Clinical Benefits of Low- and Minimal- Flow Anesthesia

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Protective Ventilation in the OR Clinical Benefits of Low- and Minimal- Flow Anesthesia General anesthesia using low fresh gas flows has been widely discussed with respect to the saving potential for anesthetic gases and oxygen, enticing us with significant economic and ecologic benefits. Taking a broader perspective reveals that low- and minimal-flow anesthesia is also capable of offering clinically relevant benefits in a way that has been out of focus in the recent discussions on intraoperative protective ventilation. Drägerwerk AG & Co. KGaA 1

Clinical Benefits of low- and minimal-flow anesthesia General anesthesia using low fresh gas flows has been widely discussed with respect to the saving potential for anesthetic gases and oxygen, enticing us with significant economic and ecologic benefits. Taking a broader perspective reveals that lowand minimal-flow anesthesia is also capable of offering clinically relevant benefits in a way that has been out in focus of the recent discussions on intraoperative protective ventilation. There has been a lot of research and discussion around intraoperative protective ventilation (PV) in the past years for a good reason. Various studies demonstrated that protective ventilation approaches allow the reduction in incidence of postoperative pulmonary complications (PPC). With an incidence of approx. 5 %, PPC are common complications in a broad, heterogeneous patient group 1,2. One out of five patients who develops a PPC dies within the first 30 days postoperatively. Being in line with other research, these results of a population-based cohort study suggest a substantial impact on morbidity and mortality. 1,2 Independent risk factors for PPC include low preoperative SpO 2, recent acute respiratory infections, high age (> 75 years), anemia, pre-existing pulmonary disease and obesity (BMI > 30 kg/m 2 ). 1,2,3 However, the above mentioned discussion on intraoperative protective ventilation has very much focused on parameters of mechanical ventilation, such as tidal volume, ventilation pressures, PEEP and recruitment maneuvers. 2,3,4 Other potentially influencing factors seem to be neglected in this discussion although they are known to be important from the intensive care unit (ICU) environment. One of these factors is the humidification and warming of respiratory gas. In the ICU it is undisputed that respiratory gas conditioning is important to protect the lungs and is a universal standard of care. 5 But this aspect does not play a role in the discussion on intraoperative protective ventilation although low- and minimal-flow techniques offer an effective and easy way to humidify respiratory gas. 6,10,11,21 In this paper, we will explore the potentially harmful effects of ventilation with unconditioned (cold and dry) gas. Furthermore we will elaborate on the capabilities of low- and minimal-flow anesthesia in humidifying and warming ventilation gas mitigating the potentially negative effects of ventilation with cold and dry gas. AIR CONDITIONING IN ANESTHESIA DEVICES The gas circulating between the anesthesia device and the patient is heated and moistened by the patient and the absorption material over time. Heat and moisture result from the chemical reaction of the soda lime with the exhaled CO 2. In clinical routine, fresh gas flows of 2-4 L / min are widely used, but this high-flow level of cold and dry gas causes cooling and dehumidification in the system. Due to the limited inflow of cold and dry gas (low-flow < 1 L / min, minimal-flow < 0.5 L / min) lowflow applications are suitable for maintaining the optimal temperature and reducing liquid loss 6. Temperature and humidity of the inspired gas forgotten components of protective ventilation? For optimal gas exchange, the lungs require the inspired gas to be at a temperature of 37 C and approx. 