spaces by risk level and specific requirements for medium and high risk areas. Learners will be able to progress to qualifications in the same, or another, subject area and prepare them for employment. Entry Requirements There are no specific entry requirements, however learners should have a minimum of Level one in literacy and numeracy or equivalent. The qualifications are suitable for learners aged 16 and above. Equivalent units Equivalence allows the replacement of a QCF unit in a qualification with another QCF unit that has comparable content and is of the same or greater credit value and level. Where other units are equivalent they have been indicated in the individual unit details at the end of this specification. Progression Successful learners can progress to other qualifications such as:- TQUK Level 3 Award in Emergency Rescue and Recovery of Casualties from Confined Spaces (QCF) TQUK Level 3 Award in Working as Top Person in High Risk Confined Spaces (QCF) TQUK Level 3 Award in Health and Safety in the Workplace (QCF) Level 3 NVQ Certificate in Occupational Health and Safety (QCF) 4

Structure TQUK Level 2 Award in Principles of Working in Confined Spaces (QCF) Learners must achieve a total of one credit from one Mandatory unit. Unit Title Credit 1 Principles of Working in Confined Spaces Mandatory 1 F/506/2954 TQUK Level 2 Award in Working in Confined Spaces - Low and Medium Risk (QCF) Learners must achieve a minimum of three credits; two credits from the Mandatory units and at least one credit from the optional units. Unit Title Credit 1 Principles of Working in Confined Spaces Mandatory 1 F/506/2954 2 Working in Low and Medium Risk Confined Spaces Mandatory 1 A/506/3648 Unit Title Credit 3a 3b 3c Working as Top Person in Medium Risk Confined Spaces F/506/3649 Working in Confined Spaces in the Construction Industry F/506/3103 Working in Confined Spaces in the Water Industry J/506/3104 Optional 1 Optional 1 Optional 1 5

TQUK Level 2 Award in Working in Confined Spaces High Risk (QCF) Learners must achieve a minimum of five credits; four credits from the Mandatory units and at least one credit from the optional units. Unit Subject area Credit 1 Principles of Working in Confined Spaces Mandatory 1 F/506/2954 3 Working in High Risk Confined Spaces Mandatory 3 T/506/3647 Unit Subject area Credit 5b 3b 3c Working as Top Person in High Risk Confined Spaces M/506/3646 Working in Confined Spaces in the Construction Industry F/506/3103 Working in Confined Spaces in the Water Industry J/506/3104 Optional 3 Optional 1 Optional 1 Guided Learning Hours The credit value of a qualification is based on the time taken by the average learner to achieve the relevant learning objectives. One credit equates to 10 hours of learning. These hours are made up of contact time with a teacher/assessor, referred to as guided learning hours (GLH), and non-contact time for study and assessment activities. Assessment Unit 1, Principles of Working in Confined Spaces is assessed by an externally set and marked multiple choice question paper. The exam paper will be made available, on demand, to the centre three days before the date booked for the assessment. Each exam will consist of 30 questions and 60 minutes will be allowed for completion The exam papers must be stored securely by the centre at all times before and after completion by the learners. 6

Full details of TQUK s requirements for the safe conduct of exams can be found in the Centre Handbook. Compliance with these procedures will be checked during external verification monitoring activities. All other units are assessed through activities, which are developed by the centre, internally marked and sampled as part of quality assurance/ internal verification procedures. Recording documents for the assessments can be found on the TQUK Management Suite. Planned assessment activities must be submitted to TQUK prior to use with learners. The assessment and quality assurance process will be subject to external quality assurance/verification by TQUK. Assessment must meet the requirements of the Proskills Assessment Strategy (Appendix 1) The recommended assessment methods for this qualification are:- Practical Demonstration Group Discussion Case study Written assignment Observation of learner s skills Question and answer sessions All learning outcomes must be met to achieve a Pass - there is no grading Centre Approval To offer any TQUK qualification each centre must be registered with TQUK and meet centre and qualification approval criteria. Approval must be confirmed prior to any assessment of learners taking place. It is essential that centres provide learners with access to appropriate support in the form of specialist resources. Approved centres must seek approval for each qualification they wish to offer. The approval process requires centres to demonstrate that they have the resources including staff to deliver and assess the qualification. Centre Policies In order to obtain centre approval from TQUK, an approved centre must have a range of policies in place. A full list of these policies can be found on the centre s homepage of the TQUK Management Suite in the downloads section. It is a centre s responsibility to ensure that all employees are aware of the policies and procedures and that they are adhered to at all times. Learners should also be informed, by the centre, of policies that are relevant to them such as complaints and appeals. Failure to enforce or adhere to these policies could result in a centre s approval status being withdrawn. TQUK has policies and procedures in place to support centres. Definitions and details can be found in the Centre Handbook and on the TQUK website. These include: 7

