Effects of Fresh Gas Flow, Respiratory Rate, and Mode of Ventilation on Recovery of Tidal Volume after Circuit Disconnection

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1 경희의학 : 제 31 권제 1 호 원 저 J Kyung Hee Univ Med Cent : Vol. 31, No. 1, 2016 Effects of Fresh Gas Flow, Respiratory Rate, and Mode of Ventilation on Recovery of Tidal Volume after Circuit Disconnection Yoo-Jin Kang, Dae-Hee Jeong, Jung-Eun Cha, Jeong-Hyun Choi, Young Kyoo Choi Department of Anesthesiology and Pain Medicine, School of Medicine, Kyung Hee University, Seoul, Korea INTRODUCTION The development of an automatic ventilator has drastically changed practice in the operating room and intensive care unit. However, disconnection of the circuit can happen at any time during ventilatory care. In the ASA Closed Claims database between 1961 and 1994, gas delivery equipment failure accounted for 72 of 3,791 claims (2%).(1) Among these claims, almost all adverse events occurred in the operating room (n=62, 86%), and the breathing circuit was the most common source of failure (n=28, 39%). Misconnection or disconnection of the circuit was the largest contribution to injury (n=25, 35%). The most common adverse events were death and brain damage (76%). Disconnections in the breathing system can lead to life-threatening complications due to hypoxia.(2) Depending on the method of delivery of breathing gas, ventilators are categorized as mechanically driven piston-type or air-filled bellow-type. The bellow-type ventilator is divided into ascending-type and descending-type in accordance with the direction of the Corresponding author: Jeong-Hyun Choi, Department of Anesthesiology and Pain Medicine, Kyung Hee University, School of Medicine, Seoul, Korea Tel: , Fax: choikhang@gmail.com movement of the bellow during expiration. The bellowtype ventilator traditionally has a double circuit, which is separated into breathing gas and ventilator gas flows. The bellow is located in a position such that it interacts with both circuits. The gas filling the bellow is a mixture of breathing gas, ventilator-driven gas, and fresh gas. The ascending type-ventilator cannot fill the bellow if the circuit is disconnected. It is easy to detect circuit disconnection in the ascending bellow-type ventilator because bellow filling is detectable. The piston-type ventilator has one circuit, so it has an effective gas supply without using ventilator gas and can supply accurate tidal volume. However, circuit disconnection and gas leakage are more difficult to detect in the piston-type ventilator, which also operates relatively quietly. If circuit disconnection or leakage occurs in a piston type ventilator, the air mixture can result in hypoxia or awakening due to dilution of the inhalation gas.(3,4) Regardless of the ventilator type, if disconnection occurs, it takes time to recover the pre-set tidal volume (TV) after reconnection of the circuit. However, fast recovery of ventilation is essential after reconnection of the circuit, especially when apnea time is prolonged due to ventilator disconnection alarms failure(5-10) or if the patient cannot maintain arterial oxygen saturation

2 경희의학제 31 권제 1 호 2016 because of pulmonary problems. Although many studies have been performed to attempt to address this issue(11-17), disconnection of the breathing circuit remains one of the most common types of anesthetic incidents. Despite the restarting of ventilation after circuit reconnection, hypoxemia can develop or worsen in seconds if the disconnection is detected late. When hypoxemia develops or is anticipated, the ventilator setting needs to be changed for fast recovery of the tidal volume. The recovery time of the tidal volume (TV) can differ by ventilator type and ventilation settings. The ascending bellow-type ventilator takes time to fill the bellow after beginning ventilation. In addition, the TV recovery time can be affected by the fresh gas flow (FGF) or respiratory rate (RR). Thus, the aim of this study was to determine the optimal FGF and RR for rapid recovery of TV and to compare ventilator types and the effects of positive end-expiratory pressure (PEEP) and ventilation mode. MATERIALS AND METHODS reach 500 ml, we decided to set the TV recovery goal to 450 ml, or 90% of the pre-set TV. Each measurement was performed 10 times. For the secondary results, at the optimal FGF, we measured the TV recovery time (sec) according to change in RR from 8 to 20 breaths/min to determine the optimal RR. Additionally, with fixed FGF (5 L/min) and RR (20 breaths/min), we compared the effect of PEEP (5 cmh 2O) in the two models. We measured the TV recovery time (sec) with or without a PEEP of 5 cmh 2O. The bellow deflation time, time from circuit disconnection to complete deflation of the bellow, was measured in the ascending bellow-type ventilator during mechanical ventilation with FGF of 2 and 5 L/min, TV of 500 ml, and RR of 10 breaths/min. Finally, we compared volume-controlled ventilation (VCV) and pressure-controlled ventilation (PCV) by measuring the TV recovery time with the fixed FGF of 5 L/min and RR of 20 breaths/min. Peak inspiratory pressure was set to 17 cmh 2O, which resulted in a TV of almost 500 ml with our breathing bag. As this study was a laboratory investigation, approval by the local Ethical Committee was not needed. We collected data using two anesthesia machines that included an ascending bellow-type ventilator (S/5 Avanceanesthesia machine; GE Datex-ohmeda, US) and a piston-type ventilator (Fabius GS anesthesia machine; Dräger, Germany). We connected a breathing bag to the end of the circuit to create a simple lung model, and both ventilators were set to a TV of 500 ml, a 1:2 ratio of inspiration to expiration (I:E ratio), and a 0.5 fraction of inspired oxygen (FiO 2) with oxygen and air. The primary measured parameters were TV recovery time (sec) according to change in FGF from 1 to 15 L/min with a fixed RR (10 breaths/min) in order to determine the optimal FGF. The measurement started at the end of expiration. Because TV frequently did not Fig. 1. Change in tidal volume recovery time according to fresh gas flow. Respiratory rate was fixed at 10 breaths/min. The recovery time was measured until a tidal volume of 450ml was achieved for each FGF with bellow-type and piston-type ventilators; FGF, fresh gas flow

3 YooJin Kang, et al:effects of Fresh Gas Flow, Respiratory Rate, and Mode of Ventilation on Recovery of Tidal Volume after Circuit Disconnection Fig. 2. Change in tidal volume according to time. Change in tidal volume every 10sec until the recovery of a tidal volume of 450ml with RR 10 breaths/min according to fresh gas flow. RESULTS 1. Effect of increasing FGF from 1 to 15 L/min Fig. 3. Change in tidal volume recovery time according to respiratory rate. Fresh gas flow was fixed at 8 L/min. The recovery time was measured until the recovery of 450 ml of tidal volume at each respiratory rate with bellow-type and piston-type ventilators. All results are expressed as mean±standard deviation (SD). We used the Wilcoxon signed rank test to compare the TV recovery time. A P value less than 0.05 was used to denote significance. Analyses were performed using SPSS version 21.0 for Windows (IBM). In the piston-type ventilator, the TV recovery time to 450 ml was maintained at average 43.0±0.7sec regardless of changes in FGF from 1 to 15 L/min with RR 10 breaths/min (Fig. 3). On the other hand, in the ascending bellow-type ventilator, the TV recovery time with FGF of 1 L/min was 208.3±13.1sec and decreased rapidly until FGF reached 5 L/min (55.7±0.9 sec) (Fig. 1). The TV recovery times between the two ventilators were nearly the same with an FGF of 8 L/min (43.6± 1.2 sec, ascending bellow-type ventilator). Hence, we determined that the optimal FGF was 8 L/min in ascending bellow-type ventilators. Figure 2 shows the change in TV recovery time with different FGF (from 1 to 10 L/min). 2. Effect of increasing respiratory rate from 8 to 20 breaths/min In the piston-type ventilator, the TV recovery time to 450 ml was decreased until the RR reached