44 mg H 2 O/l of absolute humidity (100 % relative humidity). Under normal conditions the respiratory tract warms the air during passage and the conditions described above are already met 5 cm below the carina. The upper respiratory tract has a greater effect on humidification and temperature compared to the lower respiratory tract as the respiratory epithelium changes towards the terminal bronchioles successively decreasing the capability to humidify and warm the inspired gas. During anesthesia, however, the upper respiratory tract is bypassed by endotracheal intubation or the placement of a laryngeal mask, leaving the lower respiratory tract potentially overcharged with the task of adequately acclimatizing the cold and dry gas applied during high flow anesthesia. Mechanical ventilation with cold and dry gas can thus lead to damage of respiratory epithelium and the lung parenchyma and influence the pulmonary function. 5,6,12 Mucociliary clearance, body core temperature and potential tissue damage It is known that the ciliary activity (mucociliary clearance) - one of the important defence mechanisms of the lung - can be impaired by anesthesia. 12 Direct damage of the respiratory epithelium and reduced mucous transport can ultimately lead to complications such as infections and atelectasis (due to mucous retention). Studies suggest that structural and functional damages of the respiratory Drägerwerk AG & Co. KGaA 2

epithelium can occur when ventilating patients with cold and dry gas even in a fairly short period of perioperative ventilation. In one study, 39 % of damaged ciliated cells have been observed after 3 hours of ventilation with cold and dry gas. It has been stated that this adverse effect can be reduced by adequately conditioned respiratory gas. 12-14 Another aspect to look at is the homeostasis of body core temperature and fluid balance. The respiratory tract acts like a huge heat and moisture exchanger as cold and dry gas entering the respiratory tract will absorb this heat and moisture. It is concluded that heat and fluid loss could be substantial and conditioned gas (warm and moist) would be more efficient in maintaining the body temperature and limiting the loss of humidity. 7-11 This may be even more important in children as they have a larger ratio of minute volume to body surface area. A study demonstrated a loss of 0.75 C of body core temperature in children after 90 minutes from induction of anesthesia using non-acclimatized gas. 13 In addition to the direct effect on mucociliary clearance and body core temperature, cold and dry respiratory gas is also considered responsible for the increased release of inflammation mediators 15. It has been shown in animal models that the use of pre-warmed and humidified breathing gas reduced the release of inflammatory mediators TNF-α, IL-6 and IL-8, suggesting a reduction of the harming effects of inflammation. 11, 16-18 Although studies on the clinical relevance for the human being are still pending, this factor may become relevant when discussing the theory of a second hit impact on patients with unfavorable conditions. 19 Respiratory air conditioning and low-flow anesthesia An absolute humidity of 30-35 mg H 2 O/l is described as a target value for prolonged mechanical ventilation and a minimum of 15-20 mg H 2 O/l to mitigate the risk of the negative effects that perioperative ventilation with unconditioned gas has on the airways. 6, 7, 11, 12, 14 In clinical studies on low- and minimal-flow techniques, values from 20 mg 7, 9, 11, 12, 21 H 2 O/l up to 30 mg H 2 O/l and 32 C could be well achieved. A recent trial by De Oliveira et al. demonstrated that the aforementioned minimum conditions were achieved running a fresh gas flow of 1 L/min without any additional means of warming or humidification 9. In their booklet on low- and minimal-flow anesthesia, Hönemann and Mierke state similarly positive findings from their measurements. 