Equality and Diversity If a centre does not have an Equality and Diversity Policy, TQUK can provide one. Learners should be made aware that this policy is available for them should they choose to view it. Reasonable Adjustments and Special Considerations TQUK is committed to complying with all current and relevant legislation in relation to the development and delivery of our qualifications which at the time of writing includes, but is not limited to, the Equality Act 2010. We seek to uphold human rights relating to race relations, disability discrimination and special educational needs of our learners and to provide equal reasonable adjustments and special considerations for all learners registered on our qualifications. TQUK expect all approved centres to have in place an Equality and Diversity Policy, which includes the following principles and guidelines: Assessment should be a fair test of learners knowledge and what they are able to do. For some learners the usual format of assessment may not be suitable. We ensure that our qualifications and assessments do not bar learners from taking our qualifications. We recognise that reasonable adjustments or special considerations may be required at the time of assessment where:- learners have a permanent disability or specific learning needs learners have a temporary disability, medical condition or learning needs learners are indisposed at the time of the assessment. The provision for reasonable adjustments and special consideration arrangements is made to ensure that learners receive recognition of their achievement so long as the equity, validity and reliability of the assessments can be assured. Such arrangements are not concessions to make assessment easier for learners, or to provide any learner with unfair advantage. For full details of TQUK's policy and the process for requesting reasonable adjustments and/or special considerations, please refer to the Reasonable Adjustments and Special Considerations Policy on the homepage on the TQUK Management Suite. Appeals Policy TQUK s Appeals Policy is aimed at our customers, including learners, who are delivering, enrolled on or have taken a TQUK approved qualification or unit. It sets out the process a centre should follow when submitting appeals to TQUK and the process TQUK will follow when responding to enquiries and appeals. It is important that staff involved in the management, assessment and quality assurance of TQUK s qualifications are aware of the contents of TQUK s policy. For details of TQUK's policy and procedure on appeals, please refer to the homepage on the TQUK Management Suite. To be approved by TQUK, a centre must have in place an internal Appeals Policy that is shared with learners. 8

Complaints For details of TQUK's policy and procedure on complaints, please refer to the homepage on the TQUK Management Suite. Support from TQUK Approved centres will be able to access support from TQUK whenever necessary. External Verifier visits will be undertaken on a regular basis. TQUK also offer approved centres the service of an Account Manager. An Account Manager s role is to support centres with any administration queries or qualification support. Course Delivery Pre-Course Information All learners should be given appropriate pre-course information regarding any TQUK qualifications. The information should explain about the qualification, the fee, the form of the assessment and any entry requirements or resources needed to undertake the qualification. Initial Assessment Centres should ensure that any learner registered on a TQUK qualification undertakes some form of initial assessment. The initial assessment should be used to inform a teacher/trainer on the level of the learner s current knowledge and/or skills. Initial assessment can be undertaken by a teacher/trainer in any form, depending on the qualification to be undertaken by the learner/s. It is the centre's responsibility to make available forms of initial assessment that are valid, applicable and relevant to TQUK qualifications. All initial assessment findings should be analysed by a teacher/trainer and the information obtained should be used to inform teaching and learning approaches, content delivery and assessment strategies. Initial assessment will be reviewed during the IV and EV process. Learner Registration Once approved to offer a qualification, the centre should register learners before any assessment can take place. Approved centres must follow TQUK s procedures for registering learners on the homepage of the Management Suite. For short courses, TQUK offer the option of registering a course and booking a number of places. Learners are then added once the course has taken place, thus acknowledging situations where substitutions are made at short notice to meet business needs. Resources Learners will need access to the following:- Course manual ICT resources if applicable Equipment at the venue 9

