======================= Mainstay ICAP International Fund ======================= ABN AMRO GROUP N.V.

Transcription

1 ======================= Mainstay ICAP International Fund ======================= ABN AMRO GROUP N.V. Ticker: ABN Security ID: N0162C102 Meeting Date: AUG 12, 2016 Meeting Type: Special Record Date: JUL 15, Open Meeting None None Management 2a Verbal Introduction and Motivation by None None Management J.B.J. Stegmann 2b Elect J.B.J. Stegmann to Supervisory For For Management Board 3 Close Meeting None None Management EURONEXT NV Ticker: ENX Security ID: N3113K397 Meeting Date: FEB 15, 2017 Meeting Type: Special Record Date: JAN 18, Open Meeting None None Management 2 Approve Acquisition of LCH Clearnet For For Management 3 Close Meeting None None Management NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: FEB 28, 2017 Meeting Type: Annual Record Date: 1 Accept Financial Statements and For For Management 2 Approve Discharge of Board and Senior For For Management Management Dividends of CHF 2.75 per Share 4 Approve CHF 5.14 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1 Approve Maximum Remuneration of For For Management Directors in the Amount of CHF 8.5 Million 5.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 99 Million 5.3 Approve Remuneration Report For Against Management (Non-Binding)

2 6.1 Reelect Joerg Reinhardt as Director For For Management and Chairman 6.2 Reelect Nancy C. Andrews as Director For For Management 6.3 Reelect Dimitri Azar as Director For For Management 6.4 Reelect Ton Buechner as Director For For Management 6.5 Reelect Srikant Datar as Director For For Management 6.6 Reelect Elizabeth Doherty as Director For For Management 6.7 Reelect Ann Fudge as Director For For Management 6.8 Reelect Pierre Landolt as Director For For Management 6.9 Reelect Andreas von Planta as Director For For Management 6.10 Reelect Charles L. Sawyers as Director For For Management 6.11 Reelect Enrico Vanni as Director For For Management 6.12 Reelect William T. Winters as Director For For Management 6.13 Elect Frans van Houten as Director For For Management 7.1 Appoint Srikant Datar as Member of the For For Management 7.2 Appoint Ann Fudge as Member of the For For Management 7.3 Appoint Enrico Vanni as Member of the For For Management 7.4 Appoint William T. Winters as Member For For Management of the 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Designate Peter Andreas Zahn as For For Management Independent Proxy 10 Transact Other Business (Voting) For Against Management PERNOD RICARD Ticker: RI Security ID: F Meeting Date: NOV 17, 2016 Meeting Type: Annual/Special Record Date: NOV 14, Approve Consolidated Financial For For Management Statements and Dividends of EUR 1.88 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Alexandre Ricard 6 Reelect Alexandre Ricard as Director For Against Management 7 Reelect Pierre Pringuet as Director For For Management 8 Reelect Cesar Giron as Director For For Management 9 Reelect Wolfgang Colberg as Director For For Management 10 Ratify Appointment of Anne Lange as For For Management Director 11 Appoint KPMG as Auditor For For Management 12 Appoint Salustro Reydel as Alternate For For Management Auditor 13 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 970, Advisory Vote on Compensation of CEO, For For Management Alexandre Ricard 15 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital

3 16 Approve Restricted Stock Grants to For For Management Executives Partially Compensating Losses under the Previous Benefit Pension Scheme 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 18 Authorize Filing of Required For For Management Documents/Other Formalities SAMSUNG ELECTRONICS CO. LTD. Ticker: A Security ID: Meeting Date: OCT 27, 2016 Meeting Type: Special Record Date: SEP 28, Approve Spin-Off Agreement For For Management Elect Lee Jae-yong as Inside Director For For Management SAMSUNG ELECTRONICS CO. LTD. Ticker: A Security ID: Meeting Date: MAR 24, 2017 Meeting Type: Annual Record Date: DEC 30, 2016 Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors SIEMENS AG Ticker: SIE Security ID: D Meeting Date: FEB 01, 2017 Meeting Type: Annual Record Date: 1 Receive Financial Statements and None None Management for Fiscal 2015/2016 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2015/ Approve Discharge of Supervisory Board For For Management for Fiscal 2015/ Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2016/2017 SODEXO

4 Ticker: SW Security ID: F Meeting Date: JAN 24, 2017 Meeting Type: Annual Record Date: JAN 19, Approve Consolidated Financial For For Management Statements and Dividends of EUR 2.40 per Share and an Extra of EUR 0.24 per Share to Long-Term Registered Shares 4 Approve Health Insurance Coverage For For Management Agreement with Sophie Bellon, Chairman of the Board 5 Approve Health Insurance Coverage For For Management Agreement with Michel Landel, CEO 6 Reelect Patricia Bellinger as Director For Against Management 7 Reelect Michel Landel as Director For For Management 8 Elect Cecile Tandeau as Director For For Management 9 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 10 Appoint Jean-Baptiste Deschryver as For For Management Alternate Auditor 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 735, Advisory Vote on Compensation of For For Management Pierre Bellon, Chairman of the Board until Jan. 26, Advisory Vote on Compensation of For For Management Sophie Bellon, Chairman of the Board since Jan. 26, Advisory Vote on Compensation of For For Management Michel Landel, CEO 15 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 16 Authorize Filing of Required For For Management Documents/Other Formalities VODAFONE GROUP PLC Ticker: VOD Security ID: 92857W308 Meeting Date: JUL 29, 2016 Meeting Type: Annual Record Date: JUN 21, Accept Financial Statements and For For Management 2 Re-elect Gerard Kleisterlee as Director For For Management 3 Re-elect Vittorio Colao as Director For For Management 4 Re-elect Nick Read as Director For For Management 5 Re-elect Sir Crispin Davis as Director For For Management 6 Re-elect Dr Mathias Dopfner as Director For For Management 7 Re-elect Dame Clara Furse as Director For For Management 8 Re-elect Valerie Gooding as Director For For Management 9 Re-elect Renee James as Director For For Management 10 Re-elect Samuel Jonah as Director For For Management 11 Re-elect Nick Land as Director For For Management

5 12 Elect David Nish as Director For For Management 13 Re-elect Philip Yea as Director For For Management 14 Approve Final Dividend For For Management 15 Approve Remuneration Report For For Management 16 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 17 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise Issue of Equity with For For Management 19 Authorise Issue of Equity without For For Management 20 Authorise Issue of Equity without For For Management 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice