Trip Report, Marine Mammal Monitoring Mine Neutralization Exercise Events, September 2012 VACAPES Range Complex

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February 2013 Trip Report, Marine Mammal Monitoring Mine Neutralization Exercise Events, September 2012 VACAPES Range Complex Prepared for: Commander, United States Fleet Forces Command Prepared by: Naval Facilities Engineering Command, Atlantic

Marine Mammal Monitoring Trip Report Page i Table of Contents SECTION 1: INTRODUCTION... 3 SECTION 2: MINE NEUTRALIZATION EXERCISE (MINEX) EVENT DESCRIPTION... 4 SECTION 3: METHODS... 4 3.1. Shipboard Marine Mammal Monitoring... 4 3.2. Acoustic Marine Mammal Monitoring... 6 3.3. Schedule of Events... 6 SECTION 4: RESULTS... 7 SECTION 5: CONCLUSION... 12 5.1. Marine Mammal Monitoring... 12 5.2. Lessons Learned... 13 5.2.1. Shipboard Marine Mammal Monitoring... 13 5.2.2. Operational Information... 13 SECTION 6: ACKNOWLEDGEMENTS... 13 SECTION 7: REFERENCES... 14 List of Tables Table 3-1. MMO Data Category Descriptions... 5 Table 3-2. Schedule of Events... 6 Table 4-1. Marine Species Real-Time Acoustic Detections and Sightings Data... 9 List of Figures Figure 4-1. Location of Sightings, Vessels, and Detonations... 10 Figure 4-2. Location of Acoustic Data Recording Devices... 11

Marine Mammal Monitoring Trip Report Page ii List of Acronyms and Abbreviations degree(s) BSS Beaufort Sea State C-POD Click-Porpoise Detector DoN Department of the Navy EAR(s) Ecological Acoustic Recorder(s) EOD explosive ordnance disposal EDT Eastern Daylight Time ESA Endangered Species Act ft foot/feet GPS global positioning system km kilometer(s) kts knot(s) (nautical mile(s) per hour) lb pound(s) m meter(s) min minute(s) MMPA Marine Mammal Protection Act MINEX mine neutralization exercise MMO marine mammal observer nm nautical mile(s) NMFS National Marine Fisheries Service PMAP Protective Measures Assessment Protocol SEL sound exposure level SPL sound pressure level TEU Training and Evaluation Unit TTS temporary threshold shift U.S. United States VACAPES Virginia Capes yd yard(s)

Marine Mammal Monitoring Trip Report Page 3 SECTION 1: INTRODUCTION In order to comply with federal regulations, the United States (U.S.) Navy must obtain a Letter of Authorization (LOA) from the National Marine Fisheries Service (NMFS) under the Marine Mammal Protection Act (MMPA) and an Incidental Take Statement (ITS) under the Endangered Species Act (ESA) for training activities. The Virginia Capes (VACAPES) Range Complex Monitoring Plan (DoN 2009), finalized in June 2009, was developed with NMFS to comply with the requirements under the LOA obtained for explosives training (NMFS 2012). The VACAPES Range Complex Monitoring Plan is one component of the overall effort the U.S. Navy is undertaking to understand its potential effects and the biological consequences of those effects to protected marine species. The VACAPES Range Complex Monitoring Plan has been designed as a collection of focused studies to gather data that will allow the U.S. Navy to address the following questions: 1. What are the behavioral responses of marine mammals and sea turtles that are exposed to explosives at specific levels? 2. Is the U.S. Navy s suite of mitigation measures for explosives (e.g., Protective Measures Assessment Protocol [PMAP], major exercise measures agreed to by the U.S. Navy through permitting) effective at avoiding temporary threshold shift (TTS), injury, and mortality of marine mammals and sea turtles? In order to answer these questions, data are to be collected through various means, including contracted vessel and aerial surveys, passive acoustics, and placing marine mammal observers (MMOs) aboard U.S. Navy assets. A noise measurement study was conducted in conjunction with Mine Neutralization Exercise (MINEX) events. As part of this data collection effort, seven U.S. Navy MMOs (Ms. Sarah Bellau, Ms. Taura Huxley, Mr. Joel Bell, Mr. Scott Chappell, Ms. Deanna Rees, Ms. Cara Hotchkin, and Ms. Mandy Shoemaker) participated in monitoring the MINEX events on 11 September 2012. The MMOs were stationed aboard two vessels (four on the Ocean Explorer operated by the Virginia Beach Aquarium and three on the Instigator operated by a private charter vessel captain) that were conducting the noise measurement study. MMOs rotated positions throughout the day during the event (on the vessel that they were originally stationed), with two MMOs stationed as observers on the viewing platform and one MMO stationed as a data recorder on the ship deck. The primary goal of the MMOs was to collect data on marine mammals and sea turtles observed during training activities and to answer the follow questions: 1. Are marine mammals and sea turtles exposed to explosives? 2. If so, at what levels? 3. Did exposed marine mammals/sea turtles show a behavioral response?