Appropriate general and subject specific texts A suitably equipped venue and resources Other resources to support identified needs of learners. Resources to support the delivery of the qualification This list is not final, additional resources may be added to meet the needs of the learners. Training Requirements Details of centre requirements for the delivery of these qualifications can be found in Appendix 2. Training must be delivered following quality detailed lesson plans. All lesson plans must include:- Aim (a clear concise statement to show what the learners are to achieve by the end of the course) Objectives (to give the learners a step by step guide as to how they are going to achieve the aim of the course) Length of time allocated for each individual session Learner activities during the session Training methods, resources and equipment to be used Methods of assessing the level of knowledge/skills the learners have gained. Trainer/Assessor Requirements The role of a teacher, trainer, tutor or assessor is to deliver TQUK qualifications to learners. They must be qualified in the subject area they are delivering. Any centre staff delivering a qualification must also hold relevant experience of delivery of that qualification or work experience in the qualification subject. The responsibility of a trainer, teacher, tutor or assessor is to ensure that learners gain knowledge and/or skills when studying a TQUK qualification. They must ensure that they follow TQUK s qualification specifications and deliver an interesting and informative course to learners. They must ensure learners receive the correct support and/or advice to assist them in achieving their qualification. All TQUK qualifications must be delivered in a professional manner. It is a teacher/trainer s responsibility to ensure that all sessions are fully planned and prepared and that all resources are available to learners. In order to gain approval by TQUK to deliver any qualification in the Confined Space suite trainers/assessors must meet the requirements of the Proskills QCF Assessment Strategy (Appendix 1) and: Show at least two years experience out of the previous five years of working in confined spaces in suitable sectors such as wider utilities, oil & gas, mining, civil engineering, nuclear energy etc - this can include training or assessment in a vocational and occupational environment. The experience must include a thorough working knowledge of: o Current confined spaces regulations; Water UK s Occasional Guidance Note (OGN) for water qualifications, current National Occupational Standards (NOS) and ACOP s o The dynamics producing the confined space. o The nature and implications of hazards in confined spaces 10

o The range and function of gas monitoring o The selection and use of personal protective equipment (PPE) which is common and currently used. o The range and function of breathing apparatus associated with the relevant risk level. o The operation and use of safe systems of work, including permits to work schemes. Be able to demonstrate an ability to: o prepare assessment work sites and present instructions to assessment learners effectively. o discriminate between safe and unsafe learner performance and hold a teaching qualification such as: o Further and Adult Education Teachers Certificate o Cert Ed/PGCE/B Ed/M Ed o PTLLS/CTLLS/DTLLS o Level 3 Award/4 Certificate/5 Diploma in Education and Training and be occupationally competent in the training and/or assessing and operating within Learning and Development NOS 9 Assess Learner Achievement, evidenced by one or more of the following or equivalent qualification: o Level 3 Award in Assessing Competence in the Work Environment (QCF) o Level 3 Award in Assessing Vocationally Related Achievement (QCF) o Level 3 Award in Understanding the Principles and Practices of Assessment (QCF) o Level 3 Certificate in Assessing Vocational Achievement (QCF) o A1 or D32/D33 or attend a CPD event for trainer/assessors held by TQUK Assessment Policy A centre must ensure that assessment is valid, reliable and does not disadvantage or advantage any group of learners or individuals. The assessment procedure should be open, fair and free from bias. There should also be accurate and detailed recording of assessment decisions. In order to do this, the centre should:- Assess learners evidence using only the published assessment criteria Ensure that assessment decisions are impartial, valid and reliable Develop assessment procedures that will minimise the opportunity for malpractice Maintain accurate and detailed records of assessment decisions Maintain a robust and rigorous internal verification procedure Annually provide samples for external verification, as required by the awarding body Monitor external verifier reports and undertake any remedial action required Share good assessment practice between all training teams 11

Ensure that assessment methodology is understood by all staff Provide resources to ensure that assessment can be performed accurately and appropriately Results and Certification Results and certificates will be issued to centres once they have undertaken the required internal quality assurance procedures and have undergone external quality assurance activities, necessary for each qualification. It is a centre s responsibility to ensure learners are notified about the result of any assessment outcomes. Approved centres must also fully inform learners regarding how and when they are able to obtain any results and/or certificates after successfully completing a course. Once all course documentation has been received and quality assured, certificates will be dispatched and should be received at the centre within 48 hours. To inform TQUK of learners who have passed, centres should use the Registering a Group of Learners section on the homepage of the TQUK Management Suite. Should exceptional circumstances arise and a certificate is lost or damaged, learners may request a replacement certificate. Replacement certificates will have the same standing as original certificates and will incur a fee. An approved centre should make replacement certificate requests to TQUK Centre Quality Assurance TQUK require each centre to have a functioning quality system in place that is appropriate to the centre s size and volume of learners. The centre should also maintain sufficient records that demonstrate the use of quality systems and the outcomes of key monitoring activities. All qualifications should be delivered to a high standard and assessment and internal quality assurance/verification must be embedded throughout a centre s quality assurance system. Each approved centre must employ staff who can undertake a number of specific roles that allow the centre to function effectively. Some centre roles can be undertaken by different individuals or the same person, depending on the size of the centre and the volume of TQUK qualification being delivered. Full details of centre and TQUK responsibilities for quality assurance can be found on the TQUK website and in the Centre Handbook. Internal Verifier The role of an Internal Verifier (IV) is at the heart of the quality assurance and management systems of each approved TQUK Centre. There are three main aspects of the Internal Verifier role: - Verifying assessment Developing and supporting teachers, trainers, tutors and assessors Managing the quality of delivery Verifying assessment is concerned with maintaining the quality of assessment for all learners. In most centres this forms the core part of the Internal Verifier s duties, and is by far the most time consuming. There are three strands 12

