OLD MUTUAL MSCI ESG WORLD INDEX FUND

Transcription

1 Report Date Range: 01-May-15 to 31-May-15 Proxy Voting Summary OLD MUTUAL MSCI ESG WORLD INDEX FUND EQUIFAX, INC. ISIN US Meeting Date 01-May-15 Ticker EFX Deadline Date 30-Apr-15 Country United States Record Date 04-Mar-15 Blocking No Vote Date 27-Apr-15 1A. Elect James E. Copeland, Jr. Management For For For For 1B. Elect Robert D. Daleo Management For For For For 1C. Elect Walter W. Driver, Jr. Management For For For For 1D. Elect Mark L. Feidler Management For For For For 1E. Elect L. Phillip Humann Management For For For For 1F. Elect Robert D. Marcus Management For For For For 1G. Elect Siri S. Marshall Management For For For For 1H. Elect John A. McKinley Management For For For For 1I. Elect Richard F. Smith Management For For For For 1J. Elect Mark B. Templeton Management For For For For 2. Ratification of Auditor Management For For For For 3. Advisory Vote on Executive Compensation Management For Against Against Against Vote Note: Section X-H We vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) Apr-15 Totals 500

2 ZOETIS INC ISIN US98978V1035 Meeting Date 01-May-15 Ticker ZTS Deadline Date 30-Apr-15 Country United States Record Date 06-Mar-15 Blocking No Vote Date 27-Apr Elect Sanjay Khosla Management For For For For 1.2 Elect Willie M. Reed Management For For For For 1.3 Elect William C. Steere, Jr. Management For For For For 2. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. 3. Ratification of Auditor Management For For For For Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) Apr-15 Totals

3 OCCIDENTAL PETROLEUM CORP. ISIN US Meeting Date 01-May-15 Ticker OXY Deadline Date 30-Apr-15 Country United States Record Date 10-Mar-15 Blocking No Vote Date 27-Apr-15 1A. Elect Spencer Abraham Management For For For For 1B. Elect Howard I. Atkins Management For For For For 1C. Elect Eugene L. Batchelder Management For For For For 1D. Elect Stephen I. Chazen Management For For For For 1E. Elect John E. Feick Management For For For For 1F. Elect Margaret M. Foran Management For For For For 1G. Elect Carlos M. Gutierrez Management For For For For 1H. Elect William R. Klesse Management For Against Against Against Vote Note: Affiliate/Insider on compensation committee 1I. Elect Avedick B. Poladian Management For For For For 1J. Elect Elisse B. Walter Management For For For For 2. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices Long-Term Incentive Plan Management For For For For Vote Note: Section X-A We vote for executive and director stock option plans unless Glass Lewis recommends a vote against, in which case we will apply the following criteria. For U.S. companies, we vote for plans where dilution for mature companies is less than 15% and for growth companies is less than 20%. 4. Ratification of Auditor Management For For For For 5. Shareholder Regarding Recoupment of Unearned Bonuses Shareholder Against Against Against For Vote Note: Section XIX. 6. Shareholder Regarding Proxy Access Shareholder Against For For Against Vote Note: Section VII. We vote FOR shareholder proposals seeking the right to place nominees on the management proxy only if a proposal limits access to those shareholders (and shareholder groups) who have collectively held at least 3% of the voting power of a company s securities continuously for at least three years. Otherwise we vote AGAINST. 3

4 7. Shareholder Regarding Methane Emissions and Flaring Reporting and Shareholder Against Against Against For Reduction Targets Vote Note: Section XIX. 8. Shareholder Regarding Report on Membership in Lobbying Shareholder Against Against Against For Organizations Vote Note: Section XIV-B-8-vii We vote against any proposals barring the company from making political contributions. We vote against proposals requesting the company publish in newspapers and public media any political contributions. We vote for any proposals requesting improved disclosure around a company s political contributions unless Glass Lewis recommends a vote against, in which case we vote on a case-by-case basis. We vote against proposals asking for a list of company executives, directors, consultants, legal counsels, lobbyists, or investment bankers that have prior government service. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) Apr-15 Totals

5 CMS ENERGY CORPORATIon ISIN US Meeting Date 01-May-15 Ticker CMS Deadline Date 30-Apr-15 Country United States Record Date 09-Mar-15 Blocking No Vote Date 27-Apr-15 1A. Elect Jon E. Barfield Management For For For For 1B. Elect Deborah H. Butler Management For For For For 1C. Elect Kurt L. Darrow Management For For For For 1D. Elect Stephen E. Ewing Management For For For For 1E. Elect Richard M. Gabrys Management For For For For 1F. Elect William D. Harvey Management For For For For 1G. Elect David W. Joos Management For For For For 1H. Elect Philip R. Lochner, Jr. Management For For For For 1I. Elect John G. Russell Management For For For For 1J. Elect Myrna M. Soto Management For For For For 1K. Elect Laura H. Wright Management For For For For 2. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. 3. Ratification of Auditor Management For For For For Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) Apr-15 Totals

