Announcements. Last Lecture. Reading Material. Log: old/new concepts. Today 10/29/17. CompSci 516: Database Systems

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Announcmnts CompSci 516 Databas Systms Lctur 17 Transactions Rcovry (ARIES) Midtrm rport du on Wdnsday, 11/01 HW3 to b rlasd soon will b du in ~2 wks aftr it is rlasd Instructor: Sudpa Roy Duk CS, Fall 2017 CompSci 516: Databas Systms 1 Duk CS, Fall 2017 CompSci 516: Databas Systms 2 Rading Matrial Last Lctur Main rading Concurrncy Control and Rcovry Michal Franklin, 1997 Chaptrs 2.2, 3.2 A vry good rad for othr topics on transactions as wll pdf on th wbsit [RG] Chaptr 18.118.6 Acknowldgmnt: Slids by Prof. Magda Balazinska wr consultd to prpar som of ths slids. Duk CS, Fall 2017 CompSci 516: Databas Systms 3 UDO REDO UDO/REDO Chckpointing Rcovry Th main concpts of ths logs wr discussd Duk CS, Fall 2017 CompSci 516: Databas Systms 4 Last topic in rcovry Today Physical/ical/Physiological ging ARIES protocol by IBM An fficint implmntation of UDO/REDO log Including th data structurs that ar usd for th rcovry Duk CS, Fall 2017 CompSci 516: Databas Systms 5 : old/nw concpts Each ntry in th log is calld a log rcord.g. rcall <T, X, u, v> for undo/rdo log Whn a log rcord is cratd, it is assignd a uniqu Squnc umbr () typically, monotonically incrasing to provid rlativ position in th log to a data itm in buffr: a log rcord is cratd Many systms writ th of this log rcord into th pag containing th data itm rlats th stat of a data pag to loggd updats How do ths log rcords look in practic? Duk CS, Fall 2017 CompSci 516: Databas Systms 6 1

WAL for UDO/REDO log Physical ging Writ Ahad (WAL) from Lctur 16 All log rcords for an updat ar first writtn to disk bfor th updat (th modifid pag) is writtn to disk A transaction is not considrd committd, until all its log rcords + COMMIT rcord ar on disk Allows STEAL + O FORCE (good!) Physical log rcords indicat location of modifid data in th databas.g. position on a particular pag if a nw tupl is insrtd in a rlation, log rcords may contain changs for spac allocation indx updats rorganization tc. Duk CS, Fall 2017 CompSci 516: Databas Systms 7 Duk CS, Fall 2017 CompSci 516: Databas Systms 8 ical ging ical log rcords indicat high lvl info about oprations prformd if a nw tupl is insrtd in a rlation, log rcords may indicat th insrtion has takn plac valu of th insrtd tupl Physical vs. ical ging ical logging Advantags Minimizs th amount of data that must b writtn to th log Hids many implmntation dtails and complx oprations undr UDO/REDO logic Disadvantags Difficult to implmnt, as logging oprations may not b atomic Duk CS, Fall 2017 CompSci 516: Databas Systms 9 Duk CS, Fall 2017 CompSci 516: Databas Systms 10 Physiological ging ARIES protocol rcords ar constraind to rfr to a singl pag but may rflct logical oprations on that pag.g. for insrt on a pag, spcify th valu of th tupl that is insrtd do not spcify any frspac manipulation A dtaild but simpl implmntation dtails of logging protocol Dvlopd in IBM, but now usd in many DBMS Tradoff btwn physical and logical atomic lik physical and lss logging rcords lik logical Duk CS, Fall 2017 CompSci 516: Databas Systms 11 Duk CS, Fall 2017 CompSci 516: Databas Systms 12 2