to verifying assessment:- sampling assessments, monitoring assessment practice and standardising assessment judgements. IVs should offer advice and guidance on best practice to trainers and assessors. IVs will undertake regular observations of trainers and assessors. They will also review learners portfolios and undertake standardisation activities as part of this support. IVs will be expected to devise and undertake sampling activities in line with centre approval responsibilities. They are also responsible for managing the quality of delivery by trainers, to ensure learners are receiving the best possible teaching and learning. IVs set best practice standards in centres. Full details of TQUK's requirements for Internal Verification can be found in the Centre Handbook. Internal Verifier Requirements Internal verifiers must have relevant experience in delivering and/or assessing the subject they are internally verifying. This includes having a working knowledge of the requirements of the qualification, and a thorough knowledge and understanding of the role of tutors/assessors and internal quality assurance. They must support tutors and assessors in their delivery and assessment of a qualification. Internal verifiers should also observe assessments. All those who quality assure these qualifications internally must meet the requirements of the Proskills QCF Assessment Strategy (Appendix 1) and: Show at least two years experience out of the previous five years of working in confined spaces in suitable sectors such as wider utilities, oil & gas, mining, civil engineering, nuclear energy etc - this can include training or assessment in a vocational and occupational environment. The experience must include a thorough working knowledge of: o Current confined spaces regulations; Water UK s Occasional Guidance Note (OGN) for water industry unit, current National Occupational Standards (NOS) and ACOP s o The dynamics producing the confined space. o Nature and implications of hazards in confined spaces o The range and function of gas monitoring o The selection and use of personal protective equipment (PPE) which is common and currently used. o The range and function of breathing apparatus associated with the relevant risk level. o The operation and use of safe systems of work, including permits to work schemes. Be able to demonstrate an ability to: o prepare assessment work sites and present instructions to assessment learners effectively. o discriminate between safe and unsafe learner performance and Hold one of the following qualifications or their recognised equivalent: o Level 3 Award in Assessing Competence in the Work Environment or o Level 3 Certificate in Assessing Vocational Achievement, or o A1 Assess learner performance using a range of methods, or 13

o o o o o D32 Assess learner performance and D33 Assess learner using differing sources of evidence Level 4 Award in the Internal Quality Assurance of Assessment Processes and Practice, or Level 4 Certificate in Leading the Internal Quality Assurance of Assessment Processes and Practice, or V1 Conduct internal quality assurance of the assessment process or D34 Internally verify the assessment process or attend a CPD event for IVs held by TQUK Internal verifiers who do not hold one of the internal quality assurance qualifications listed above, must follow the principles set out in Learning and Development NOS 11 - Internally monitor and maintain the quality of assessment. External Quality Assurance/Verification External quality assurance (EQA) is carried out to ensure a centre is using valid reliable, fair and ethical assessment and internal quality assurance processes. External quality assurers/verifiers (EVs) will be appointed by TQUK to approve a centre, and to monitor delivery, assessment and internal quality assurance. Annual EV visits are provided free, however, additional support visits can be requested at any time which will incur a charge. Additional support can include specific advice regarding particular qualification requirements, and/or assessment and internal quality assurance guidance. If centres have any specific qualification questions, they should contact TQUK. TQUK will make contact with a centre to arrange external quality assurance activities and may request information in advance of an EV visit. Malpractice & Maladministration Policy Definition of Malpractice Malpractice is any activity or practice which deliberately contravenes regulations and compromises the integrity of the internal or external assessment process and/or the validity of certificates. It covers any deliberate actions, neglect, default or other practice that compromises, or could compromise:- the assessment process the integrity of a regulated qualification the validity of a result or certificate the reputation and credibility of TQUK the qualification or the wider qualifications community Malpractice may include a range of issues from the failure to maintain appropriate records or systems to the deliberate falsification of records in order to claim certificates. It also covers misconduct and forms of unnecessary discrimination or bias towards certain or groups of learners. 14

Definition of Maladministration Maladministration is any activity or practice which results in non-compliance with administrative regulations and requirements and includes the application of persistent mistakes or poor administration within a centre (e.g. inappropriate learner records) Centre s Responsibility It is important that centre staff involved in the management, assessment and quality assurance of TQUK qualifications, and learners, are fully aware of the contents of the policy and that centres have arrangements in place to prevent and investigate instances of malpractice and maladministration. A failure to report suspected or actual malpractice/maladministration cases, or have in place effective arrangements to prevent such cases, may lead to sanctions being imposed on a centre (see TQUK s Sanctions Policy in the downloads section of the TQUK Management Suite for details of the sanctions that may be imposed). TQUK can provide centres with guidance/advice/support on how to prevent, investigate, and deal with malpractice and maladministration. A centre s compliance with this policy and how it takes reasonable steps to prevent and/or investigate instances of malpractice and maladministration, will be reviewed by TQUK periodically through ongoing centre monitoring arrangements. Should an investigation be undertaken into a centre, the head of centre must:- respond speedily and openly to all requests relating to the allegation and/or investigation cooperate and ensure that staff cooperate fully with any investigation and/or request for information. For full details of TQUK's policy on malpractice and maladministration, please refer to the homepage on the TQUK Management Suite. 15

