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1 Fund Name : TTE Trust Allianz SE ALV CINS D /07/2014 Take No Action Annual Germany Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Allocation of Profits/Dividends For TNA N/A 8 Ratification of Management For TNA N/A Board Acts 9 Ratification of Supervisory Board For TNA N/A Acts 10 Elect Jim Hagemann Snabe For TNA N/A 11 Increase in Authorized Capital I For TNA N/A 12 Increase in Authorized Capital II For TNA N/A for Issuance of Shares to Employees 13 Authority to Issue Convertible For TNA N/A Debt Instruments; Increase in Conditional Capital 14 Authority to Trade in Company For TNA N/A Stock 15 Authority to Repurchase Shares For TNA N/A 16 Authority to Repurchase Shares Using Derivatives 17 Amendments to Previously Approved Intra-Company Contracts For TNA N/A For TNA N/A Anglo American plc AAL CINS G /24/2014 Voted Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Accounts and Reports For For For 2 Allocation of Profits/Dividends For For For 3 Elect Judy Diamini For For For 4 Elect Mphu Ramatlapeng For For For 5 Elect Jim Rutherford For For For 6 Elect Mark Cutifani For For For 7 Elect Byron E. Grote For For For 8 Elect Sir Philip Hampton For For For 9 Elect Rene Medori For For For 10 Elect Phuthuma F. Nhleko For For For 11 Elect Ray O'Rourke For For For 12 Elect Sir John Parker For For For 13 Elect Anne L. Stevens For For For 14 Elect Jack E. Thompson For For For 15 Appointment of Auditor For For For 16 Authority to Set Auditor's Fees For For For 17 Remuneration Policy (Binding) For For For 18 Remuneration Report (Advisory) For For For 19 Bonus Share Plan 2014 For For For 20 Authority to Issue Shares w/ For For For 21 Authority to Issue Shares w/o For For For 22 Authority to Repurchase Shares For For For 23 Authority to Set General Meeting Notice Period at 14 Days For Against Against

2 Banco Santander S.A. SAN CINS E /28/2014 Voted Ordinary Spain Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Accounts and Reports For For For 2 Ratification of Board Acts For For For 3 Allocation of Profits/Dividends For For For 4 Elect Javier Marin Romano For For For 5 Elect Juan-Miguel Villar Mir For For For 6 Elect Sheila C. Bair For For For 7 Elect Ana Patricia Botin-Sanz de For Against Against Sautuola y O'Shea 8 Elect Rodrigo Echenique Gordillo For For For 9 Elect Esther Gimenez-Salinas i For For For Colomer 10 Elect Vittorio Corbo Lioi For Against Against 11 Appointment of Auditor For For For 12 Authority to Repurchase Shares For For For 13 Amendments to Articles 42, 58, 59. For For For 14 Amendments to Articles 48, 49, For For For 50, 53, 54, 62 and Include Articles 49bis and 54bis. 15 Amendments to Article 18. For For For 16 Authority to Issue Shares w/ or For For For w/o 17 Authority to Issue Shares w/o For For For 18 Scrip Dividend For For For 19 Scrip Dividend For For For 20 Scrip Dividend For For For 21 Scrip Dividend For For For 22 Authority to Issue Convertible For For For Debt Instruments w/o Preemptive Rights 23 Authority to Issue Non-convertible For For For Debt Instruments 24 Maximum Pay Ratio For For For 25 Deferred and Conditional Variable For Against Against Remuneration Plan 26 Performance Shares plan For For For 27 Employee Share Purchase Plan - For For For Santander UK plc 28 Employee Share Purchase Plan - For For For Santander Insurance Services Limited 29 Authorization of Legal Formalities For For For 30 Remuneration Report For For For

