APSP APPLIANCE EFFICIENCY POOL PUMP DATABASE INSTRUCTIONS, DECLARATION, AND TERMS OF USE (Instructions last updated 2/1/2018)

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APSP APPLIANCE EFFICIENCY POOL PUMP DATABASE INSTRUCTIONS, DECLARATION, AND TERMS OF USE (Instructions last updated 2/1/2018) This document includes three sections, General Instructions for submitting products to the Database, a Declaration affirming the accuracy of the product data being submitted, and Database Terms of Use. Read and complete all applicable sections, then provide a signed copy of this document with each electronic submission to the APSP Appliance Efficiency Pool Pump Database. As a result of the US Department of Energy (DOE) August 7, 2017 Final Rule for Test Procedures for Dedicated Purpose Pool Pumps (Final Rule), effective February 5, 2018, manufacturers are no longer permitted to make any representations with regard to the energy consumption or cost of energy consumed by dedicated purpose pool pumps (DPPPs) unless this information was obtained as the result of the tests methods specified in the Final Rule, and includes the product s Weighted Energy Factor (WEF). Individual manufacturers were afforded the opportunity to seek a 180 day extension of this deadline. As a result of the Final Rule, the APSP will make necessary revisions to its Pool Pump Database, effective February 5, 2018. As of this date, for existing or new listings on the Database, APSP will redact the information in the applicable columns/fields unless or until the manufacturer has submitted new data obtained in accordance with the test methods specified in the Final Rule, using this Form. The following are the fields which will be redacted until such time that the manufacturer resubmits all data obtained in conformance with the Final Rule: Curve A Power Watts Curve A Energy Factor Curve C Power Watts Curve C Energy Factor Weighted Energy Factor Motor Efficiency Curve B Power Watts Curve B Energy Factor GENERAL INSTRUCTIONS Electronic submittals of appliance data are required to be accomplished by using the preformatted Microsoft Excel (Excel) files included in the certification documents. For submitting pool pumps to the database use APSP_PUMP_SUBMITTION.xls and for submitting replacement motors to the database use APSP_MOTOR_SUBMITTION.xls. These preformatted files are available from the APSP website, at:

http://www.apsp.org/ Using the preformatted Excel file is the only way to submit data to the APSP database. An Excel file submitted to the APSP must adhere to the following rules: 1. There must be only one appliance type per Excel file (Residential Pool Pump, or Residential Pool Pump Motor). This set of appliance-specific instructions is for the Residential Pool Pump appliance type. a. For Single-Speed pumps there must only be one record for each Model Number. b. For Dual-Speed pumps there must be two records for each Model Number. c. For Multiple-Speed pumps there must be one record for each factory default speed. d. For Variable-Speed pump there must be at least three records, one for high-speed and another for the low speed having a rotation rate that is no more than one-half of the motor s maximum rotation rate, and a third for the best efficiency speed as determined by the manufacturer. Additional records for intermediate speeds are encouraged, but are not be required. Example: Model Number Speed RPM Motor Design Curve-A gpm Flow Curve-C gpm Flow ACME-0.5-SP 3450 Single-speed 33 39 ACME-1.5-DS 3450 Dual-speed 63 82 ACME-1.5-DS 1725 Dual-speed 30 40 ACME-2.0-MS 3450 Multiple-speed 65 89 ACME-2.0-MS 1725 Multiple-speed 32 44 ACME-2.0-MS 1000 Multiple-speed 18 25 ACME-2.0-VS 3450 Variable-speed 65 89 ACME-2.0-VS 800 Variable-speed 15 20 2. The attached Excel filename is to be specified as COMPANY_PUMP_DATE.XLS where "PUMP" is the appliance type and "DATE" is in the form mmddyy (monthmonth, day-day, year-year). Example: ACME_PUMP_112311.xls Where ACME = Company, PUMP = Residential pool pump, and where 112311 = November 23, 2011 Failure to properly name the import file will result in your data not being entered in the database. 3. When using the Excel file, the top row (Row 1) must contain column titles, starting at the top-left cell (cell A1). Column titles must exactly match those names shown as [Bold in brackets] within these instructions. Excel files cannot contain any completely blank columns between columns containing data; all column titles must be present in order. Example: Residential Pool Pumps - Page 2 of 11