The TQUK Management Suite Once a centre registers with TQUK they will be given a centre login to the Management Suite where they will enter their centre details. The TQUK Management Suite holds information regarding the centre approval process. The booking and management of a centre's qualifications with TQUK is user friendly and designed to help in the administration of qualifications. Centres will be able to register learners and course details via their homepage on the Management Suite. A centre will be able to register:- Course details Trainer/Tutor/Assessor and IV details Learner details Results for certification Training on the Management Suite will be given to a new centre, once approved. Useful Websites Health and Safety Executive www.hse.gov.uk Office of Qualifications and Examinations Regulation www.ofqual.gov.uk Register of Regulated Qualifications http://register.ofqual.gov.uk Proskills www.proskills.co.uk For further details regarding approval and funding eligibility please refer to the following websites: o Skills Funding Agency http://skillsfundingagency.bis.gov.uk/ for public funding information for 19+ learners in England o LARA Learning Aim Reference Application https://gateway.imservices.org.uk/sites/lara/pages/welcome.aspx for information on funding rates for qualifications in England. o DAQW Database of Approved Qualifications www.daqw.org.uk for public funding in Wales o Department for Employment and Learning www.delni.gov.uk or Department of Education www.deni.gov.uk for public funding in Northern Ireland. 16

Units of Assessment - Unit 1 Title: Principles of Working in Confined Spaces F/506/2954 Unit Number: 1 Level: 2 Credit value: 1 Guided learning hours 10 Learning outcomes Assessment criteria The learner will: 1. Understand how to work within legislation and regulations The learner can: 1.1 Outline the main principles of health and safety and environmental legislation and regulations 1.2 Explain own responsibility to comply with the main principles of health and safety and environmental legislation and regulations 1.3 Summarise guidance relating to identifying a confined space 1.4 Explain how enclosed areas could become confined spaces due to the presence of a hazard 1.5 Describe hazards that can produce a confined space 1.6 Identify manufacturers instructions relating to use of equipment 1.7 Describe and use local site procedures 2. Understand how to work safely in confined spaces 2.1 Explain how to assess risk for working safely in confined spaces 2.2 Explain how to reduce the risk to an acceptable level for the work to be carried out 2.3 Explain how to prepare and check equipment and tools prior to use 17

2.4 Explain how to use equipment and tools safely 2.5 Explain the roles within a team working in a confined space 2.6 Explain the precautions to take when working alone 3. Understand how to deal with emergencies 3.1 Explain how emergency situations can arise in a confined space 3.2 Describe the different roles and responsibilities of team members for dealing with emergencies 3.3 Explain how to deal with injuries to personnel and the general public 3.4 Explain how to deal with irregularities and abnormal situations 3.5 Describe different types of emergency situation 3.6 Explain procedures for dealing with emergencies 3.7 Describe communications and reporting systems for emergency situations 4. Apply relevant industry standards for working in low or medium risk confined spaces 4.1 Explain different classification schemes and how to identify the confined space classification 4.2 Explain how to map own organisation s classifications into National Occupational Standards for confined spaces 4.3 Describe entry procedures for confined spaces 4.4 Explain how to carry out real-time assessment of risks and hazards 4.5 Describe procedures and methods of working suitable to low or medium risk environments and local conditions 4.6 Explain how to monitor conditions and work activity 5. Understand the communication skills needed for efficient working 5.1 Explain how to resolve problems speedily and with the designated personnel where other people or organisations are involved 18

5.2 Describe communications methods for keeping in contact with other people during work in confined spaces 5.3 Describe reporting systems for routine and nonroutine work activities and resolving problems Additional information about the unit Details of the relationship between the unit and relevant national occupational standards (if appropriate) The unit relates to Energy and Utility Skills Confined Spaces NOS including the knowledge requirements of EUSCS01 Assessment requirements specified by a sector or regulatory body (if appropriate) This unit must be assessed in accordance with: Proskills QCF Assessment Strategy 19