ARIES : Main Idas xt in dtail ARIES Data Structurs Writ Ahad ging (WAL) bfor an updat gos to th disk, th log rcord for that updat must go to th disk Physiological ging rcovry prv transid ntry Typ undoxt Pagorintd REDO REDO oprations involv pags th affctd pag is spcifid in th log rcord ical UDO oprations prformd to undo an updat do not nd to b th xact invrss of th oprations of th original updat.g. if T1 updats an indx ntry in pag P1, latr P1 is split (dynamic hashing!) and ntry is movd to P2, w do not want to do UDO opration on P1, but on th nw location P2 Duk CS, Fall 2017 CompSci 516: Databas Systms 13 transid last Status A =. B =. C =. B =. Duk CS, Fall 2017 CompSci 516: Databas Systms 14 ARIES Data Structurs: Pag Buffr pool contains multipl pag Each pag contains a pag = th of th log rcord for th latst updat to th pag usd during rcovry to dtrmin whthr or not an updat for a pag has to b UDOn also dtrmins th point in th log from which th REDO pass must commnc during rcovry A =. B =. C =. B =. ARIES Data Structurs: Transaction Tabl Contains status information about ach transaction that is currntly running transid (latr tid) uniqu transaction ID last for ach transaction of th most rcnt log rcord writtn by th transaction Status Running/Committd/Abortd/ Unknown (whil rcovry) transid last Status Duk CS, Fall 2017 CompSci 516: Databas Systms 15 Duk CS, Fall 2017 CompSci 516: Databas Systms 16 ARIES Data Structurs: Dirty Pag Tabl rcovry Contains an ntry for ach dirty pag dirty pag = contains an updat that is not writtn to disk yt rcovry of th arlist log rcord that might nd to b REDO n for th pag during rstart Rcall: w car about dirty pags in mmory only for REDO, not for UDO ARIES Data Structurs: uniqu id of log in incrasing squnc transid (latr tid) Id of th transaction making th changs (latr pid) which pag is bing modifid ntry actual changs.g. WRITE A : ab > cd prv transid ntry ot: ARIES is UDO/REDO maintains both prvious and nw valu i.. vrything in <T, A, u, v> is bing maintaind Typ latr undoxt Duk CS, Fall 2017 CompSci 516: Databas Systms 17 Duk CS, Fall 2017 CompSci 516: Databas Systms 18 3

ARIES Data Structurs: prv rcords blonging to th sam transaction ar linkd backwards in tim using a fild in ach log rcord whn a nw log rcord is writtn th valu of th last fild from th Transaction tabl is writtn as prv nw rcord s is ntrd as last in th prv transid ntry transid last Status Typ undoxt ARIES Data Structurs: Typ.g. WRITE A : ab > cd Commit Abort ED CLR Dtails latr prv transid ntry Typ undoxt Duk CS, Fall 2017 CompSci 516: Databas Systms 19 Duk CS, Fall 2017 CompSci 516: Databas Systms 20 Chckpointing in ARIES Chckpoints ar priodically takn ARIES uss a form of fuzzy chckpoint that is xtrmly inxpnsiv Whn a chckpoint is takn a chckpoint rcord is constructd includs th contnts of th Transaction Tabl and Dirty Pag Tabl Chckpoints ar fficint no opration is quiscd (stalld) no databas pags ar flushd to disk from mmory! But th log that has to b maintaind is not much rducd limitd in part by th arlist rcovry of th dirty pags at th chckpointing tim writing dirty pags priodically to disk might hlp Running Exampl: Maintaining Data Structurs Duk CS, Fall 2017 CompSci 516: Databas Systms 21 Duk CS, Fall 2017 CompSci 516: Databas Systms 22 Exampl actions Exampl. 1. T 1000 changs th valu of A from abc to df on pag 2. T 2000 changs th valu of B from hij to klm on pag 3. T 2000 changs th valu of D from mnp to qrs on pag 4. T 1000 changs th valu of C from tuv to wxy on pag 5. T 2000 commits and th ED log rcord is writtn 6. T 1000 changs th valu of E from pq to rs on pag 7. is flushd to disk 8. Crash!! Exampl is adaptd from [RG] Duk CS, Fall 2017 CompSci 516: Databas Systms 23 ARIES Data Structurs rcovry prv tid pid ntry Typ undoxt 101 initial configuration Duk CS, Fall C 2017 = tuv E = pq CompSci 516: Databas Systms E = pq 24 4

First opration: 1. T 1000 changs th valu of A from abc to df on pag? Changs 1. T 1000 changs th valu of A from abc to df on pag rcovry prv tid pid ntry Typ undoxt 101 rcovry 101 prv tid pid ntry Typ undoxt 101 T1000 Writ A T 1000 101 Running Pag= 101 Duk CS, Fall C 2017 = tuv E = pq CompSci 516: Databas Systms E = pq 25 A = df D = mnp Duk CS, Fall C 2017 = tuv E = pq CompSci 516: Databas Systms E = pq 26 xt: 2. T 2000 changs th valu of B from hij to klm on pag? Changs: 2. T 2000 changs th valu of B from hij to klm on pag? rcovry 101 prv tid pid ntry Typ undoxt 101 T1000 Writ A rcovry 101 102 prv tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B T 1000 101 Running T 1000 101 Running T 2000 102 Running Pag= 101 Pag= 101 Pag= 102 A = df D = mnp Duk CS, Fall C 2017 = tuv E = pq CompSci 516: Databas Systms E = pq 27 A = df D = mnp Duk CS, Fall C 2017 = tuv E = pq CompSci 516: Databas Systms E = pq 28 xt: 3. T 2000 changs th valu of D from mnp to qrs on pag? Changs: 3. T 2000 changs th valu of D from mnp to qrs on pag rcovry prv tid pid ntry Typ undoxt 101 101 T1000 Writ A 102 102 T 2000 Writ B T 1000 101 Running T 2000 102 Running Unchangd rcovry prv tid pid ntry Typ undoxt 101 101 T1000 Writ A 102 102 T 2000 Writ B 103 102 T Writ D 2000 T 1000 101 Running T 2000 103 Running Pag= 101 Pag= 102 Pag= 103 Pag= 102 A = df D = mnp Duk CS, Fall C 2017 = tuv E = pq CompSci 516: Databas Systms E = pq 29 A = df D = qrs Duk CS, Fall C 2017 = tuv E = pq CompSci 516: Databas Systms E = pq 30 5

xt: 4. T 1000 changs th valu of C from tuv to wxy on pag? Changs: 4. T 1000 changs th valu of C from tuv to wxy on pag? rcovry prv tid pid ntry Typ undoxt 101 101 T1000 Writ A 102 102 T 2000 Writ B 103 102 T Writ D 2000 T 1000 101 Running T 2000 103 Running rcovry 101 102 104 T 1000 104 Running T 2000 103 Running tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C Pag= 103 Pag= 102 Pag= 103 Pag= 102 A = df D = qrs Duk CS, Fall C 2017 = tuv E = pq CompSci 516: Databas Systms E = pq 31 A = df D = qrs Pag= 104 Duk CS, Fall 2017 E = pq CompSci 516: Databas Systms E = pq 32 xt: 5. T 2000 commits and th nd log rcord is writtn 101 102 104 rcovry T 1000 104 Running tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C Pink = On disk Whit = In mmory Changs: 5. T 2000 commits and th nd log rcord is writtn stp 1 101 102 104 rcovry T 1000 104 Running tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C T 2000 103 Running Pag= 103 Pag= 102 T 2000 105 Committd Pag= 103 Pag= 102 writtn to disk ot: no forc = not th dirty pags changd by T2000! lss cost A = df D = qrs Pag= 104 Duk CS, Fall 2017 E = pq CompSci 516: Databas Systms E = pq 33 A = df D = qrs Pag= 104 Duk CS, Fall 2017 E = pq CompSci 516: Databas Systms E = pq 34 Pink = On disk Whit = In mmory Changs: 5. T 2000 commits and th nd log rcord is writtn stp 2 101 102 104 rcovry T 1000 104 Running T 2000 105 Committd T2000 rmovd from transaction tabl tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C assum an xtra flush log Changs: Pink = On disk 5. T 2000 commits and th nd log rcord is writtn stp 3 101 102 104 rcovry T 1000 104 Running tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C Whit = In mmory Pag= 103 Pag= 102 Pag= 103 Pag= 102 A = df D = qrs Pag= 104 Duk CS, Fall 2017 E = pq CompSci 516: Databas Systms E = pq 35 A = df D = qrs Pag= 104 Duk CS, Fall 2017 E = pq CompSci 516: Databas Systms E = pq 36 6