4. Excel files cannot contain any completely blank rows between rows containing data. 5. Only the first worksheet, named Sheet1, is to be used. All other worksheets must be blank, and any data entered on extraneous worksheets will not be processed. When entering data, the first five columns ([Action], [Manufacturer Name], [Brand Name], [Model Number], [Speed RPM]) are Identifier columns; they must be filled out completely for each addition, change or deletion. The computer uses these Identifier columns to distinguish one record from another. Note that the column headings given below have two names: a plain language name is given in Bold Underline followed by an Excel-based electronic certification name given in [Bold in Brackets]. The Excel-based name must be used in the Excel file. Please note that the underlines and brackets described above are used for clarification only underlines and brackets should not be used in headings when submitting data in electronic format. Function [Action] This is an Identifier column and must be filled out completely. The function column tells the computer what to do with the information being provided. The following actions will be recognized. Action Addition Change Deletion If you are adding a new appliance to our certification database, use ADDITION. If you are removing an appliance from our database because it has been decommissioned, retired, or deleting it for another reason, use DELETION. If you are updating or changing the data for an appliance that you have already added to our database, use CHANGE. Note that Identifier columns cannot be changed. For additional guidance see the Making Changes or Deletions section later in this document. Residential Pool Pumps - Page 3 of 11

Manufacturer Code [Manufacturer Name] and Brand Code [Brand Name] These are Identifier columns and must be filled out completely. Enter the appropriate manufacturer code and brand code for each appliance. The manufacturer is the company that constructed the appliance; the brand name is the name that appears on the appliance and under which it is sold. In some cases the names are the same, but not all, and the Manufacturer and Brand codes may still differ from one another. Model Number [Model Number] This is an Identifier column and must be filled out completely. Enter the model number as it will appear on the appliance s nameplate. This technique may only be used with models that have identical data except for the model number. Further, asterisks may not be used for the first four characters; the first four characters of a model number must always be entered. Example: Without asterisks: BP-1799853-BL BP-1799853-GR Using asterisks: BP-1799853-** (Big Pool Pump, Blue exterior) (Big Pool Pump, Green exterior) (all identical Big Pool Pump models) Remember, asterisks are appropriate only for models with identical data, and that one asterisk must be used for each character in the model number, including special characters and blanks. Speed RPM [Speed RPM] For each record, enter the pump motor s speed, in revolutions per minute, at which it was tested and from which the data was recorded. This value should be reported to the nearest whole number. Residential Pool Pumps - Page 4 of 11

Motor Design [Motor Design] Enter the appropriate design type of the motor included with the pool pump. Motor Design Dual-speed Multiple-speed Single-speed Variable-speed Curve A Flow [Curve-A gpm Flow] Enter the flow rate of curve A, in gallons per minute, as determined using the appropriate test method. This value should be reported to the nearest whole number. Curve A Power [Curve-A Power Watts] Enter the power use for curve A, in Watts, as determined using the appropriate test method. This value should be reported to the nearest whole number. Curve A Energy Factor [Curve-A Energy Factor] Enter the energy factor for curve A, in gallons per Watt-hour, as determined using the appropriate test method. This value should be reported to two decimal places. Curve C Flow [Curve-C gpm Flow] Enter the flow rate of curve C, in gallons per minute, as determined using the appropriate test method. This value should be reported to the nearest whole number. Curve C Power [Curve-C Power Watts] Enter the power use for curve C, in Watts, as determined using the appropriate test method. This value should be reported to the nearest whole number. Curve C Energy Factor [Curve-C Energy Factor] Enter the energy factor for curve C, in gallons per Watt-hour, as determined using the appropriate test method. This value should be reported to two decimal places. Residential Pool Pumps - Page 5 of 11

Weighted Energy Factor [Weighted Energy Factor (WEF)] Enter the weighted energy factor in kilogallons per kilowatt-hour (kgal/kwh) as determined using the Final Rule test method. This value should be reported to a single decimal place. Motor Construction [Motor Construction] Enter the appropriate code representing the high-speed construction type of the motor included with the pool pump. Motor Construction Capacitor start - capacitor run Capacitor start - induction run Electronically-commutated motor Permanent-split capacitor motor Frame [Frame] Enter the numeric descriptor of the frame of the motor, this value should be reported to the nearest whole number. Typical examples include 42, 48, 56, and 140. Low-Speed Motor Capability [Motor Capability (True/False)] For pool pump motors with a total horsepower 1.0 or greater. Enter the appropriate answer representing whether the motor included with the pool pump is a multi-speed motor as described below. Low-Speed Motor Capability True motor has the capability of operating at two or more speeds with the low speed having a rotation rate that is no more than one-half of the motor s maximum rotation rate. False motor does not have the capability of operating at two or more speeds with the low speed having a rotation rate that is no more than one-half of the motor s maximum rotation rate. Nameplate Horsepower [Nameplate HP] Enter the nameplate-listed horsepower of the pool pump. This value should be reported to two decimal places. Pool Pump Motor Service Factor [Motor Service Factor] Enter the service factor of the motor included with the pool pump. This value should be reported to two decimal places. Residential Pool Pumps - Page 6 of 11