Unit 2 Title: Working in Low and Medium Risk Confined Spaces A/506/3648 Unit number: 2 Level: 2 Credit value: 1 Guided learning hours 10 Learning outcomes Assessment criteria The learner will: 1. Be able to prepare to work safely in confined spaces The learner can: 1.1 Demonstrate how to check that all equipment is in good order and ready for use 1.2 Obtain authorisation for entry and health and safety information from designated personnel 1.3 Demonstrate how to make arrangements for communications for lone-working situations 1.4 Demonstrate how to maintain a safety zone to exclude workers and the public 1.5 Demonstrate how to check that the risk assessment reflects the site conditions before starting work 1.6 Demonstrate how to set up monitoring equipment and confirm it is working before entering the confined space 2. Be able to enter and exit confined spaces safely 2.1 Demonstrate how to confirm that atmospheric conditions are safe 2.2 Demonstrate how to set up and inspect access equipment to make sure it is safe before use 2.3 Enter and exit the confined space in line with procedures for working at the defined level of risk 2.4 Resolve any problems of work or team members 20

with the designated personnel 3. Be able to use equipment and tools safely and in accordance with manufacturers specifications 3.1 Demonstrate how to check all equipment and tools are suitable for the job before using them 3.2 Demonstrate how to check suitability of all personal protective equipment (PPE) and respiratory protective equipment (RPE) before use 3.3 Use the specified method to introduce equipment and tools into the confined space 3.4 Make sure equipment and tools are removed from the site when work is finished 4. Be able to follow procedures and work safely 4.1 Demonstrate how to set up, test and confirm communications systems are working before moving away from the entry point 4.2 Inform at least one other person in advance of starting work where it involves lone-working 4.3 Demonstrate how to control access of people and vehicles around the entry point 4.4 Use PPE as specified for the job 4.5 Follow employers safe working procedures and manufacturers equipment instructions 4.6 Demonstrate vigilance to possible risks and hazards 5. Be able to identify and deal with problems 5.1 Demonstrate how to regularly monitor atmospheric conditions within the confined space 5.2 Resolve any problems connected to the work, with the designated personnel 5.3 Act immediately to remedy any unsafe activity, equipment, and environmental conditions 5.4 Demonstrate how to control risks which arise during working 5.5 Respond to information from monitoring equipment 21

6. Be able to complete the work and reporting procedures 6.1 Demonstrate how to close down and make the work area safe when work is finished 6.2 Complete all documentation and reports 6.3 File the reports in or pass them to designated personnel 7. Be able to deal with emergencies 7.1 Demonstrate how to start emergency exit procedures immediately a dangerous situation arises 7.2 Demonstrate how to exit the confined space safely 7.3 Demonstrate recording and reporting of the emergency incident and its circumstances Additional information about the unit Equivalent unit K/601/8036 Working in medium risk confined spaces Details of the relationship between the unit and relevant national occupational standards (if appropriate) Assessment requirements specified by a sector or regulatory body (if appropriate) The unit relates to Energy and Utility Skills Confined Spaces NOS including EUSCS01, EUSCS02 This unit must be assessed in accordance with: Proskills QCF Assessment Strategy 22

Unit 3 Title: Working in High Risk Confined Spaces T/506/3647 Unit ref.no. 3 Level: 2 Credit value: 3 Guided learning hours 24 Learning outcomes Assessment criteria The learner will: 1. Be able to prepare to work safely in high risk confined spaces The learner can: 1.1 Demonstrate how to check that all equipment is in good order and ready for use 1.2 Obtain authorisation for entry and health and safety information from designated personnel 1.3 Demonstrate how to maintain a safety zone to exclude workers and the public 1.4 Demonstrate how to check that the risk assessment reflects the site conditions before starting work 1.5 Demonstrate how to set up monitoring equipment and confirm it is working before entering the confined space 1.6 Demonstrate how to put in place and confirm isolation of any connecting services 2. Be able to enter and exit high risk confined spaces safely 2.1 Demonstrate how to confirm that atmospheric conditions are safe 2.2 Demonstrate how to set up and inspect access equipment to make sure it is safe before use 2.3 Demonstrate entry and exit procedures for working in high risk confined spaces 2.4 Demonstrate use of hoists and safety lines as set down in procedures 23