Whnvr a transaction commits, log is flushd to th disk: i. th logtail (whatvr is not on disk) is writtn to disk Assum a forcwrit of log aftr commit is writtn Th dirty pags ar not ndd to b flushd to disk (OFORCE) OTE: 1. Th Commit rcord is rquird to b flushd (i.. all logs up to and including that commit rcord) 2. Th End rcord is not rquird to b flushd, in this cas w ar only assuming that it has bn flushd as wll (so that w hav a good xampl whil doing rcovry) : standard Rcord Typs Commit: logtail forcdwrittn to disk, up to & including commit (not that still noforc, th actual modifid pags may not b writtn, and much smallr cost) Abort: abort typ log rcord is writtn + undo is initiatd for this transaction End: whn a transaction is abortd or committd, som additional actions ar prformd, aftr that an nd rcord is writtn CLR: (latr) Undoing updats (during abort or rcovry from crash), for vry updat rcord undon, writ a CLR (Compnsation Rcord) Duk CS, Fall 2017 CompSci 516: Databas Systms 37 Duk CS, Fall 2017 CompSci 516: Databas Systms 38 xt: 6. T 1000 changs th valu of E from pq to rs on pag 101 102 104 Pag= 103 rcovry T 1000 104 Running A = df D = qrs Pag= 102 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C Pag= 104 Duk CS, Fall 2017 E = pq CompSci 516: Databas Systms E = pq 39 Changs: 6. T 1000 changs th valu of E from pq to rs on pag 101 102 104 107 Pag= 103 rcovry T 1000 107 Running A = df D = qrs Pag= 102 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C 107 104 T 1000 Writ E pq > rs Pag= 104 Pag= 107 Duk CS, Fall 2017 E = rs CompSci 516: Databas Systms E = pq 40 xt: 7. Pag is flushd to disk 101 102 104 107 Pag= 103 rcovry T 1000 107 Running A = df D = qrs Pag= 102 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C 107 104 T 1000 Writ E pq > rs Pag= 104 Pag= 107 Duk CS, Fall 2017 E = rs CompSci 516: Databas Systms E = pq 41 xt: 7. Pag is flushd to disk 101 102 104 107 Pag= 103 rcovry T 1000 107 Running A = df D = qrs Pag= 102 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C 107 104 T 1000 Writ E pq > rs Pag= 102 Pag= 104 Pag= 107 Duk CS, Fall 2017 E = rs CompSci 516: Databas Systms E = pq 42 7

xt: 7. Pag is flushd to disk (aftr) 101 104 107 Pag= 103 rcovry T 1000 107 Running A = df D = qrs Pag= 102 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C 107 104 T 1000 Writ E pq > rs Pag= 102 Pag= 104 Pag= 107 Duk CS, Fall 2017 E = rs CompSci 516: Databas Systms E = pq 43 Flush pag to disk 1. Writ currnt contnt of to disk (along with pag) 2. Rmov from Dirty Pag tabl OTE: Writ Ahad 1. All s changing that pag must b writtn to disk 2. In this cas it is okay, sinc th last (not flushd) log rcord involvs whil is bing flushd ( 102 is alrady on disk) 3. Whn a pag is writtn, w nd to nsur that all log rcords up to th pag ar on disk still no forc (only logs that ar much smallr than st of pags changd by th transaction ar writtn to disk) furthr, log is maintaind as asquntial fil much chapr writ ot: is always writtn to disk in ordr, i.. w can Duk CS, nvr Fall 2017 skip som log ntris CompSci 516: Databas in btwn Systms 44 Chckpointing at ARIES Lik bfor <START CKPT> and <ED CKPT> Writs th stat as of th tim of <START CKPT> Calld fuzzy chckpointing onquiscnt : nw transactions can start Dos not rquir pags in buffr pool to b writtn But ffctivnss limitd to arlist possibl rcovry in th dirty pag tabl has to start REDO from thr Priodically writing dirty pags to disk hlps Aftr chckpointing, both transaction tabl and dirty pag tabls ar mpty Duk CS, Fall 2017 CompSci 516: Databas Systms 45 8. CRASH!! Duk CS, Fall 2017 CompSci 516: Databas Systms 46 8. Crash!! Ths ar gon from mmory 101 104 106 Pag= 103 rcovryl S T 1000 104 Running A = df D = qrs tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C 107 104 T 1000 Writ E pq > rs Pag= 102 Pag= 104 Pag= 107 Duk CS, Fall 2017 E = rs CompSci 516: Databas Systms E = pq 47 Crash Rcovry: Thr Phass Big Pictur ot: th ordr of A, B, C may vary Oldst log rcord of trans. activ at crash Smallst rc in dirty pag tabl aftr Analysis Most rcnt <start ckpt> CRASH A REDO B C Analysis UDO 1. Analysis Start from last chckpoint (from C) Go forward until th last log rcord Figur out which trans. committd sinc chckpoint, which faild Rconstructs (not xact) dirty pag tabl and transaction tabl 2. REDO rpat history in forward dirction start with th arlist rcovry rturnd by Analysis phas (from B) rdo all changs to all pags that might hav bn dirty 3. UDO undo ffcts of activ transactions at crash rturnd by Analysis phas go in backward dirction (until A) Duk CS, Fall 2017 CompSci 516: Databas Systms 48 8