Marine Mammal Monitoring Trip Report Page 4 A secondary goal for the monitoring was to familiarize the MMOs with at-sea U.S. Navy operations and to gather information to facilitate future MMO opportunities. This secondary goal is captured as lessons learned in Section 5.2. SECTION 2: MINE NEUTRALIZATION EXERCISE (MINEX) EVENT DESCRIPTION During a MINEX training event, explosive ordnance disposal (EOD) training and evaluation unit (TEU) personnel detect, identify, evaluate, and neutralize practice mines. In this specific case, training mine shapes were deployed and then the EOD divers searched the area to locate the shapes. Once found, in order to neutralize the mine, the EOD divers placed an explosive charge on the mine. A timer on the charge was activated (~10 minutes [min]), and then the EOD divers swam over to nearby small boats where they were picked up by and taken a specified distance away from the charge for safety reasons. Specifically for the noise measurement study, this evolution was repeated with five times with five different size explosive charges, consisting of 0.5 pound (lb), 1 lb, 5 lb, 10 lb, and 0.23 lb. The detonation depth was within the water column at 9 meters (m) from the surface for the 0.5 lb, 5 lb, and 0.23 lb charges, and on the bottom at 14 m for the 1 lb and 10 lb charges. These training events were performed on 11 September 2012 in the W-50A/R-6606 area and participants were members of the EODTEU-2 group located out of Dam Neck, Virginia. SECTION 3: METHODS 3.1. SHIPBOARD MARINE MAMMAL MONITORING Traditional line-transect vessel surveys were not possible as part of the 11 September 2012 MINEX monitoring events, because the equipment involved in the noise measurement study required that the vessels be anchored. The two vessels (Vessels 1 and 2) were anchored at different distances for the explosive detonations. Vessel 1 was positioned at a distance of 160 m (175 yards [yd]) from the 0.5 lb and 1 lb charges and then at a distance of 949 m (1,037 yd) from the 5 lb, 10 lb, and 0.23 lb charges. Vessel 2 was at a distance of 429 m (469 yd) for all detonations. The MMOs used naked eye and 7x50 binoculars to scan a detonation site and surrounding mitigation zone (within 1,000 yards [yd] of the detonation site for a MINEX event using a time delayed firing device). MMOs observed on a not-to-interfere basis, which means that the MMOs were in addition to and did not replace required U.S. Navy lookouts as part of current mitigation and did not dictate operational requirements/maneuvers. The only exception would be if a marine mammal or sea turtle was sighted by the MMO within the mitigation zone, and was not sighted by the U.S. Navy lookout, the MMO would report the sighting to the lookout for appropriate reporting and action. When an animal was visually detected, the MMO would collect information on sighting, environmental, and operational parameters (Table 3-1). When practicable, still photographs were obtained by the MMOs.