3. Be able to prepare and use respiratory protective equipment RPE for working (and escape) purposes in accordance with manufacturers specifications 3.1 Adhere to all procedures regarding the carrying and use of working RPE 3.2 Examine and confirm the suitability of the working RPE for the job 3.3 Demonstrate how to carry out pre-use safety and user tests to confirm the appropriate working RPE and its fit comply with current legislation, manufacturers specifications and approved codes of practice 3.4 Resolve any problems with the appropriate working RPE and report non-conformities 3.5 Demonstrate how to fit, adjust and wear the designated RPE to carry out work 3.6 Continuously monitor the appropriate working RPE during operation and use 3.7 Demonstrate how to fit, adjust and wear appropriate RPE and exit confined space for escape purposes 4. Be able to use equipment and tools safely and in accordance with manufacturers instructions 4.1 Demonstrate how to check all equipment and tools are suitable for the job before using them 4.2 Demonstrate how to check all personal protective equipment (PPE) is suitable and compatible with RPE prior to use 4.3 Resolve any problems with equipment and tools before and during their use 4.4 Use the specified methods to introduce equipment and tools into the confined space 4.5 Recover and remove equipment and tools when work is finished 5. Be able to follow procedures and work safely 5.1 Demonstrate how to set up, test and confirm communications systems are working before moving away from the entry point 5.2 Demonstrate how to control access of people and vehicles around the entry point 5.3 Use PPE as specified for the job 5.4 Follow employers safe working procedures and 24

manufacturers equipment instructions 5.5 Demonstrate vigilance to possible risks and hazards 6. Be able to identify and deal with problems 6.1 Regularly monitor atmospheric conditions within the confined space 6.2 Resolve any problems connected to the work, with the designated personnel 6.3 Act immediately to remedy any unsafe activity, equipment and environmental conditions 6.4 Demonstrate how to control risks which arise during working 6.5 Respond to information from monitoring equipment 7. Be able to complete the work and the follow up procedures 7.1 Demonstrate how to close down and make the work area safe when work is finished 7.2 Carry out manufacturers and employers instructions for after use checks and storage of all equipment including RPE 7.3 Take steps to maintain or repair faulty equipment including working RPE 7.4 Demonstrate how to return the appropriate working RPE after use to the supplier or manufacturer for specialist cleaning and restoration 7.5 Store working RPE in designated storage ready for the next job 7.6 Complete all documentation and reports 7.7 File the reports or pass them to designated personnel 8. Be able to deal with emergencies 8.1 Demonstrate how to start emergency exit procedures immediately a dangerous situation arises 8.2 Demonstrate how to exit the confined space safely 8.3 Record and report the emergency incident and its circumstances 8.4 Follow and maintain emergency procedures throughout the incident 25

Additional information about the unit 8.5 Demonstrate how to arrange for basic first aid to be available for recovered surface casualties Details of the relationship between the unit and relevant national occupational standards (if appropriate) Assessment requirements specified by a sector or regulatory body (if appropriate) The unit relates to Energy and Utility Skills Confined Spaces NOS including EUSCS03 This unit must be assessed in accordance with: Proskills QCF Assessment Strategy 26

Unit 4 Title: Working as Top Person in Medium Risk Confined Spaces F/506/3649 Unit ref. no. 4 Level: 2 Credit value: 1 Guided learning hours 10 Learning outcomes Assessment criteria The learner will: 1. Be able to prepare to act as safety attendant for teams working in medium risk confined spaces The learner can: 1.1 Demonstrate how to interpret a work plan and arrange for the necessary equipment to be available 1.2 Demonstrate how to arrange for all required equipment to be available prior to entering the site 1.3 Demonstrate how to check that the risk assessment reflects the site conditions before starting work 1.4 Demonstrate how to determine work team activities 1.5 Demonstrate how to organise and maintain a safety zone around the work site 1.6 Demonstrate how to confirm communications systems are set up, tested and are working before team move away from the entry point 2. Be able to prepare team for working in confined spaces 2.1 Demonstrate how to put together a competent work team 2.2 Allocate activities to each team role 2.3 Confirm all team members know and understand their roles 2.4 Brief the team on the nature of the specific confined space 3. Be able to oversee safe entry to and 3.1 Demonstrate how to check atmospheric conditions are safe before the work team enters the confined 27

exit from confined spaces space 3.2 Demonstrate how to oversee and check the work team enter and exit in line with procedures 3.3 Make sure procedures regarding the carrying and use of appropriate respiratory protective equipment (RPE) are followed 3.4 Make sure the work team use the detection equipment and entry equipment correctly 3.5 Demonstrate how to oversee recovery of equipment and tools from site when work is finished 3.6 Control access of people and vehicles around the entry point 4. Be able to monitor work team to ensure procedures are followed 4.1 Resolve any problems connected to the work or team members with the designated personnel 4.2 Demonstrate how to act immediately to remedy any unsafe activity, equipment, and environmental conditions 4.3 Monitor continuously the work team and ensure compliance with procedures 4.4 Demonstrate how to monitor environmental readings regularly and respond to information from monitoring equipment 4.5 Communicate regularly with the work team at all stages of the work 4.6 Demonstrate how to initiate site hygiene procedures 5. Be able to prepare for emergencies 5.1 Demonstrate how to confirm the emergency arrangements, procedures and communications systems are in place and working properly 5.2 Make the emergency arrangements known to all work team, support personnel and off-site personnel 5.3 Explain the responsibilities of a rescue team 5.4 Demonstrate how to prepare and use escape breathing apparatus 28