Motor Efficiency [Motor Efficiency %] Enter the pool pump s motor efficiency, as determined using the appropriate test method. This value should be reported to one decimal place. Pool Pump Motor Capacity [Pool Pump Motor Capacity (Total HP)] Enter the pool pump motor s total capacity, in horsepower. This value should be reported to two decimal places. Curve B Flow [Curve-B gpm Flow] Enter the flow rate of curve B, in gallons per minute, as determined using the appropriate test method. This value should be reported to the nearest whole number. Curve B Power [Curve-B Power Watts] Enter the power use for curve B, in Watts, as determined using the appropriate test method. This value should be reported to the nearest whole number. Curve B Energy Factor [Curve-B Energy Factor] Enter the energy factor for curve B, in gallons per Watt-hour, as determined using the appropriate test method. This value should be reported to two decimal places. MAKING CHANGES OR DELETIONS To delete a record, enter DELETION in the [Action] column, and fill out the remaining Identifier columns exactly as they currently appear in the database, meaning either the most recent version of the electronic directory or a submittal you have sent in since the last directory was published. To change a record, enter CHANGE in the [Action] column, and fill out the remaining Identifier columns exactly as they currently appear in the database. Then enter the changed value(s) in the appropriate column or columns. Do not enter values in columns that are unchanged. Remember, you cannot change the information in Identifier columns with a change function. If the information in those columns needs modification, delete the existing record and add a new record with all of the correct information. Residential Pool Pumps - Page 7 of 11

DECLARATION To meet the requirements of Title 20 Section 1606, companies wishing to certify appliances with the APSP Appliance Efficiency Pool Pump Database ( Database ) you must provide complete and accurate contact information for themselves and for the test laboratory used to produce the certification data. Companies must then sign the Declaration on the following page. If a test lab was not used (for example, if a manufacturer is requesting only that models be deleted from the certification database), or if an appropriate exception has been met, the Test Laboratory information may be left blank. Any submission that includes data collected in compliance with the US Department of Energy (DOE) Final Rule for Dedicated Purpose Pool Pumps (Final Rule) shall include the Test Laboratory information. When entering the information below, be sure to enter complete mailing addresses, including postal/zip codes. Certifying Company Contact Person Name * Phone 1 Company Name ** Phone 2 Address Fax E-mail Company Website (URL) * If the contact person named above is NOT the person whose signature is on the Declaration, then the full contact information for the person whose signature is on the Declaration must also be provided on a separate sheet of paper. ** If the company named above is: A) a parent entity filing on behalf of a subsidiary entity; B) a subsidiary entity filing on behalf of a parent entity; or C) an affiliate entity filing on behalf of an affiliate entity, the above contact information (name, address, phone and fax numbers, etc.) must be provided for any additional entities on a separate sheet of paper. Manufacturer (if different from above) Contact Person Name Phone 1 Company Name Phone 2 Address Fax E-mail Company Website (URL) Note that submittals on behalf of a manufacturer by a third party must comply with additional requirements and instructions. Contact Carvin DiGiovanni at cdigiovanni@apsp.org for more information. Test Laboratory Name *** Test Laboratory Phone Address Fax E-mail Test Method Performed *** If appliance testing was performed by more than one laboratory, the above contact information (name, address, phone and fax numbers, etc.) must be provided for the additional laboratories on a separate sheet of paper. Residential Pool Pumps - Page 8 of 11