Marine Mammal Monitoring Trip Report Page 5 Table 3-1. MMO Data Category Descriptions Data Category Description Sightings Information Effort (on/off) On effort means actively searching for marine mammals; time spent off effort could result from vacating the bridge wing for operational reasons. Date Format in mm/dd/yyyy. Time Time provided in Eastern Daylight Time (EDT). Location This is the location of the vessel at the time of the sighting, provided by the MMOs. Detection sensor Visual, provided by the MMOs. Species/group Determined by the MMO. Group size Estimated by the MMO. (best/max/min) # calves Estimated by the MMO. Individual behaviors: breach, porpoise, spin, bowride, feeding, head slap, social, tail slap, pectoral fin slap, other Behavior Whale behaviors: blow, no blow rise, fluke up, peduncle arch, unidentified large splash Group behaviors: rest, mill, travel, surface active travel, surface active mill Animal bearing (true) Estimated by the MMO. Animal motion relative Estimated by the MMO (closing, parallel, opening). to ship Distance from ship (yd) Estimated by the MMO using reticled binoculars or naked eye. Length of contact Estimated by the MMO. Environmental Information Wave height (ft) Estimated by the MMO. Visibility Estimated by the MMO. Beaufort Sea State (BSS) Estimated by the MMO. Swell direction (true) Estimated by the MMO. Wind direction (true) Estimated by the MMO. % glare Estimated by the MMO. % cloud cover Estimated by the MMO. Operational Information Active sonar in use? Specifically refers to mid-frequency active sonar (MFAS). Explosives in use? Determined by the MMO. Direction of ship travel Provided by monitors on the bridge. Mitigation implemented If explosive exercise underway, the measures implemented, if any, by the U.S. Navy Operators. Comments Other comments as necessary.

Marine Mammal Monitoring Trip Report Page 6 3.2. ACOUSTIC MARINE MAMMAL MONITORING In addition to the acoustic equipment that was measuring noise levels of the detonations themselves, additional equipment was deployed to monitor marine mammal vocalizations. On the day of the MINEX event, two 53F DIFAR sonobuoys were deployed off one of the MMO vessels, to monitor marine mammal vocalization activity immediately before, during, and after the event. In addition, as part of a separate study to determine marine mammal occurrence in areas where MINEX events usually take place, two Ecological Acoustic Recorders (EARs) and one Click Porpoise Detector (C-POD) were recording marine mammal vocalizations. These devices were deployed on 6 August 2012. The EARs were each setup to record at an 80 khz sample rate, with a 50% duty cycle for two months. The CPOD continuously recorded detected events of echolocation clicks. The EARs and C-POD were recovered on 13 October 2012. 3.3. SCHEDULE OF EVENTS As shown in Table 3-2, the vessels departed from the Virginia Beach Aquarium in Virginia Beach at 1000 on 11 September 2012 and monitored five explosive detonations from 1039 to 1615 Eastern Daylight Time (EDT). Event monitoring was conducted from the anchored positions as described in Section 3.1. Table 3-2. Schedule of Events Time 11 September 2012 Notes 1000 Vessels underway 1039 MMOs on effort 1103 0.5 lb detonation 1111 1 lb detonation 1249 5 lb detonation 1408 10 lb detonation 1611 0.23 lb detonation 1615 MMOs off effort 1648 Vessels return to port