6 AGNICO EAGLE MINES LTD ISIN CA Meeting Date 01-May-15 Ticker AEM Deadline Date 28-Apr-15 Country Canada Record Date 12-Mar-15 Blocking No Vote Date 25-Apr Elect Leanne M. Baker Management For For For For 1.2 Elect Sean Boyd Management For For For For 1.3 Elect Martine A. Celej Management For For For For 1.4 Elect Robert J. Gemmell Management For For For For 1.5 Elect Bernard Kraft Management For For For For 1.6 Elect Mel Leiderman Management For For For For 1.7 Elect Deborah A. McCombe Management For For For For 1.8 Elect James D. Nasso Management For For For For 1.9 Elect Sean Riley Management For For For For 1.10 Elect J. Merfyn Roberts Management For For For For 1.11 Elect Howard R. Stockford Management For For For For 1.12 Elect Pertti Voutilainen Management For For For For 02 Appointment of Auditor and Authority to Set Fees Management For For For For 03 Amendment to the Stock Option Plan Management For For Against Against Vote Note: Section X-A We vote against plans under which the option grantors have discretionary authority to grant options to themselves. 04 Amendment to the Incentive Share Purchase Plan Management For For For For Vote Note: We vote for proposals that request shareholder approval to implement an employee stock purchase plan or to increase authorized shares for existing plans if, (a) there is broad based participation in the plan, (b) the offering period is 27 months or less, (c) dilution is not more than 10%, and (d) the discounts do not exceed 15%, provided that no discounts may be provided to purchasers in plans where the company matches employee contributions (maximum 25% match), provided that we vote against plans that contain discretion to vary the foregoing criteria. 05 Advisory Vote on Approach to Executive Compensation Management For Against Against Against Vote Note: Section X-H Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. Number Name NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual NASQSSTA 01 OM A/C No Ballot State Street Bank-Canada (C81) Totals 600 On Loan Vote Date Apr-15 6

7 BERKSHIRE HATHAWAY INC. ISIN BRBERKBDR002 Meeting Date 02-May-15 Ticker BRKA Deadline Date 01-May-15 Country United States Record Date 04-Mar-15 Blocking No Vote Date 28-Apr Elect Warren E. Buffett Management For For For For 1.2 Elect Charles T. Munger Management For For For For 1.3 Elect Howard G. Buffett Management For For For For 1.4 Elect Stephen B. Burke Management For For For For 1.5 Elect Susan L. Decker Management For For For For 1.6 Elect William H. Gates III Management For For For For 1.7 Elect David S. Gottesman Management For For For For 1.8 Elect Charlotte Guyman Management For For For For 1.9 Elect Thomas S. Murphy Management For For For For 1.10 Elect Ronald L. Olson Management For For For For 1.11 Elect Walter Scott, Jr. Management For For For For 1.12 Elect Meryl B. Witmer Management For For For For Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) Apr-15 Totals

8 AFLAC INC. ISIN US Meeting Date 04-May-15 Ticker AFL Deadline Date 01-May-15 Country United States Record Date 25-Feb-15 Blocking No Vote Date 28-Apr-15 1A. Elect Daniel P. Amos Management For For For For 1B. Elect Paul S. Amos II Management For For For For 1C. Elect W. Paul Bowers Management For For For For 1D. Elect Kriss Cloninger III Management For Against Against Against Vote Note: CFO on board 1E. Elect Elizabeth J. Hudson Management For For For For 1F. Elect Douglas W. Johnson Management For For For For 1G. Elect Robert B. Johnson Management For For For For 1H. Elect Thomas J. Kenny Management For For For For 1I. Elect Charles B. Knapp Management For For For For 1J. Elect Joseph L. Moskowitz Management For For For For 1K. Elect Barbara K. Rimer Management For For For For 1L. Elect Melvin T. Stith Management For For For For 1M. Elect Takuro Yoshida Management For For For For 2. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. 3. Ratification of Auditor Management For For For For Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) Apr-15 Totals

9 LKQ CORp ISIN US Meeting Date 04-May-15 Ticker LKQ Deadline Date 01-May-15 Country United States Record Date 11-Mar-15 Blocking No Vote Date 28-Apr-15 1A. Elect Sukhpal Singh Ahluwalia Management For For For For 1B. Elect A. Clinton Allen Management For For For For 1C. Elect Ronald G. Foster Management For For For For 1D. Elect Joseph M. Holsten Management For For For For 1E. Elect Blythe J. McGarvie Management For For For For 1F. Elect Paul M. Meister Management For For For For 1G. Elect John F. O'Brien Management For Against Against Against Vote Note: Adopted forum selection clause in past year w/o shareholder approval 1H. Elect Guhan Subramanian Management For For For For 1I. Elect Robert L. Wagman Management For For For For 1J. Elect William M. Webster IV Management For For For For 2. Ratification of Auditor Management For For For For 3. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) Apr-15 Totals