Declaration I declare under penalty of perjury state that: (1) all the information in this statement is true, complete and accurate, (2) units of each basic model of appliance for which certification is requested have been tested in accordance with all applicable requirements as stated in Section 4.1 of the ANSI/APSP/ICC 15 2011 Standard for Residential Swimming Pool and Spa Energy Efficiency; (3) the appliance complies with the applicable energy efficiency, motor design, and labeling requirements as stated in Section 4.1 of the ANSI/APSP/ICC 15 2011 Standard for Residential Swimming Pool and Spa Energy Efficiency; (4) all the information in this statement regarding motor efficiency is true, complete, and accurate as reported to us by the motor manufacturer [insert name of motor manufacturer], and is in compliance with all applicable provisions of Section 4.1.1 of the ANSI/APSP/ICC 15 2011 Standard for Residential Swimming Pool and Spa Energy Efficiency; (5) all information pertaining to energy consumption and/or cost of energy used (Curve A Power Watts, Curve A Energy Factor, Curve C Power Watts, Curve C Energy Factor, Weighted Energy Factor, Motor Efficiency, Curve B Power Watts, and Curve B Energy Factor) was obtained in compliance with the US Department of Energy (DOE) Final Rule for Dedicated Purpose Pool Pumps (Final Rule); (6) [if the party submitting this statement is a corporation, partnership, or other business entity] I am authorized to make this declaration, and to file this statement, on behalf of the company named below. Company Name Date Name/Title (please print) Signature Residential Pool Pumps - Page 9 of 11

DATABASE TERMS OF USE ( manufacturer ) submits the enclosed information for posting and inclusion on the APSP Appliance Efficiency Pool Pump Database ( Database ). In doing so, the manufacturer agrees to the following. 1. Manufacturer will complete and submit the APSP Declaration form, verifying under penalty of perjury that all information and materials provided for inclusion in the Database are true and accurate. Manufacturer is aware that this information may be relied upon by pool industry professionals, consumers and state and local governments, and that willful, knowing or reckless misrepresentation of information with regard to products listed in the Database may be a violation of Federal, State or Local law. No information will be included on the Database unless accompanied by this form. 2. Manufacturer is aware and agrees that access to this Database will be available to members of the APSP, Members of the Federal, as well as State and Local Governments, and the general public. As with any content on the Internet, The APSP does not have the ability to control or prevent the copying or other use of information or materials provided to it for inclusion in the Database. 3. APSP shall not be held liable for any improper or incorrect use of the materials or information described and/or contained in this site and assumes no responsibility for user's use of them. In no event shall the APSP be liable for any direct, indirect, incidental, special, exemplary or consequential damages (including, but not limited to, procurement or substitute goods or services; loss of use, data, or profits; or business interruption) however caused and on any theory of liability, whether in contract, statutory liability, strict liability or tort (including negligence or otherwise) arising in any way out of the use of this site or materials and information herein, even if advised of the possibility of such damage. This disclaimer of liability applies to any damages or injury, including but not limited to those caused by any failure of performance, error, omission, interruption, deletion, defect, delay in operation or transmission, computer virus, communication line failure, theft or destruction or unauthorized access to, alteration of, or use of record, whether for breach of contract, tortious behavior, negligence or under any other cause of action. 4. The materials in this site are provided "AS IS" and without warranties of any kind either express or implied. APSP disclaims all warranties, express or implied, including but not limited to the implied warranties of merchantability and fitness for a particular purpose. APSP does not warrant that the functions contained in the materials in this site will be uninterrupted or error-free, that defects will be corrected, or that this site or the server that makes it available are free from viruses or other harmful components. APSP does not warrant or make any representations regarding the use or the results of the use of the materials or information in this site, or the accuracy, adequacy, completeness, legality, reliability, or usefulness of any materials or information in this site. Changes may be periodically made to the content of materials or information in this site, and these changes may or may not be reflected in the materials or information as presented in the site. Additionally, due to the dynamic nature of the Internet, materials and information freely available one day may be restricted the next day, or removed and undiscoverable due to changes in the organization of menus, homepages or files. 5. Reference in this site to any specific commercial product, process or service by trade name, trademark, manufacturer or otherwise in the Database does not constitute or imply an endorsement, Residential Pool Pumps - Page 10 of 11

recommendation or approval by the APSP. Manufacturer shall not make any representation to the contrary. 6. To the extent permitted by applicable law, manufacturer agrees to defend, indemnify and hold harmless, the APSP, its directors, officers, employees and agents, affiliates, insurers, representatives, predecessors, and successors from and against all claims and expenses, including attorneys' fees, arising out of or in connection with the information provided to the APSP for inclusion in the Database. 7. These terms of use, including the legal disclaimers and indemnification, shall be governed by and construed in accordance with the laws of the State of Virginia, without giving effect to any principles of conflicts of law. 8. If any provision of these terms of use is declared unlawful, void or for any reason unenforceable, then that provision shall be deemed severable from the other terms and shall not affect the validity and enforceability of the remaining provisions. Manufacturer Name Date Name/Title (please print) Signature Residential Pool Pumps - Page 11 of 11