3 Basf SE BAS CINS D /02/2014 Take No Action Annual Germany Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Allocation of Profits/Dividends For TNA N/A 8 Ratification of Supervisory Board For TNA N/A Acts 9 Ratification of Management For TNA N/A Board Acts 10 Appointment of Auditor For TNA N/A 11 Elect Alison J. Carnwath For TNA N/A 12 Elect Francois Diederich For TNA N/A 13 Elect Michael Diekmann For TNA N/A 14 Elect Franz Fehrenbach For TNA N/A 15 Elect Jurgen Hambrecht For TNA N/A 16 Elect Anke Schaferkordt For TNA N/A 17 Increase in Authorized Capital For TNA N/A 18 Amendments to Control For TNA N/A Agreement with BASF Plant Science Company GmbH 19 Amendments to Control For TNA N/A Agreement with BASF Pigment GmbH 20 Amendments to Control For TNA N/A Agreement with BASF Immobilien- Gesellschaft mbh 21 Amendments to Control For TNA N/A Agreement with BASF Handelsund Exportgesellschaft mbh 22 Amendments to Control Agreement with LUWOGE GmbH For TNA N/A 23 Amendments to Control Agreement with BASF Schwarzeide GmbH 24 Amendments to Control Agreement with BASF Coatings GmbH 25 Amendments to Control Agreement with BASF Polyurethanes GmbH 26 Amendments to Control Agreement with BASF New Business GmbH For TNA N/A For TNA N/A For TNA N/A For TNA N/A

4 BP plc BP CINS G /10/2014 Voted Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Accounts and Reports For For For 2 Remuneration Report (Advisory) For Against Against 3 Remuneration Policy (Binding) For For For 4 Elect Robert W. Dudley For For For 5 Elect Iain C. Conn For For For 6 Elect Brian Gilvary For For For 7 Elect Paul M. Anderson For For For 8 Elect Frank L. Bowman For For For 9 Elect Antony Burgmans For For For 10 Elect Cynthia B. Carroll For For For 11 Elect George David For Against Against 12 Elect Ian E.L. Davis For For For 13 Elect Dame Ann Dowling For For For 14 Elect Brendan R. Nelson For For For 15 Elect Phuthuma F. Nhleko For For For 16 Elect Andrew B. Shilston For For For 17 Elect Carl-Henric Svanberg For For For 18 Appointment of Auditor and For For For Authority to Set Fees 19 Executive Directors' Incentive For Against Against Plan 20 Increase in NEDs' Fee Cap For For For 21 Authority to Issue Shares w/ For For For 22 Authority to Issue Shares w/o For For For 23 Authority to Repurchase Shares For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Set General Meeting For Against Against Notice Period at 14 Days 26 Non-Voting Meeting Note N/A N/A N/A N/A Daimler AG DAI CINS D1668R123 04/09/2014 Take No Action Annual Germany Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Allocation of Profits/Dividends For TNA N/A 8 Ratification of Management For TNA N/A Board Acts 9 Ratification of Supervisory Board For TNA N/A Acts 10 Appointment of Auditor For TNA N/A 11 Remuneration Policy For TNA N/A 12 Elect Bernd Bohr For TNA N/A 13 Elect Joe Kaeser For TNA N/A 14 Elect Bernd Pischetsrieder For TNA N/A 15 Increase in Authorized Capital For TNA N/A 16 Supervisory Board Members' For TNA N/A Fees 17 Amendments to Previously For TNA N/A Approved Intra-Company Contracts 18 Cancellation and Reworking of Intra-Company Contracts For TNA N/A

5 E.ON SE EOAN CINS D /30/2014 Take No Action Annual Germany Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Allocation of Profits/Dividends For TNA N/A 8 Ratification of Management For TNA N/A Board Acts 9 Ratification of Supervisory Board For TNA N/A Acts 10 Appointment of Auditor For TNA N/A 11 Appointment of Auditor for Interim For TNA N/A Statements 12 Amendment to Intra-Company Control Agreement For TNA N/A Glaxosmithkline plc GSK CINS G3910J112 05/07/2014 Voted Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Accounts and Reports For For For 2 Remuneration Report (Advisory) For For For 3 Remuneration Policy (Binding) For For For 4 Elect Sir Christopher Gent For Against Against 5 Elect Sir Andrew Witty For For For 6 Elect Sir Roy Anderson For For For 7 Elect Stephanie A. Burns For For For 8 Elect Stacey Cartwright For For For 9 Elect Simon Dingemans For For For 10 Elect Lynn L. Elsenhans For For For 11 Elect Judy C. Lewent For For For 12 Elect Sir Deryck C. Maughan For For For 13 Elect Daniel Podolsky For For For 14 Elect Moncef Slaoui For For For 15 Elect Tom de Swaan For For For 16 Elect Jing Ulrich For For For 17 Elect Hans Wijers For For For 18 Appointment of Auditor For For For 19 Authority to Set Auditor's Fees For For For 20 Authorisation of Political For For For Donations 21 Authority to Issue Shares w/ For For For 22 Authority to Issue Shares w/o For For For 23 Authority to Repurchase Shares For For For 24 Exemption from Statement of Senior Auditor's Name 25 Authority to Set General Meeting Notice Period at 14 Days For For For For Against Against