10 MASCO CORP. ISIN US Meeting Date 04-May-15 Ticker MAS Deadline Date 01-May-15 Country United States Record Date 13-Mar-15 Blocking No Vote Date 28-Apr-15 1A. Elect Mark R. Alexander Management For For For For 1B. Elect Richard A. Manoogian Management For For For For 1C. Elect John C. Plant Management For For For For 1D. Elect Mary Ann Van Lokeren Management For For For For 2. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. 3. Ratification of Auditor Management For For For For Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) Apr-15 Totals

11 SIGMA-ALDRICH CORP. ISIN US Meeting Date 05-May-15 Ticker SIAL Deadline Date 04-May-15 Country United States Record Date 06-Mar-15 Blocking No Vote Date 01-May-15 1A. Elect Rebecca M. Bergman Management For For For For 1B. Elect George M. Church Management For For For For 1C. Elect Michael L. Marberry Management For For For For 1D. Elect W. Lee McCollum Management For For For For 1E. Elect Avi M. Nash Management For For For For 1F. Elect Steven M. Paul Management For For For For 1G. Elect J. Pedro Reinhard Management For For For For 1H. Elect Rakesh Sachdev Management For For For For 1I. Elect D. Dean Spatz Management For For For For 1J. Elect Barrett A. Toan Management For For For For 2. Ratification of Auditor Management For For For For 3. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) May-15 Totals

12 KRAFT FOODS GROUP, INC ISIN US50076Q1067 Meeting Date 05-May-15 Ticker KRFT Deadline Date 04-May-15 Country United States Record Date 03-Mar-15 Blocking No Vote Date 01-May-15 1A. Elect Abelardo E. Bru Management For For For For 1B. Elect John T. Cahill Management For For For For 1C. Elect L. Kevin Cox Management For For For For 1D. Elect Myra M. Hart Management For For For For 1E. Elect Peter B. Henry Management For For For For 1F. Elect Jeanne P. Jackson Management For For For For 1G. Elect Terry J. Lundgren Management For For For For 1H. Elect Mackey J. McDonald Management For Against Against Against Vote Note: Adopted forum selection clause in past year w/o shareholder approval 1I. Elect John C. Pope Management For For For For 1J. Elect E. Follin Smith Management For For For For 2. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. 3. Ratification of Auditor Management For For For For 4. Shareholder Regarding Risks of Sourcing Eggs from Caged Hens Shareholder Against Against Against For Vote Note: Section XIV-B 1 We vote case-by-case on proposals concerning animal welfare unless Glass Lewis recommends a vote against in which case we vote Against. 5. Shareholder Regarding Sustainable Forestry Report Shareholder Against Against Against For "Vote Note: Section XIV-A Russell generally votes case-by-case on proposals requesting a company report on or disclose its policies, standards, initiatives, 6. Shareholder Regarding Reporting on the Use of Non-Recyclable Shareholder Against Against Against For Packaging Vote Note: Section XX - For securities in which shares to be voted by Russell in aggregate represent less than 0.15% of shares outstanding and where Russell s Proxy Voting Guidelines indicate case-by-case, we vote in line with Glass Lewis recommendation. 7. Shareholder Related to Sustainability Report Shareholder Against Against Against For ote Note: Section XIV-A Russell generally votes case-by-case on proposals requesting a company report on or disclose its policies, standards, initiatives, procedures and oversight mechanisms, as well as proposals requesting a company to undertake feasibility studies, related to social, political and environmental issues unless Glass Lewis recommends a vote Against in which case we vote Against. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) May-15 Totals

13 NORDSTROM, INC. ISIN US Meeting Date 05-May-15 Ticker JWN Deadline Date 04-May-15 Country United States Record Date 02-Mar-15 Blocking No Vote Date 01-May-15 1A. Elect Shellye L. Archambeau Management For For For For 1B. Elect Phyllis J. Campbell Management For For For For 1C. Elect Michelle M. Ebanks Management For For For For 1D. Elect Enrique Hernandez, Jr. Management For For For For 1E. Elect Robert G. Miller Management For For For For 1F. Elect Blake W. Nordstrom Management For For For For 1G. Elect Erik B. Nordstrom Management For For For For 1H. Elect Peter E. Nordstrom Management For For For For 1I. Elect Philip G. Satre Management For For For For 1J. Elect Brad D. Smith Management For For For For 1K. Elect B. Kevin Turner Management For For For For 1L. Elect Robert D. Walter Management For For For For 1M. Elect Alison A. Winter Management For For For For 2. Ratification of Auditor Management For For For For 3. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) May-15 Totals

14 TRACTOR SUPPLY CO. ISIN US Meeting Date 05-May-15 Ticker TSCO Deadline Date 04-May-15 Country United States Record Date 09-Mar-15 Blocking No Vote Date 01-May Elect Cynthia T. Jamison Management For For For For 1.2 Elect Johnston C. Adams Management For For For For 1.3 Elect Peter D. Bewley Management For For For For 1.4 Elect Richard W. Frost Management For For For For 1.5 Elect Keith R. Halbert Management For For For For 1.6 Elect George MacKenzie Management For For For For 1.7 Elect Edna K. Morris Management For For For For 1.8 Elect Gregory A. Sandfort Management For For For For 1.9 Elect Mark J. Weikel Management For For For For 2. Ratification of Auditor Management For For For For 3. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) May-15 Totals

15 BRISTOL-MYERS SQUIBB CO. ISIN BRBMYBBDR000 Meeting Date 05-May-15 Ticker BMY Deadline Date 04-May-15 Country United States Record Date 13-Mar-15 Blocking No Vote Date 01-May-15 1A) Elect Lamberto Andreotti Management For For For For 1B) Elect Giovanni Caforio Management For For For For 1C) Elect Lewis B. Campbell Management For For For For 1D) Elect Laurie H. Glimcher Management For For For For 1E) Elect Michael Grobstein Management For For For For 1F) Elect Alan J. Lacy Management For For For For 1G) Elect Thomas J. Lynch Management For For For For 1H) Elect Dinesh Paliwal Management For For For For 1I) Elect Vicki L. Sato Management For For For For 1J) Elect Gerald L. Storch Management For For For For 1K) Elect Togo D. West, Jr. Management For For For For 2. Advisory Vote on Executive Compensation Management For Against Against Against Vote Note: Section X-H We vote against advisory proposals to approve executive compensation if there is a pay for performance disconnect, or the company maintains poor compensation practices. Section X-H We vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. 3. Ratification of Auditor Management For For For For 4. Adoption of Exclusive Forum Provision Management For Against Against Against Vote Note: Section XX - For securities in which shares to be voted by Russell in aggregate represent less than 0.15% of shares outstanding and where Russell s Proxy Voting Guidelines indicate case-by-case, we vote in line with Glass Lewis recommendation. 5. Elimination of Supermajority Provisions Management For For For For Vote Note: Section VI-E If a proposal under this item is to be voted on a case-by-case basis, we vote for the proposal if management and Glass Lewis both recommend a vote for such proposal and we vote against the proposal if management and Glass Lewis both recommend a vote against such proposal. 6. Shareholder Regarding Right to Act by Written Consent Shareholder Against For For Against Vote Note: Section V-E We vote for proposals to allow or make easier shareholder action by written consent Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) May-15 Totals

16 AUTOLIV INC. ISIN SE Meeting Date 05-May-15 Ticker ALV Deadline Date 04-May-15 Country United States Record Date 09-Mar-15 Blocking No Vote Date 01-May Elect Aicha Evans Management For For For For 1.2 Elect David E. Kepler Management For For For For 1.3 Elect Xiaozhi Liu Management For For For For 1.4 Elect George A. Lorch Management For For For For 1.5 Elect Kazuhiko Sakamoto Management For For For For 1.6 Elect Wolfgang Ziebart Management For For For For 2. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. 3. Ratification of Auditor Management For For For For Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) May-15 Totals

17 PLUM CREEK TIMBER CO., INC. ISIN US Meeting Date 05-May-15 Ticker PCL Deadline Date 04-May-15 Country United States Record Date 13-Mar-15 Blocking No Vote Date 01-May-15 1A. Elect Rick R. Holley Management For For For For 1B. Elect Robin Josephs Management For For For For 1C. Elect Sara Grootwassink Lewis Management For For For For 1D. Elect John G. McDonald Management For For For For 1E. Elect Robert B. McLeod Management For For For For 1F. Elect John F. Morgan, Sr. Management For For For For 1G. Elect Marc F. Racicot Management For For For For 1H. Elect Laurence A. Selzer Management For For For For 1I. Elect Stephen C. Tobias Management For For For For 1J. Elect Martin A. White Management For For For For 2. Advisory Vote on Executive Compensation Management For Against Against Against Vote Note: Section X-H We vote against advisory proposals to approve executive compensation if there is a pay for performance disconnect, or the company maintains poor compensation practices. Section X-H We vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. 3. Ratification of Auditor Management For For For For Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) May-15 Totals