6. Be able to deal with emergencies 6.1 Demonstrate how to set up exclusion zones to prevent entry by unauthorised people following emergency situations 6.2 Demonstrate how to arrange for basic first aid to be available 6.3 Demonstrate how to start emergency procedures immediately a dangerous situation arises 6.4 Demonstrate supervision of procedures for exiting the confined space 7. Be able to hand over and conclude incident 7.1 Demonstrate how to hand over to emergency services 7.2 Demonstrate how to close down and make the work area safe when work is finished 7.3 Make reports and complete all documentation and deposit them with the designated people Additional information about the unit Equivalent unit F/601/7412 Working in Medium Risk Confined Spaces _Top Person Non-Entrant_ Details of the relationship between the unit and relevant national occupational standards (if appropriate) The unit relates to Energy and Utility Skills Confined Spaces NOS including EUSCS04 Assessment requirements specified by a sector or regulatory body (if appropriate) This unit must be assessed in accordance with Proskills QCF Assessment Strategy 29

Unit 5 Title: Working in Confined Spaces in the Construction Industry F/506/3103 Unit ref.no. 5 Level: 2 Credit value: 1 Guided learning hours 10 Learning outcomes Assessment criteria The learner will: 1. Be able to safely enter and exit low/medium risk confined spaces in the construction industry The learner can: 1.1 Explain entry and exit procedures for low/medium risk confined spaces in the construction industry 1.2 Use local site procedures when entering and exiting confined spaces 1.3 Demonstrate entry and exit procedures for low/medium risk confined spaces in the construction industry 2. Understand how to reduce risk when working in a confined space in the construction industry 2.1 Explain how to carry out real-time assessment of risks and hazards 2.2 Identify the hazards and substances associated with working in medium risk confined spaces 2.3 Explain how to reduce the risk to an acceptable level for the work to be carried out 3. Be able to work safely in confined spaces in the construction industry 3.1 Describe procedures and methods of working suitable for low/medium risk environments and local conditions 3.2 Describe the precautions to take when working alone 3.3 Explain how to monitor conditions and work activity 30

3.4 Explain how to ensure equipment and tools are fit-for-purpose and how to use them safely 3.5 Follow manufacturers instructions relating to use of equipment 3.6 Explain the roles when working as part of a team in a confined space 4. Be able to deal with emergencies which may arise when working in a low/medium risk confined space in the construction industry 4.1 Identify different types of emergency situation 4.2 Explain how emergency situations can arise in a confined space 4.3 Identify the different roles and responsibilities for dealing with emergencies 4.4 Demonstrate how to deal with irregularities and abnormal situations 4.5 Demonstrate how to deal with injuries to personnel and the general public 4.6 Demonstrate procedures for dealing with emergencies 5. Understand how to communicate with others when working in a confined space in the construction industry 5.1 Explain how to resolve problems speedily and with the designated personnel where other people or organisations are involved 5.2 Explain communications methods for keeping in contact with other people during work in low and medium risk confined spaces 5.3 Describe reporting systems for routine and nonroutine work activities and resolving problems 5.4 Describe communications and reporting systems for emergency situations Additional information about the unit Details of the relationship between the unit and relevant national occupational standards (if appropriate) The unit relates to Energy and Utility Skills Confined Spaces NOS including EUSCS01, EUSCS02 31

Assessment requirements specified by a sector or regulatory body (if appropriate) This unit must be assessed in accordance with Proskills QCF Assessment Strategy 32

Unit 6 Title: Working in Confined Spaces in the Water Industry J/506/3104 Unit Ref.no. 6 Level: 2 Credit value: 1 Guided learning hours 10 Learning outcomes Assessment criteria The learner will: 1. Be able to safely enter and exit low/medium risk confined spaces in the water industry The learner can: 1.1 Explain entry and exit procedures for low/medium risk confined spaces in the water industry 1.2 Use local site procedures when entering and exiting confined spaces 1.3 Demonstrate entry and exit procedures for low/medium risk confined spaces in the water industry 2. Understand how to reduce risk when working in a confined space in the water industry 2.1 Explain how to carry out real-time assessment of risks and hazards 2.2 Identify the hazards and substances associated with working in medium risk confined spaces 2.3 Explain how to reduce the risk to an acceptable level for the work to be carried out 3. Be able to work safely in a confined space in the water industry 3.1 Describe procedures and methods of working suitable for low/medium risk environments and local conditions 3.2 Explain how to monitor conditions and work activity 3.3 Explain how to ensure equipment and tools are fit-for-purpose and how to use them safely 33