21 For optimal use of conditioned gases in shorter procedures, adequate temperature and humidity must be reached as early as possible. Research has demonstrated that 10 minutes after tracheal intubation the humidity profile of the low-flow technique starts to differ positively from the values associated with high-flow anesthesia. After one hour the difference potentiates in favor of low-flow. Some authors therefore recommend the use of low- and minimalflow technique even for interventions of 15-30 minutes and suggest to switch to low or minimal fresh gas flows right from the start. 21 26 25 24 23 22 21 25 23 21 19 17 15 13 11 9 7 breathing gas temperature [ C] Anesthesia machine: Dräger Primus / Apollo Hose system: Dräger breathing hose, silicone, multiway, 1.5 m, not heated absolute breathing gas humidity [g/m 3 ] 5 duration of anesthesia 0 10 20 30 40 50 60 70 80 90 100 [min] Anesthesia machine: Dräger Primus / Apollo Hose system: Dräger breathing hose, silicone, multiway, 1.5 m, not heated fresh gas flow 0.35 L/min fresh gas flow 2 L/min fresh gas flow 6 L/min 20 duration of anesthesia 0 10 20 30 40 50 60 70 80 90 100 [min] Breathing gas temperature in C measured at the Y-piece in the inspiratory arm of the Dräger Primus / Apollo anesthesia machine over the course of anesthesia fresh gas flow 0.35 L/min fresh gas flow 2 L/min fresh gas flow 6 L/min Absolute humidity in g/m³ measured at the Y-piece in the inspiratory arm of the Dräger Primus / Apollo anesthesia machine over the course of anesthesia D-44245-2015 D-44247-2015 Drägerwerk AG & Co. KGaA 3

Practical use of low- and minimal-flow The use of low-flow (FGF 1 L/min) and minimal-flow techniques (FGF 0.5 L/min) creates both clinical and financial opportunities. 7,9 But it also places demands on the technology deployed. Among the technical requirements are: Leak tightness of the breathing system: The less components and connections, the better the system is suitable for low flow Returning the exhaust sample gas from gas measurement back into the breathing system (rebreathing system) Robustness and precision of O 2, CO 2 and anesthesia gas measurement in a humid environment Performance of the anesthetic vaporizers A complete list of technical requirements for the effective application of low- and minimal-flow technology can be found in our paper Technology Insights (Link). There is an additional aspect for the anesthetist to consider: Anesthetic systems running at low or minimal fresh gas flows react more slowly to changes in oxygen or anesthetic gas concentration. This is not difficult to handle, but needs to be understood and anticipated for effective operation. The booklet Low-flow, minimalflow and metabolic-flow anesthesia. Clinical techniques for use with rebreathing systems by C. Hönemann and B. Mierke provides background information and best-practice examples on the use of the low- and minimal-flow technique 21 (Link). In addition to that, modern anesthetic machines can provide additional software tools to help make low- and minimal-flow anesthesia a consistent practice(see our Technology Insights paper (Link)). DEFINITION OF LOW-LOW AND MINIMAL-FLOW Low-flow anesthesia is considered to be achieved at a fresh gas flow of 1 L / min, any higher fresh gas flow settings are considered high-flow. A general anesthetic with fresh gas flows of approx. 0.5 L / min is called minimal-flow anesthesia. The lower the fresh gas flow, the lower is the quantity of cold and dry gas from the central gas supply or gas cylinders streaming into the system, therefore more of the gas circulates in the breathing system and less is exhausted through the gas scavenging system. This keeps the warmth and the humidity from the patient s lungs and the chemical reaction of the soda lime with the expired CO 2 within the system. For effective operation of anesthesia with low fresh gas flows, adequate equipment is required that allows for robust and precise control of flows, gas concentration and minimal leakage, as well as precise continuous anesthetic gas monitoring. DISCOVER MORE ON OUR WEBSITE: WWW.DRAEGER.COM/PROTECTIVE-VENTILATION Discover more on our website www.draeger.com/protective-ventilation DID YOU FIND THIS ARTICLE USEFUL? Help us to make our articles more relevant and more interesting to you. Please click on one of the icons below!? IMPRINT GERMANY Drägerwerk AG & Co. KGaA Moislinger Allee 53 55 23542 Lübeck www.draeger.com PDF-9105175 Drägerwerk AG & Co. KGaA 4