6 H & M Hennes & Mauritz AB HM-B CINS W /29/2014 Voted Annual Sweden Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Accounts and Reports For For For 16 Allocation of Profits/Dividends For For For 17 Ratification of Board and For For For Management Acts 18 Board Size For For For 19 Directors and Auditors' Fees For For For 20 Election of Directors For For For 21 Nomination Committee For Against Against 22 Remuneration Guidelines For Against Against 23 Non-Voting Agenda Item N/A N/A N/A N/A HSBC Holdings plc HSBA CINS G4634U169 05/23/2014 Voted Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Accounts and Reports For For For 2 Remuneration Policy (Binding) For For For 3 Remuneration Report (Advisory) For For For 4 Maximum Variable Pay Ratio For For For 5 Elect Kathleen Casey For For For 6 Elect Jonathan Evans For For For 7 Elect Marc Moses For For For 8 Elect Jonathan Symonds For For For 9 Elect Safra A. Catz For For For 10 Elect Laura CHA May Lung For For For 11 Elect Marvin CHEUNG Kin Tung For For For 12 Elect Joachim Faber For For For 13 Elect Rona Fairhead For For For 14 Elect Renato Fassbind For For For 15 Elect Douglas J. Flint For For For 16 Elect Stuart T. Gulliver For For For 17 Elect Sam H. Laidlaw For For For 18 Elect John P Lipsky For For For 19 Elect J. Rachel Lomax For For For 20 Elect Iain J. Mackay For For For 21 Elect Sir Simon M. Robertson For For For 22 Appointment of Auditor For For For 23 Authority to Set Auditor's Fees For For For 24 Authority to Issue Shares w/ For For For 25 Authority to Issue Shares w/o For For For 26 Authority to Issue Repurchased For For For Shares 27 Authority to Repurchase Shares For For For 28 Authority to Issue Contingent Convertible Securities w/ 29 Authority to Issue Contingent Convertible Securities w/o 30 Authority to Set General Meeting Notice Period at 14 Days For For For For For For For Against Against

7 Novartis AG NOVN CINS H5820Q150 02/25/2014 Take No Action Annual Switzerland Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports For TNA N/A 3 Ratification of Board and For TNA N/A Management Acts 4 Allocation of Profits/Dividends For TNA N/A 5 Board Compensation For TNA N/A 6 Executive Compensation For TNA N/A 7 Elect Jorg Reinhardt For TNA N/A 8 Elect Dimitri Azar For TNA N/A 9 Elect Verena A. Briner For TNA N/A 10 Elect Srikant Datar For TNA N/A 11 Elect Ann M. Fudge For TNA N/A 12 Elect Pierre Landolt For TNA N/A 13 Elect Ulrich Lehner For TNA N/A 14 Elect Andreas von Planta For TNA N/A 15 Elect Charles L. Sawyers For TNA N/A 16 Elect Enrico Vanni For TNA N/A 17 Elect William T. Winters For TNA N/A 18 Elect Compensation Committee Member (Srikant Datar) For TNA N/A 19 Elect Compensation Committee Member (Ann Fudge) 20 Elect Compensation Committee Member (Ulrich Lehner) 21 Elect Compensation Committee Member (Enrico Vanni) For TNA N/A For TNA N/A For TNA N/A 22 Appointment of Auditor For TNA N/A 23 Appointment of Independent For TNA N/A Proxy 24 In the case of adhoc/miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors ShrHoldr N/A TNA N/A Rio Tinto plc RIO CINS G /15/2014 Voted Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Accounts and Reports For For For 2 Remuneration Policy (Binding - For For For UK) 3 Remuneration Report (Advisory - For For For UK) 4 Remuneration Report (Advisory - For For For AUS) 5 Approve Termination Payments For For For 6 Elect Anne Lauvergeon For For For 7 Elect Simon R. Thompson For For For 8 Elect Robert E. Brown For For For 9 Elect Jan du Plessis For For For 10 Elect Michael Fitzpatrick For For For 11 Elect Ann Godbehere For For For 12 Elect Richard R. Goodmanson For For For 13 Elect Lord John Kerr of For For For Kinlochard 14 Elect Chris J. Lynch For For For 15 Elect Paul M. Tellier For For For 16 Elect John S. Varley For For For 17 Elect Samuel M.C. Walsh For For For 18 Appointment of Auditor For For For 19 Authority to Set Auditor's Fees For For For 20 Authority to Issue Shares w/ For For For 21 Authority to Issue Shares w/o For For For 22 Authority to Repurchase Shares For For For 23 Authority to Set General Meeting Notice Period at 14 Days For Against Against 24 Scrip Dividend For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A