4 경희의학제 31 권제 1 호 2016 Table 1. Comparison of tidal volume recovery time between PEEP 0 cmh 2OandPEEP5cmH 2O PEEP: 0 cmh 2O PEEP: 5 cmh 2O P value Bellow-type ventilator 42.9± ± Piston-type ventilator 18.3± ± Values are mean±sd (seconds); Values are tidal volume recovery time until reaching 450 ml with fresh gas flow of 5 L/min and respiratory rate of 20 breaths/min; PEEP, positive end-expiratory pressure. Table 2. Deflation time in the ascending bellow-type ventilator FGF: 2 L/min FGF: 5 L/min + TV: 500 ml + TV: 500 ml + RR: 10 breaths/min + RR: 10 breaths/min PEEP: 0 cmh 2O PEEP: 5 cmh 2O PEEP: 0 cmh 2O PEEP: 5 cmh 2O 20 (4) 1 (1) 60 (10) 1 (1) Values are in seconds (ventilation cycles); Time from circuit disconnection to complete deflation of the bellow in the ascending bellow-type ventilator; FGF, fresh gas flow; TV, tidal volume; RR, respiratory rate; PEEP, positive end-expiratory pressure. Table 3. Changes in tidal volume recovery time according to ventilation mode VCV PCV P value Bellow-type ventilator 42.9± ± Piston-type ventilator 18.3± ± Values are mean±sd (sec); Values are tidal volume recovery time until reaching 450ml with pressure-controlled mode ventilation at a pre-set peak inspiratory pressure of 17 cmh2o and with volume-controlled mode ventilation at a pre-set tidal volume of 500ml;VCV,volume-controlled mode ventilation;pcv,pressure-controlled mode ventilation. breaths/min (18.3±1.3 sec) (Fig. 3). In the ascending bellow-type ventilator, the TV recovery time was decreased until the RR reached 15 breaths/min (26.1± 1.7 sec)(fig. 3). Hence, we determined the optimal RR to be 15 breaths/min. 3. Effect of PEEP regardless of FGF (Table 2). 4. Effect of ventilation mode The TV recovery time was significantly shorter with pressure-controlled ventilation than with volume- controlled ventilation in ascending bellow-type ventilator (Table 3). We investigated the effect of PEEP on TV recovery time with an FGF of 5 L/min and RR of 20 breaths/min. The recovery time was 47.7±3.9 sec with PEEP and 42.9±1.2 seconds without PEEP in the ascending bellow-type ventilator and was 22.0±1.3 sec with PEEP and 18.3±1.3 sec without PEEP in the piston-type ventilator (Table 1). The TV recovery time was significantly shorter in the absence of PEEP regardless of ventilator type. Complete deflation of the bellow occurred immediately after circuit disconnection when PEEP was applied DISCUSSION In this study, we showed that TV recovery time after breathing circuit disconnection is influenced by FGF and RR. This is particularly apparent in the ascending bellow-type ventilator. In the ascending bellow-type ventilator, TV recovery time after breathing circuit disconnection decreased with increasing FGF. In our study, TV recovery time was 208.3±13.1 seconds with an FGF of 1 L/min and 118.7±4.9 sec with an FGF of

5 YooJin Kang, et al:effects of Fresh Gas Flow, Respiratory Rate, and Mode of Ventilation on Recovery of Tidal Volume after Circuit Disconnection 2 L/min but only 55.7±0.9 seconds with an FGF of 5 L/min. As the FGF increased to 5 L/min, the TV recovery time rapidly decreased. When the FGF was higher than 8 L/min, the TV recovery time plateaued, with the two types of ventilators showing nearly the same recovery time. Therefore, we determined that the ascending bellow-type ventilator had an optimal FGF of 8 L/min. In the piston-type ventilator, the changes in FGF had no effect on TV recovery time. We also investigated the effect of RR on recovery time with an FGF 8 L/min. As the RR increased to 20 breaths/min, the TV recovery time decreased in the piston-type ventilator. However, in the bellow-type ventilator, the shortest recovery time was at an RR of 15 breaths/min. Currently, low-flow anesthesia is widely used because it is environmentally friendly and cost-effective. In our results, the TV after reconnection with an FGF 1 L/min was 110.3±67.5 ml after 160 seconds. With an FGF of 1 L/min, it took 150 seconds to reach a TV of 100 ml, suggesting that the risk of hypoxemia due to circuit disconnection is increased in low-flow anesthesia. Although the oxygen flush button can be used to fill an emptying bellow, this has the potential to result in barotrauma.