18 PENTAIR PLC ISIN CH Meeting Date 05-May-15 Ticker PNR Deadline Date 04-May-15 Country Ireland Record Date 06-Mar-15 Blocking No Vote Date 01-May-15 1A. Elect Glynis A. Bryan Management For For For For 1B. Elect Jerry W. Burris Management For For For For 1C. Elect Carol Anthony Davidson Management For For For For 1D. Elect Jacques Esculier Management For For For For 1E. Elect T. Michael Glenn Management For For For For 1F. Elect David H. Y. Ho Management For For For For 1G. Elect Randall J. Hogan Management For For For For 1H. Elect David A. Jones Management For For For For 1I. Elect Ronald L. Merriman Management For For For For 1J. Elect William T. Monahan Management For For For For 1K. Elect Billie Ida Williamson Management For For For For 2. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. 3. Ratification of Auditor Management For For For For 4. Permission to Hold Annual Meeting Outside of Ireland Management For For For For Vote Note: Section XIX With respect to any proposal that is not covered by these Guidelines we vote on a case-by-case basis. If a proposal under this item is to be voted on a case-by-case basis, we vote for the proposal if management and Glass Lewis both recommend a vote for such proposal and we vote against the proposal if management and Glass Lewis both recommend a vote against such proposal. 5. Authorize Price for Reissuance of Treasury Management For For For For Vote Note: Section IX-B We vote for general issuance requests without preemptive rights for up to 20% of a company's outstanding capital as long as the maximum discount for newly issued capital is no more than 5%. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) May-15 Totals

19 KEYERA CORp ISIN CA Meeting Date 05-May-15 Ticker KEYUF Deadline Date 30-Apr-15 Country Canada Record Date 19-Mar-15 Blocking No Vote Date 27-Apr Appointment of Auditor Management For For For For 2.1 Elect James V. Bertram Management For For For For 2.2 Elect Douglas J. Haughey Management For For For For 2.3 Elect Nancy M. Laird Management For For For For 2.4 Elect Donald J. Nelson Management For For For For 2.5 Elect H. Neil Nichols Management For For For For 2.6 Elect J. Michael Norris Management For For For For 2.7 Elect Thomas C. O'Connor Management For For For For 2.8 Elect David G. Smith Management For For For For 2.9 Elect William R. Stedman Management For For For For 03 Advisory Vote on Executive Compensation Management For For For For policies or programs. Number Name NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual NASQSSTA 01 OM A/C No Ballot State Street Bank-Canada (C81) Totals 300 On Loan Vote Date Apr-15 19

20 ALBEMARLE CORP. ISIN US Meeting Date 05-May-15 Ticker ALB Deadline Date 04-May-15 Country United States Record Date 10-Mar-15 Blocking No Vote Date 01-May Elect William H. Hernandez Management For For For For 1.2 Elect Luther C. Kissam IV Management For For For For 1.3 Elect Douglas L. Maine Management For For For For 1.4 Elect Kent Masters Management For For For For 1.5 Elect Jim W. Nokes Management For For For For 1.6 Elect James J. O'Brien Management For For For For 1.7 Elect Barry W. Perry Management For For For For 1.8 Elect John Sherman Jr. Management For For For For 1.9 Elect Gerald A. Steiner Management For For For For 1.10 Elect Harriett Tee Taggart Management For For For For 1.11 Elect Alejandro Wolff Management For For For For 2. Ratification of Auditor Management For For For For 3. Amendment to the 2008 Incentive Plan Management For For For For Vote Note: Section X-A We vote for executive and director stock option plans unless Glass Lewis recommends a vote against, in which case we will apply the following criteria. For U.S. companies, we vote for plans where dilution for mature companies is less than 15% and for growth companies is less than 20%. 4. Advisory Vote on Executive Compensation Management For For For For policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for executive or non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual 997NASQ State Street Bank-US (837) May-15 Totals

21 VOLKSWAGEN ag ISIN DE Meeting Date 05-May-15 Ticker Deadline Date 22-Apr-15 Country Germany Record Date 13-Apr-15 Blocking No Vote Date 21-Apr Allocation of Profits/Dividends Management For For TNA N/A 3.1 Ratify Martin Winterkorn Management For For TNA N/A 3.2 Ratify Francisco Javier Garcia Sanz Management For For TNA N/A 3.3 Ratify Jochem Heizmann Management For For TNA N/A 3.4 Ratify Christian Klingler Management For For TNA N/A 3.5 Ratify Michael Macht Management For For TNA N/A 3.6 Ratify Horst Neumann Management For For TNA N/A 3.7 Ratify Leif Östling Management For For TNA N/A 3.8 Ratify Hans Dieter Pötsch Management For For TNA N/A 3.9 Ratify Rupert Stadler Management For For TNA N/A 4.1 Ratify Ferdinand K. Piëch Management For Against TNA N/A 4.2 Ratify Berthold Huber Management For For TNA N/A 4.3 Ratify Hussain Ali Al-Abdulla Management For For TNA N/A 4.4 Ratify Ahmad Al-Sayed Management For For TNA N/A 4.5 Ratify Jürgen Dorn Management For For TNA N/A 4.6 Ratify Annika Falkengren Management For For TNA N/A 4.7 Ratify Hans-Peter Fischer Management For For TNA N/A 4.8 Ratify Uwe Fritsch Management For For TNA N/A 4.9 Ratify Babette Fröhlich Management For For TNA N/A 4.10 Ratify Olaf Lies Management For For TNA N/A 4.11 Ratify Hartmut Meine Management For For TNA N/A 4.12 Ratify Peter Mosch Management For For TNA N/A 4.13 Ratify Bernd Osterloh Management For For TNA N/A 4.14 Ratify Hans Michel Piëch Management For For TNA N/A 4.15 Ratify Ursula Piëch Management For For TNA N/A 4.16 Ratify Ferdinand Oliver Porsche Management For For TNA N/A 4.17 Ratify Wolfgang Porsche Management For For TNA N/A 4.18 Ratify Stephan Weil Management For For TNA N/A 4.19 Ratify Stephan Wolf Management For For TNA N/A 4.20 Ratify Thomas Zwiebler Management For For TNA N/A 5.1 Elect Hussain Ali Al-Abdulla Management For For TNA N/A 5.2 Elect Abdullah Bin Mohammed Bin Saud Al-Thani Management For Against TNA N/A 6. Increase in Authorized Capital Management For For TNA N/A 7. Amendment to Previously Approved Control Agreement with Volkswagen Management For For TNA N/A Financial Services Aktiengesellschaft 8. Appointment of Auditor Management For For TNA N/A Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual NASQ State Street Bank-Non-US (50P) Totals 48 On Loan Vote Date Apr-15 21

22 LAGARDERE S.C.A. ISIN FR Meeting Date 05-May-15 Ticker Deadline Date 23-Apr-15 Country France Record Date 29-Apr-15 Blocking No Vote Date 18-Apr-15 O.1 s and Reports; Approval of Non-Tax Deductible Expenses Management For For For For Vote Note: Section I-B We vote for management proposals seeking approval of financial statements and director and auditor reports. O.2 Consolidated s and Reports Management For For For For Vote Note: Section I-B We vote for management proposals seeking approval of financial statements and director and auditor reports. O.3 Allocation of Losses/Dividends Management For For For For Vote Note: Section I-C We vote for management proposals concerning allocation of income and the distribution of dividends. O.4 Authority to Repurchase Management For For For For Vote Note: Section IX-C We vote for share repurchase plans in which all shareholders may participate on equal terms. O.5 Remuneration of Arnaud Lagardère, CEO Management For Against Against Against Vote Note: Section X-H Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. O.6 Remuneration of Management Management For Against Against Against Vote Note: Section X-H Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. O.7 Elect Susan M Tolson Management For For For For E.8 Authority to Issue Debt Instruments Management For For For For Vote Note: Section IX-J We vote for debt issuances for companies when the gearing level is between zero and 100 percent. We vote for debt issuances when the gearing level is greater than 100% unless Glass Lewis recommends a vote against. E.9 Authority to Issue and/or Convertible Securities w/ Preemptive Rights Management For For For For Vote Note: Section IX-B. E.10 Authority to Issue and/or Convertible Securities w/o Preemptive Rights Management For For For For but with Priority Subscription Vote Note: Section IX-B We vote for general issuance requests without preemptive rights for up to 20% of a company's outstanding capital as long as the maximum discount for newly issued capital is no more than 5%. E.11 Authority to Issue and/or Convertible Securities w/o Preemptive Rights Management For For For For Vote Note: Section IX-B We vote for general issuance requests without preemptive rights for up to 20% of a company's outstanding capital as long as the maximum discount for newly issued capital is no more than 5%. E.12 Authority to Issue and/or Convertible Securities through Private Placement Management For For For For Vote Note: Section IX-B We vote for general issuance requests without preemptive rights for up to 20% of a company's outstanding capital as long as the maximum discount for newly issued capital is no more than 5%. E.13 Greenshoe Management For For For For Vote Note: Section XIX. E.14 In Consideration for Contributions in Kind or in Case of Exchange Offer Management For For For For Vote Note: Section IX-A We vote for proposals to increase the authorized common stock as long as the shares requested are less than twice the present limit. 22

23 E.15 Global Ceiling to Capital Increases Management For For For For Vote Note: Section XIX. E.16 Authority to Increase Capital through Capitalizations Management For For For For Vote Note: Section IX-A We vote for proposals to increase the authorized common stock as long as the shares requested are less than twice the present limit. E.17 Employee Stock Purchase Plan Management For For For For Vote Note: Section X-D We vote for proposals that request shareholder approval to implement an employee stock purchase plan or to increase authorized shares for existing plans if, (a) for US companies, the plan complies with Section 423 of the Internal Revenue Code, dilution is not more than 10% and the discounts do not exceed 15% and (b) for non-us companies other than Canada, dilution is not more than 10% and the discounts do not exceed 30% or, if the discounts exceed 30%, dilution does not exceed 5%. E.18 Amendments to Articles Management For For For For Vote Note: Section VII-A We vote for proposals seeking to amend a company's articles of association; procedures; processes and/or other company documents unless Glass Lewis recommends a vote Against. O.19 Authorization of Legal Formalities Management For For For For Vote Note: Section I-A We vote for routine management proposals. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual NASQ State Street Bank-Non-US (50P) Totals On Loan Vote Date Apr-15 23

24 KUHNE & NAGEL INTERNATIONAL AG ISIN CH Meeting Date 05-May-15 Ticker Deadline Date 27-Apr-15 Country Switzerland Record Date 29-Apr-15 Blocking No Vote Date 1 s and Reports Management For For TNA N/A 2 Allocation of Profits/Dividends Management For For TNA N/A 3 Ratification of Board and Management Acts Management For For TNA N/A 4.1.A Elect Renato Fassbind Management For For TNA N/A 4.1.B Elect Jürgen Fitschen Management For For TNA N/A 4.1.C Elect Karl Gernandt Management For Against TNA N/A 4.1.D Elect Klaus-Michael Kühne Management For For TNA N/A 4.1.E Elect Hans Lerch Management For For TNA N/A 4.1.F Elect Thomas Staehelin Management For For TNA N/A 4.1.G Elect Martin Wittig Management For For TNA N/A 4.1.H Elect Joerg Wolle Management For For TNA N/A 4.1.I Elect Bernd Wrede Management For Against TNA N/A 4.2 Elect Karl Gernandt as Chairman Management For Against TNA N/A 4.3.A Elect Karl Gernandt as Compensation Committee Member Management For Against TNA N/A 4.3.B Elect Klaus-Michael Kühne as Compensation Committee Member Management For For TNA N/A 4.3.C Elect Hans Lerch as Compensation Committee Member Management For For TNA N/A 4.3.D Elect Jörg Wolle as Compensation Committee Member Management For For TNA N/A 4.3.E Elect Bernd Wrede as Compensation Committee Member Management For Against TNA N/A 4.4 Appointment of Independent Proxy Management For For TNA N/A 4.5 Appointment of Auditor Management For For TNA N/A 5.1 Reduction of Conditional Capital Management For For TNA N/A 5.2 Amendments to Articles relating to VegüV Management For Against TNA N/A 6.1 Board Remuneration Management For For TNA N/A 6.2 Executive Remuneration Management For For TNA N/A 7 Remuneration Report Management For Against TNA N/A Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual NASQ State Street Bank-Non-US 572 (50P) Totals 572 On Loan Vote Date 24

25 BG GROUP PLC ISIN GB Meeting Date 05-May-15 Ticker Deadline Date 27-Apr-15 Country United Kingdom Record Date 01-May-15 Blocking No Vote Date 24-Apr-15 1 s and Reports Management For For For For Vote Note: Section I-B We vote for management proposals seeking approval of financial statements and director and auditor reports. 2 Remuneration Report (Advisory) Management For Against Against Against Vote Note: Section X-H Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. 3 Allocation of Profits/Dividends Management For For For For Vote Note: Section I-C We vote for management proposals concerning allocation of income and the distribution of dividends. 4 Elect Helge Lund Management For For For For 5 Elect Vivienne Cox Management For For For For 6 Elect Pam Daley Management For For For For 7 Elect Martin Ferguson Management For For For For 8 Elect Andrew Gould Management For For For For 9 Elect Baroness Hogg Management For For For For 10 Elect John Hood Management For For For For 11 Elect Caio Koch-Weser Management For For For For 12 Elect LIM Haw Kuang Management For For For For 13 Elect Simon J. Lowth Management For For For For 14 Elect Sir David Manning Management For For For For 15 Elect Mark Seligman Management For For For For 16 Elect Patrick W. Thomas Management For For For For 17 Appointment of Auditor Management For For For For 18 Authority to Set Auditor's Fees Management For For For For 19 Authorisation of Political Donations Management For For For For Vote Note: Section XIX With respect to any proposal that is not covered by these Guidelines we vote on a case-by-case basis. If a proposal under this item is to be voted on a case-by-case basis, we vote for the proposal if management and Glass Lewis both recommend a vote for such proposal and we vote against the proposal if management and Glass Lewis both recommend a vote against such proposal. 20 Authority to Issue w/ Preemptive Rights Management For For For For Vote Note: Section IX-B. 25