8 Royal Dutch Shell Plc RDSB CINS G7690A100 05/20/2014 Voted Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Accounts and Reports For For For 2 Remuneration Policy (Binding) For For For 3 Remuneration Report (Advisory) For For For 4 Elect Euleen Goh For For For 5 Elect Patricia A. Woertz For For For 6 Elect Ben Van Beurden For For For 7 Elect Guy Elliott For For For 8 Elect Simon Henry For For For 9 Elect Charles O. Holliday, Jr. For For For 10 Elect Gerard Kleisterlee For For For 11 Elect Jorma Ollila For For For 12 Elect Sir Nigel Sheinwald For For For 13 Elect Linda G. Stuntz For For For 14 Elect Hans Wijers For For For 15 Elect Gerrit Zalm For For For 16 Appointment of Auditor For For For 17 Authority to Set Auditor's Fees For For For 18 Authority to Issue Shares w/ For For For 19 Authority to Issue Shares w/o For For For 20 Authority to Repurchase Shares For For For 21 Long Term Incentive Plan For Against Against 22 Deferred Bonus Plan For For For 23 Restricted Share Plan For Against Against 24 Authorisation of Political For For For Donations 25 Non-Voting Meeting Note N/A N/A N/A N/A

9 Telefonaktiebolaget LM Ericsson ERIC.A CINS W /11/2014 Voted Annual Sweden Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports For For For 13 Ratification of Board and For For For Management Acts 14 Allocation of Profits/Dividends For For For 15 Board Size For For For 16 Directors' Fees For For For 17 Election of Directors For For For 18 Auditor's Fees For For For 19 Number of Auditors For For For 20 Appointment of Auditor For For For 21 Remuneration Guidelines For For For 22 Stock Purchase Plan For Against Against 23 Transfer of treasury shares for For For For the Stock Purchase Plan 24 Equity Swap Agreement for the For For For Stock Purchase Plan 25 Key Contributor Retention For Against Against Program 26 Transfer of treasury shares for For For For the Key Contributor Retention Program 27 Equity Swap Agreement for the For For For Key Contributor Retention Program 28 Executive Performance Stock For Against Against Plan 29 Transfer of treasury shares for For For For the Executive Performance Stock Plan 30 Equity Swap Agreement for the For For For Executive Performance Stock Plan 31 Authority to Issue Treasury For For For Shares 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Shareholder Proposal Regarding Unequal Voting Rights ShrHoldr N/A For N/A 34 Shareholder Proposal Regarding Shareholders/ Association 35 Shareholder Proposal Regarding Voting Power 36 Shareholder Proposal Regarding Board Composition 37 Shareholder Proposal Regarding Unequal Voting Rights ShrHoldr N/A Against N/A ShrHoldr N/A Against N/A ShrHoldr N/A Against N/A ShrHoldr N/A Against N/A 38 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Special Audit 39 Non-Voting Agenda Item N/A N/A N/A N/A

10 Tesco plc TSCO CINS G /27/2014 Voted Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Accounts and Reports For For For 2 Remuneration Report (Advisory) For For For 3 Remuneration Policy (Binding) For For For 4 Allocation of Profits/Dividends For For For 5 Elect Mark Armour For For For 6 Elect Sir Richard Broadbent For For For 7 Elect Philip Clarke For For For 8 Elect Gareth Bullock For For For 9 Elect Patrick Cescau For For For 10 Elect Stuart Chambers For For For 11 Elect Olivia Garfield For For For 12 Elect Ken Hanna For For For 13 Elect Deanna W. Oppenheimer For For For 14 Elect Jacqueline Tammenoms For For For Bakker 15 Appointment of Auditor For For For 16 Authority to Set Auditor's Fees For For For 17 Authority to Issue Shares w/ For For For 18 Authority to Issue Shares w/o For For For 19 Authority to Repurchase Shares For For For 20 Authorisation of Political Donations 21 Authority to Set General Meeting Notice Period at 14 Days For For For For Against Against