Marine Mammal Monitoring Trip Report Page 7 SECTION 4: RESULTS Visual No marine mammals were observed during the events and only a single unidentified hardshell turtle was recorded by the MMOs (Table 4-1), and is shown in Figure 4-1. It is important to note that sighting conditions were not optimal with BSS ranging from 3-4 and glare up to 45 percent. The turtle sighting was made approximately 20 min prior to the final detonation (< 1lb charge). The sighting was brief, and the animal breathed and then dove. No unusual behavior was observed. For the sighting that was obtained within 30 min of a detonation, calculations were made to determine whether it was probable the animals could have been exposed to the detonation. As shown in Figure 4-1 the animal was outside of the 1,000 yd mitigation zone at the time of the sighting. The 1,000 yd mitigation zone is used for MINEX events involving time-delay firing devices to ensure that animals do not have time to swim close enough after the fuse is lit, since the exercise cannot be stopped after this point for safety reasons. However, the estimated range to onset TTS for up to 20 lb charge is only at 700 yd, and the charge that occurred after the turtle sighting was only a 0.23 lb charge. Based on an average swim speed of 0.75 nm/hr (Meylan 1995), the turtle could have traveled approximately 0.25 nm (500 yd) before the detonation occurred. The turtle was sighted approximately 1,300 yd away from the detonation site, so even if the turtle was swimming directly towards the detonation it is unlikely that the turtle would have been closer than 700 yd away from the detonation. Although it is possible that the turtle could have been exposed to sound or energy levels that would cause TTS, it is more likely that the turtle was exposed to sound or energy levels that would cause a minor and temporary behavioral disturbance. Acoustic The two EARs (A and B) and the one C-POD were deployed on 6 August 2012 at the locations shown in Figure 4-2. EAR B and the C-POD were recovered at the location in which they were deployed; however, EAR A broke free from the mooring and was found on the beach in Corolla, North Carolina. With regards to EAR A, the time at which it broke free will need to be determined in order to know if the data will be useful. At this time, only a preliminary look at the data has been completed on the acoustic datasets. Plans are in place for a full analysis and any results that are found will be presented in a subsequent Annual Report for marine species monitoring within the East Coast and GOMEX Range Complexes. Deployment of the sonobuoys was a pilot study to determine if real-time monitoring during the MINEX events would be feasible. The sonobuoys were deployed from Vessel 2, which was anchored at a distance of 500 m from the detonation site. Three vocalization events of unidentified dolphins were detected by the sonobuoys. The location of the animals could not be determined; however, the detections were very weak, which suggests that the animals were not close. Only small portions of the acoustic data from the sonobuoys were recorded, mainly around the vocalization events, but no analysis of the data has been completed at this time. The real-time detections were mainly meant to cue the MMOs that marine mammals may be in the area;

Marine Mammal Monitoring Trip Report Page 8 however, no marine mammals were observed. Additional work regarding the use of sonobuoys during monitoring events is planned for future events. Analysis and any results will be presented in a subsequent Annual Report for marine species monitoring within the East Coast and GOMEX Range Complexes.

Marine Mammal Monitoring Trip Report Page 9 Table 4-1. Marine Species Real-Time Acoustic Detections and Sightings Data Data Category Sighting 1 Sighting 2 Sighting 3 Sighting 4 Detection/Sightings Information Effort (on/off) On On On On Date 09/11/2012 09/11/2012 09/11/2012 09/11/2012 Time 11:20 14:07 15:51 16:11 Location Unknown Unknown 36.813039 Unknown -75.882643 Detection sensor Acoustic Acoustic Visual Acoustic Species/group Unidentified dolphin Unidentified dolphin Unidentified hardshell turtle Unidentified dolphin Group size Unknown Unknown 1/1/1 Unknown (best/max/min) # calves Unknown Unknown N/A Unknown Behavior Unknown Unknown Breathed, then Unknown dove Animal bearing (true) Unknown Unknown 320 Unknown Animal motion relative Unknown Unknown None Unknown to ship Distance from ship Unknown Unknown 300 yd Unknown Environmental Information Wave height 4-6 ft 4-6 ft 1-3 ft 1-3 ft Visibility >15 km >15 km >15 km >15 km Beaufort Sea State (BSS) 4 4 3 3 Swell direction (true)???? Wind direction (true) NE NE NE NE % glare 10% 45% 45% 45% % cloud cover 0% 0% 0% 0% Operational Information Active sonar in use? No No No No Explosives in use? Yes Yes Yes Yes Direction of ship travel Anchored Anchored Anchored Anchored Mitigation implemented No No No No Comments Detected dolphins on sonobuoys. Detected dolphins on sonobuoys. Turtle breathed then dove. Detected dolphins on sonobuoys.

Marine Mammal Monitoring Trip Report Page 10 Figure 4-1. Location of Sightings, Vessels, and Detonations

Marine Mammal Monitoring Trip Report Page 11 Figure 4-2. Location of Acoustic Data Recording Devices