REFERENCE: 1 Canet et al., Prediction of postoperative pulmonary complications in a population-based surgical cohort, Anesthesiology. 2010 Dec;113(6):1338-50. doi: 10.1097/ ALN.0b013e3181fc6e0a 2 Güldner et al., Intraoperative protective mechanical ventilation for prevention of postoperative pulmonary complications: a comprehensive review of the role of tidal volume, positive end-expiratory pressure, and lung recruitment maneuvers., Anesthesiology. 2015 Sep;123(3):692-713. doi: 10.1097/ALN.0000000000000754. 3 Rock P et al. Postoperative pulmonary complications. Curr Opin Anaesthesiol 2003; 16: 123-131 4 Hemmes et al., High versus low positive end-expiratory pressure during general anesthesia for open abdominal surgery (PROVHILO trial): a multicentre randomised controlled trial., Lancet. 2014 Aug 9;384(9942):495-503. doi: 10.1016/S0140-6736(14)60416-5. 5 Al Ashry et al., Humidification during mechanical ventilation in the adult patient., Biomed Res Int. 2014;2014:715434. doi: 10.1155/2014/715434. 6 Gross et al., Humidification of inspired gases during mechanical ventilation., Minerva Anestesiol. 2012 Apr;78(4):496-502. 7 Brattwall et al., Brief review: theory and practice of minimal fresh gas flow anesthesia., Can J Anaesth. 2012 Aug;59(8):785-97. doi: 10.1007/s12630-012-9736-2. 8 Hönemann et al., Inhalational anesthesia with low fresh gas flow., Indian J Anaesth. 2013 Jul;57(4):345-50. doi: 10.4103/0019-5049.118569. 9 de Oliveira et al., The Humidity in a Low-Flow Dräger Fabius Anesthesia Workstation with or without Thermal Insulation or a Heat and Moisture Exchanger: A Prospective Randomized Clinical Trial., PLoS One. 2017 Jan 27;12(1):e0170723. doi: 10.1371/journal.pone.0170723. 10 Stone et al., Adult body temperature and heated humidification of anesthetic gases during general anesthesia., Anesth Analg. 1981 Oct;60(10):736-41. 11 Branson et al., Humidification for Patients with Artificial Airways, Resp Care 1999 Jun;44(6) 12 Bilgi et al., Comparison of the effects of low-flow and high-flow inhalational anesthesia with nitrous oxide and desflurane on mucociliary activity and pulmonary function tests., Eur J Anaesthesiol. 2011 Apr;28(4):279-83. doi: 10.1097/EJA.0b013e3283414cb7. 13 Branson et al., Anesthesia circuits, humidity output, and mucociliary structure and function., Anaesth Intensive Care. 1998 Apr;26(2):178-83. 14 Kilgour et al., Mucociliary function deteriorates in the clinical range of inspired air temperature and humidity., Intensive Care Med. 2004 Jul;30(7):1491-4. 15 Ranieri at al., Effect of mechanical ventilation on inflammatory mediators in patients with acute respiratory distress syndrome: a randomized controlled trial., JAMA. 1999 Jul 7;282(1):54-61. 16 Hernández-Jiménez et al., Respiratory mechanics and plasma levels of tumor necrosis factor alpha and interleukin 6 are affected by gas humidification during mechanical ventilation in dogs., PLoS One. 2014 Jul 18;9(7):e101952. doi: 10.1371/journal.pone.0101952. 17 Jiang et al., Airway Humidification Reduces the Inflammatory Response During Mechanical Ventilation., Respir Care. 2015 Dec;60(12):1720-8. doi: 10.4187/respcare.03640. 18 Song et al., [Effect of airway humidification on lung injury induced by mechanical ventilation], Zhonghua Wei Zhong Bing Ji Jiu Yi Xue. 2014 Dec;26(12):884-9. doi: 10.3760/cma.j.issn.2095-4352.2014.12.008. 19 Tucci et al., Humidification During Invasive Mechanical Ventilation: Less Lung Inflammation With Optimal Gas Conditioning, Respir Care. 2015 Dec;60(12):1854-5. doi: 10.4187/respcare.04512. 20 Futier et al., A trial of intraoperative low-tidal-volume ventilation in abdominal surgery., N Engl J Med. 2013 Aug 1;369(5):428-37. doi: 10.1056/NEJMoa1301082. 21 Hönemann C., Mierke B., Low-Flow, Minimal-Flow und Metabolic-Flow Anesthesia, Published by Drägerwerk AG & Co. KGaA Drägerwerk AG & Co. KGaA 5