11 Total SA FP CINS F /16/2014 Voted Mix France Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports For For For 6 Consolidated Accounts and For For For Reports 7 Allocation of Profits/Dividends For For For 8 Authority to Repurchase Shares For For For 9 Elect Patricia Barbizet For For For 10 Elect Marie-Christine Coisne- For For For Roquette 11 Elect Paul Desmarais, Jr. For Against Against 12 Elect Barbara Kux For For For 13 Remuneration of Christophe de For For For Margerie, CEO 14 Authority to Issue Shares w/ For For For ; Authority to Increase Capital through Capitalizations 15 Authority to Issue Shares w/o For For For 16 Greenshoe For For For 17 Authority to Increase Capital in For For For Consideration for Contributions in Kind 18 Authority to Increase Capital For For For Under Employee Savings Plan 19 Employee Stock Purchase Plan For For For for Overseas Employees 20 Authority to Issue Performance For For For Shares 21 Amendment to Article Regarding Employee Representatives For For For 22 Amendment Regarding Age Limit of Chairman 23 Amendment Regarding Age Limit of CEO 24 Amendment Regarding Shareholder Representatives at the Annual General Meeting 25 Shareholder Proposal Regarding the Distribution of a Newsletter 26 Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety 27 Shareholder Proposal Regarding Loyalty Dividend 28 Shareholder Proposal Regarding the Inclusion of Employee Representatives in Board Committees 29 Shareholder Proposal Regarding Directors' Fees For For For For For For For For For ShrHoldr Against Against For ShrHoldr Against Against For ShrHoldr Against Against For ShrHoldr Against Against For ShrHoldr Against Against For

12 Unilever N.V. UNA CINS N8981F271 05/14/2014 Voted Annual Netherlands Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Approval of Remuneration Policy For For For 4 Accounts and Reports For For For 5 Ratification of Executive For For For Directors' Acts 6 Ratification of Non-Executive For For For Directors' Acts 7 Elect Paul Polman For For For 8 Elect Jean-Marc Huet For For For 9 Elect Laura M. Cha For For For 10 Elect Louise O. Fresco For For For 11 Elect Ann M. Fudge For For For 12 Elect Byron E. Grote For For For 13 Elect Mary Ma For For For 14 Elect Hixonia Nyasulu For For For 15 Elect Malcolm Rifkind For For For 16 Elect John Rishton For For For 17 Elect Kees J. Storm For For For 18 Elect Michael Treschow For For For 19 Elect Paul S. Walsh For For For 20 Elect Feike Sijbesma For For For 21 Appointment of Auditor For For For 22 Authority to Issue Shares w/ or For For For w/o 23 Authority to Repurchase Shares For For For 24 Authority to Reduce Share For For For Capital 25 Non-Voting Agenda Item N/A N/A N/A N/A Verizon Communications Inc. VZ CINS 92343V104 05/01/2014 Voted Annual United States Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Elect Shellye L. Archambeau For For For 2 Elect Richard L. Carrion For For For 3 Elect Melanie L. Healey For For For 4 Elect M. Frances Keeth For For For 5 Elect Robert W. Lane For For For 6 Elect Lowell C. McAdam For For For 7 Elect Donald T. Nicolaisen For For For 8 Elect Clarence Otis, Jr. For For For 9 Elect Rodney E. Slater For For For 10 Elect Kathryn A. Tesija For For For 11 Elect Gregory D. Wasson For For For 12 Ratification of Auditor For For For 13 Advisory Vote on Executive For For For Compensation 14 Adoption of Proxy Access For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Network Neutrality 16 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Approval of Severance Agreements 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHoldr Against For Against 19 Shareholder Proposal Regarding Right to Act by Written Consent 20 Shareholder Proposal Regarding Counting Shareholder Votes ShrHoldr Against For Against ShrHoldr Against Against For 21 Non-Voting Meeting Note N/A N/A N/A N/A