(18) When we applied PEEP in the ascending bellow-type ventilator, complete bellow deflation occurred immediately after circuit disconnection. This means that, when PEEP is applied, the TV recovery time after breathing circuit disconnection is increased for complete filling of the bellow with gas. Our results showed that TV recovery time was significantly longer with PEEP than without PEEP regardless of the ventilator type. We compared the recovery time of TV in pressurecontrolled ventilation. We set the peak inspiratory pressure to 17 cmh 2O, corresponding to a TV of about 500 ml. There was no difference in TV recovery time between VCV and PCV in the piston-type ventilator. However, TV recovery time was significantly shorter in PCV than VCV in the ascending bellow-type ventilator. However, because the difference in TV recovery time was just 2.5 sec, the clinical implication is not likely to be meaningful. When ventilation is well-maintained during mechanical ventilation, immediate circuit reconnection is not likely to cause hypoxemia. However, if the arterial oxygen tension is low due to preexisting pulmonary problems or a low FiO 2, desaturation can develop earlier. Although many studies have been published on the early detection or prevention of circuit disconnection,(19,20) this complication can be missed due to alarm failure, resulting in more severe hypoxia.(5-7) Even when ventilation is resumed after reconnection, hypoxia can develop or worsen in seconds if the disconnection is detected late. If desaturation occurs, increasing FGF and RR will shorten TV recovery time and improve arterial oxygen saturation. Although oxygen flush valve can be used for bellow filling, it has a potential risk of barotrauma.(18) Our study has some limitations. First, we did not consider the length of the breathing circuit. Although we used the same circuit length throughout the study, the dead space in the circuit can affect the results. Second, we replaced lung with a breathing bag. Further experiment is needed in clinical practice. However, we presented rationale for rapid recovery of tidal volume after bellow emptying. CONCLUSIONS In conclusion, in order to reduce TV recovery time after reconnection of a disconnected circuit, we recommend increasing the FGF to 8 L/min, increasing the RR to 15 breaths/min, and discontinuing PEEP, especially in the ascending bellow-type ventilator. Greater vigilance for circuit disconnection is needed when using

6 경희의학제 31 권제 1 호 2016 the ascending bellow-type ventilator with low flow anesthesia and PEEP, especially in patients vulnerable to desaturation. Further study is required to confirm these findings in clinical practice. CONFLICT OF INTEREST None of the authors has received any financial support for the work and any conflict of interest in the material submitted. ABSTRACT Purpose: The aim of this study was to determine the optimal fresh gas flow (FGF) and respiratory rate (RR) for rapid recovery of the tidal volume (TV) after breathing circuit disconnection. Methods: We collected data using two anesthesia machines with either an ascending bellow-type ventilatoror piston-type ventilator. The primary measured parameters were the TV recovery time (sec) according to change in FGF from 1 to 15 L/min in order to determine the optimal FGF. For the secondary results, at the optimal FGF, we measured the TV recovery times (sec) according to change in RR from 8 to 20 breaths/min to determine