26 21 Authority to Issue w/o Preemptive Rights Management For For For For Vote Note: Section IX-B We vote for general issuance requests without preemptive rights for up to 20% of a company's outstanding capital as long as the maximum discount for newly issued capital is no more than 5%. 22 Authority to Repurchase Management For For For For Vote Note: Section IX-C We vote for share repurchase plans in which all shareholders may participate on equal terms. 23 Authority to Set General Meeting Notice Period at 14 Days Management For Against Against Against Vote Note: would authorize a 14 day notice period for EGMs. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual NASQ State Street Bank-Non-US (50P) Totals On Loan Vote Date Apr-15 26

27 BOLIDEN AB ISIN SE Meeting Date 05-May-15 Ticker Deadline Date 22-Apr-15 Country Sweden Record Date 28-Apr-15 Blocking No Vote Date 19-Apr s and Reports Management For For For For Vote Note: Section I-B We vote for management proposals seeking approval of financial statements and director and auditor reports. 12 Allocation of Profits/Dividends Management For For For For Vote Note: Section I-C We vote for management proposals concerning allocation of income and the distribution of dividends. 13 Ratification of Board and CEO Acts Management For For For For Vote Note: Section I-B We vote for proposals seeking the discharge of management and supervisory board members. 15 Board Size; Number of Auditors Management For For For For Vote Note: Section II-H We vote for proposals seeking to fix the size of the board or to designate a range for the size of the board. 16 Directors' Fees Management For For For For Vote Note: Section X-H Section X-H We vote for proposals to approve remuneration policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. 17 Election of Directors Management For For For For 18 Authority to Set Auditor's Fees Management For For For For 19 Appointment of Auditor Management For For For For 20 Remuneration Guidelines Management For Against Against Against Vote Note: Section X-H Additionally, we vote against advisory proposals to approve executive compensation if: There is a pay-for-performance disconnect, or The company maintains poor compensation practices. 21 Nomination Committee Management For For Against Against Vote Note: Section II-C In the case of Scandinavian and Asian companies, we vote against shareholder proposals to create a Nominating Committee that would consist of a majority of shareholder representatives of the government or the companies largest shareholders. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual NASQ State Street Bank-Non-US (50P) Totals On Loan Vote Date Apr-15 27

28 ARCELORMITTAL ISIN LU Meeting Date 05-May-15 Ticker Deadline Date 15-Apr-15 Country Luxembourg Record Date 21-Apr-15 Blocking No Vote Date 13-Apr-15 I Consolidated s and Reports Management For For For For Vote Note: Section I-B We vote for management proposals seeking approval of financial statements and director and auditor reports. II s and Reports Management For For For For Vote Note: Section I-B We vote for management proposals seeking approval of financial statements and director and auditor reports. III Allocation of Profits/Dividends Management For For For For Vote Note: Section I-C We vote for management proposals concerning allocation of income and the distribution of dividends. IV Directors' Fees Management For For For For Vote Note: Section X-H Section X-H We vote for proposals to approve remuneration policies or programs unless (1) we have voted against other components of the company s remuneration or compensation package in a separate proposal, in which case we will vote against such policy or program; (2) Glass Lewis recommends a vote against equity or compensation plans for non-executive directors, in which case we will vote against such plan; or (3) for proposals not covered above, Glass Lewis recommends a vote against, in which case the proposal will be voted on a case-by-case basis. V Ratification of Board Acts Management For For For For Vote Note: Section I-B We vote for proposals seeking the discharge of management and supervisory board members. VI Elect Naranayan Vaghul Management For For For For VII Elect Wilbur L. Ross, Jr. Management For Against Against Against Vote Note: Serves on too many boards VIII Elect Tye W. Burt Management For For For For IX Elect Karyn Ovelmen Management For For For For X Authority to Repurchase Management For For For For Vote Note: Section IX-C We vote for share repurchase plans in which all shareholders may participate on equal terms. XI Appointment of Auditor Management For For For For XII Performance Share Unit Plan Management For For For For Vote Note: Section X-A We vote for executive and director stock option plans, unless Glass Lewis recommends a vote against. Number Name A/C No Ballot NASQ Old Mutual MSCI World ESG Index Fund - Old Mutual NASQ State Street Bank-Non-US (50P) Totals 677 On Loan Vote Date Apr-15 28