13 Vinci DG CINS F5879X108 04/15/2014 Voted Mix France Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and For For For Reports 5 Accounts and Reports; Approval of Non Tax-Deductible Expenses For For For 6 Allocation of Profits/Dividends For For For 7 Elect Xavier Huillard For For For 8 Elect Yves-Thibault de Silguy For Against Against 9 Elect Henri Saint Olive For Against Against 10 Elect Representative of Qatari For Abstain Against Diar 11 Elect Marie-Christine Lombard For For For 12 Authority to Repurchase Shares For For For 13 Supplementary Pension Plan For For For (Xavier Huillard) 14 Severance Agreement (Xavier For Against Against Huillard) 15 Related Party Transactions For Against Against (Renewal of Service Agreement with YTSeuropaconsultants) 16 Remumeration of Xavier Huillard, For For For CEO 17 Authority to Cancel Shares and For For For Reduce Capital 18 Authority to Increase Capital For For For Under Employee Savings Plan 19 Employee Stock Purchase Plan For For For for Overseas Employees 20 Amendments to Articles For For For Regarding Employee Representatives 21 Authorization of Legal Formalities For For For Vivendi SA VIV CINS F /24/2014 Voted Mix France Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports For For For 5 Consolidated Accounts and For For For Reports 6 Related Party Transactions For For For 7 Allocation of Loss/Dividends For For For 8 Remuneration of Jean-Francois For For For Dubos, CEO 9 Remuneration of Philippe Capron, For For For Former CFO 10 Elect Aliza Jabes For For For 11 Elect Daniel Camus For For For 12 Elect Katie Jacobs Stanton For For For 13 Elect Virginie Morgon For Against Against 14 Elect Philippe Benacin For For For 15 Authority to Repurchase Shares For For For 16 Authority to Cancel Shares and For For For Reduce Share Capital 17 Authority to Issue Free Shares to For For For Employees of the Group, and Employees and Officers of Subsidiaries 18 Authority to Increase Capital For For For Under Employee Savings Plan 19 Authority to Increase Capital For For For Under Employee Savings Plan for Overseas Employees 20 Amendments to Articles For For For Regarding Employee Representatives 21 Authorization of Legal Formalities For For For

14 Vodafone Group plc VOD CINS G /28/2014 Voted Court United Kingdom Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation For For For Vodafone Group plc VOD CINS G /28/2014 Voted Ordinary United Kingdom Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Ordinary: Disposal of Verizon For For For Wireless and Acquisition of Vodafone Italy 2 Special: Return of Value and For For For Share Consolidation 3 Special: Authority to Repurchase For For For Shares 4 Special: Authority to Ratify and Execute Approved Resolutions For For For Vodafone Group plc VOD CINS G /23/2013 Voted Issue No. Description Proponent Rec Vote Cast For/Agnst 1 Accounts and Reports For For For 2 Elect Gerard Kleisterlee For For For 3 Elect Vittorio Colao For For For 4 Elect Andy Halford For For For 5 Elect Steve Pusey For For For 6 Elect Renee J. James For For For 7 Elect Alan W. Jebson For For For 8 Elect Samuel E. Jonah For For For 9 Elect Omid Kordestani For For For 10 Elect Nick Land For For For 11 Elect Anne Lauvergeon For For For 12 Elect Luc Vandevelde For For For 13 Elect Anthony Watson For For For 14 Elect Philip Yea For For For 15 Allocation of Profits/Dividends For For For 16 Directors' Remuneration Report For For For 17 Appointment of Auditor For For For 18 Authority to Set Auditor's Fees For For For 19 Authority to Issue Shares w/ For For For 20 Authority to Issue Shares w/o For For For 21 Authority to Repurchase Shares For For For 22 Authorisation of Political Donations 23 Authority to Set General Meeting Notice Period at 14 Days For For For For Against Against

======================= Mainstay ICAP International Fund ======================= ABN AMRO GROUP N.V.

======================= Mainstay ICAP International Fund ======================= ABN AMRO GROUP N.V. Ticker: ABN Security ID: N0162C102 Meeting Date: AUG 12, 2016 Meeting Type: Special Record Date: JUL