Marine Mammal Monitoring Trip Report Page 12 SECTION 5: CONCLUSION 5.1. MARINE MAMMAL MONITORING The goal of the VACAPES MINEX monitoring effort is summarized below, with a conclusion regarding each of the specific questions that were asked: 1. Are marine mammals and sea turtles exposed to explosives? A sighting of one unidentified hardshell turtle was made approximately 20 min before the last detonation (0.23 lb charge). It is likely that the sea turtle was exposed to sound or energy from the last detonation. With regards to the marine mammal acoustic detections obtained during the event, at this time it is unclear how far away the individuals were from the detonation site. If this information can be obtained, estimations can be made regarding whether the individuals may have been exposed to sound energy from the detonations. Any updates on future results will be included in a subsequent Annual Report for marine species monitoring within the East Coast and GOMEX Range Complexes. 2. If so, at what levels? As discussed in Section 4, it is unlikely that the turtle would have been close enough to be exposed to sound or energy levels that would cause TTS. Instead, the turtle was more likely exposed to sound or energy levels that would cause a minor and temporary behavioral disturbance. With regards to the marine mammal acoustic detections obtained during the event, at this time it is unclear how far away the individuals were from the detonation site. If this information can be obtained, estimations can be made regarding the received levels at which the individuals may have been exposed. Any updates on future results will be included in a subsequent Annual Report for marine species monitoring within the East Coast and GOMEX Range Complexes. 3. Did exposed marine mammals/sea turtles show a behavioral response? No unusual behavior was observed during the visual sighting of the sea turtle; however, it was seen 20 min before the last detonation took place. As discussed above, the estimated received levels would not be expected to result in anything more than a temporary and minor behavioral disturbance. No behavioral data has been drawn from the acoustic data at this time, but any updates on future results will be included in a subsequent Annual Report for marine species monitoring within the East Coast and GOMEX Range Complexes.

Marine Mammal Monitoring Trip Report Page 13 5.2. LESSONS LEARNED A few lessons learned were noted for the VACAPES MINEX event monitoring effort, and are separated into those for shipboard monitoring and operational information below. 5.2.1. Shipboard Marine Mammal Monitoring Continue to ensure that a detailed log (leave port, begin on-effort, begin event, end event, off-effort, return to port, and environmental conditions) is kept for each day of monitoring. Recommend that improvements continue to be made to ensure consistency among MMOs regarding filling out the sighting forms. Using global positioning system (GPS) units to collect position information is a big improvement from past events. Methods are needed to continue to improve the close-aboard distance estimation by MMOs. Reticled binoculars were used for longer-distance sightings, but this method was not useful for close aboard sightings. Suggest that MMOs practice close aboard distance estimation if possible. It is recommended that passive acoustic monitoring continue to be a priority in order to supplement the visual monitoring. 5.2.2. Operational Information Future monitoring efforts should continue to make every attempt possible to organize a pre-event brief. This allows the environmental staff to present the goals of the monitoring and explain what information is needed for their planning efforts, as well as the opportunity to learn more about the event(s) that will be taking place. A field communication plan is extremely vital for successful monitoring on U.S. Navy ranges. It is imperative to have multiple forms of potential communication in case the preferred method does not work. Communication needs to take place in the event that range schedulers need to confirm that MMOs have permission to be on the range, as well as to get updates regarding schedule of events. Continue to improve pre-planning coordination between operators and MMOs to ensure that monitoring opportunities and data gathering are maximized. SECTION 6: ACKNOWLEDGEMENTS We thank the officers and crew of the EODTEU-2 unit for their outstanding support and cooperation with our monitoring efforts. We thank Naval Undersea Warfare Center for their help with the sonobuoy monitoring, the University of Washington for the noise measurement data collection effort, and HDR for securing the vessels and coordinating the deployment of the C-POD and EARs. We also thank USFF s environmental staff for pre-planning coordination.

Marine Mammal Monitoring Trip Report Page 14 SECTION 7: REFERENCES DoN. 2009. Virginia Capes (VACAPES) Range Complex Monitoring Plan-Final 15 June 2009. Department of the Navy, Commander. U.S. Fleet Forces Command. Finneran, J. & Jenkins, A. K. (2012). Criteria and Thresholds for Navy Acoustic Effects Analysis Technical Report. SPAWAR Marine Mammal Program. Meylan, A. 1995. Sea turtle migration evidence from tag returns. In Biology and Conservation of Sea Turtles. 1995. K.A. Bjorndal. Smithsonian Institution Press, Washington. NMFS. 2012. Letter of Authorization, Taking Marine Mammals Incidental to U.S. Navy Training in the VACAPES Range Complex, valid June 5, 2012 to June 4, 2013.