the optimal RR. Results: In the piston-type ventilator, the recovery time to a TV of 450 ml was about 43.0±0.7sec regardless of changes in FGF from 1 to 15L/min with an RR of 10breaths/min and was decreased until achieving an RR of 20 breaths/min (18.3±1.3 sec). In the ascending bellow-type ventilator, the TV recovery time with an FGF of 8 L/min was 43.6±1.2sec and was the shortest at RR of 15 breaths/min (26.1±1.7 sec). Conclusions: In order to reduce the TV recovery time after reconnection of an accidentally disconnected circuit, we recommend increasing the FGF to 8 L/min, increasing the RR to 15 breaths/min, especially in the ascending bellow-type ventilator. More vigilance for circuit disconnection is needed when the ascending bellow-type ventilator with low-flow anesthesia and PEEP is used in patients who are vulnerable to desaturation. Key Words: Breathing circuit, Disconnection, Fresh gas flow, Tidal volume, Respiratory rate REFERENCES 1. Caplan RA, Vistica MF, Posner KL, Cheney FW. Adverse anesthetic outcomes arising from gas delivery equipment: a closed claims analysis. Anesthesiology 1997;87: von Hintzenstern U. Disconnections in the breathing system. Anaesthesist 1993;42: RD M. Miller s anesthesia. 7th ed edn: Churchilllivingstone; p Jain RK, Swaminathan S. Anaesthesia ventilators. Indian Journal of Anaesthesia 2013;57: Campbell RM, Sheikh A, Crosse MM. A study of the incorrect use of ventilator disconnection alarms. Anaesthesia 1996;51: French RA, Kennedy RR. Disconnect alarm failure in detection of common gas outlet disconnection. Anaesthesia and Intensive Care 1998;26: Roiss M, Bremer K, Schmidt GN. Intra-operative drop in sevoflurane and oxygen concentrations. Leakage of the ventilation system. Anaesthesist 2009;58: Yasukawa M, Yasukawa K. Hypoventilation due to disconnection of the vaporizer and negativepressure leak test to find disconnection. Japanese Journal of Anesthesiology 1992;41: Gravenstein JS, Nederstigt JA. Monitoring for disconnection: ventilators with bellows rising on

7 YooJin Kang, et al:effects of Fresh Gas Flow, Respiratory Rate, and Mode of Ventilation on Recovery of Tidal Volume after Circuit Disconnection expiration can deliver tidal volumes after disconnection. Journal of clinical monitoring 1990;6: Wong DT, Li AQ. Ventilator bellow standstill. Canadian Journal of Anaesthesia 2005;52: Zelcer J, Molnar RR. Breathing-circuit stethoscope and circuit disconnection. Anesthesia and analgesia 1989;68: O'Shea J, Wheeler KI, Morley CJ, Davis PG. Drager Babylog 8000 plus neonatal ventilator: responses to circuit disconnection. Journal of Paediatrics and Child Health 2014;50: Kennedy RR, French RA.A breathing circuit disconnection detected by anesthetic agent monitoring. Canadian Journal of Anaesthesia 2001;48: Knaack-Steinegger R, Thomson DA. The measurement of expiratory oxygen as disconnection alarm. Anesthesiology 1989;70: McEwen JA, Small CF, Jenkins LC. Detection of interruptions in the breathing gas of ventilated anaesthetized patients. Canadian Journal of Anaesthesia 1988;35: Cote CJ, Liu LM, Szyfelbein SK, Firestone S, Goudsouzian NG, Welch JP, Daniels AL. Intraoperative events diagnosed by expired carbon dioxide monitoring in children. Canadian Anaesthetists' Society Journal 1986;33(3 Pt 1): McEwen JA, Jenkins LC. Complications of and improvements to breathing circuit monitors for anesthesia ventilators. Medical instrumentation 1983;17: Otteni JC, Ancellin J, Cazalaa JB, Feiss P. Anesthesia equipment: fresh gas delivery systems. I. Mecanical systems with rotameters and calibrated vaporizers. Annales francaises d'anesthesie et de reanimation 1999;18: Lowery WS. Ventilator-disconnect and death: a case study and a safety device. Respiratory Care Clinics 2010;55: Pryn SJ, Crosse MM. Ventilator disconnexion alarm failures. The role of ventilator and breathing system accessories. Anaesthesia 1989;44:

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