It has a thrfold job: 1. 1. Dtrmins th point in th log at which to start th REDO pass 2. Dtrmins which pags could hav bn dirty at th tim of th crash to avoid unncssary I/O in th REDO pass a consrvativ suprst of actual dirty pags 3. Dtrmins which transactions had not committd at th tim of th crash and will thrfor nd to b UDOn. Duk CS, Fall 2017 CompSci 516: Databas Systms 49 Duk CS, Fall 2017 CompSci 516: Databas Systms 50 : Dtails Bgin at th most rcnt chckpoint Rconstruct Dirty Pag Tabl and Transaction Tabl to dtrmin th stat of th systm at th tim of crash Scan forward to th nd of th log Contnts of ths two tabls ar modifid according to th log rcords ncountrd in th forward scan : Mor Dtails Whn a log rcord for a transaction that dos not appar in th Transaction Tabl is ncountrd that transaction is addd to th transaction tabl Whn an ED rcord is ncountrd that transaction is rmovd from th transaction tabl Whn an UPDATE log rcord for a pag not in th Dirty Pag Tabl is ncountrd that pag is addd to th dirty pag tabl of th rcord is rcordd as rcovry for that pag Last is modifid All lik bfor! Rad yourslf latr aftr sing xampls Duk CS, Fall 2017 CompSci 516: Databas Systms 51 Duk CS, Fall 2017 CompSci 516: Databas Systms 52 Chckpointing in th xampl Running Exampl: This xampl has no chckpointing == Chckpointing at th bginning Analysis phas in th rcovry starts with mpty Dirty Pag tabl and mpty Transaction Tabl If chckpoint was availabl, th latst copis of ths tabls hav to b rad from disk from th last chckpoint Duk CS, Fall 2017 CompSci 516: Databas Systms 53 Duk CS, Fall 2017 CompSci 516: Databas Systms 54 9

rcovry tid pid ntry Typ undoxt 101 T1000 Writ A rcovry 101 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 102 T 2000 Writ B 103 102 T 2000 Writ D 103 102 T 2000 Writ D 104 101 T 1000 Writ C 104 101 T 1000 Writ C T1000 101 U= Unknown Pag= 102 Will not show th buffr pool from th Duk CS, Fall 2017 CompSci 516: Databas Systms E = pq 55 nxt slid Pag=102 C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 56 rcovry 101 102 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B rcovry 101 102 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 103 102 T 2000 Writ D 104 101 T 1000 Writ C 104 101 T 1000 Writ C T1000 101 U T1000 101 U T2000 102 U T2000 103 U Pag=102 C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 57 Pag=102 C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 58 rcovry 101 102 104 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B rcovry 101 102 104 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 103 102 T 2000 Writ D 104 101 T 1000 Writ C 104 101 T 1000 Writ C T2000 103 U T2000 105 C Pag=102 C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 59 Pag=102 Writ A or Abort if you s an Abort log instad C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 60 10

rcovry 101 102 104 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B rcovry 101 102 104 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 103 102 T 2000 Writ D 104 101 T 1000 Writ C 104 101 T 1000 Writ C T2000 105 C Pag=102 Rmov ntry from Transaction Tabl if you s an End rcord (both for Abortd and Committd transactions) C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 61 Alrady writtn to disk, but rappars Pag=102 (consrvativ construction of Dirty Pag Tabl) C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 62 Lost updat during crash, but writ ahad log, so saf! 101 104 107 Pag= 103 rcovry T 1000 107 Running A = df D = qrs Compar prvious slid with Dirty Tabl and Transaction Tabl right bfor Crash tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C 107 104 T 1000 Writ E pq > rs Pag= 102 Pag= 104 Pag= 107 Duk CS, Fall 2017 E = rs CompSci 516: Databas Systms E = pq 63 : OTE At th nd of this pass, th Dirty Pag Tabl is consrvativ Som pags may alrady hav bn flushd to disk It lists all pags that could hav bn dirty at th tim of crash Transaction Tabl contains ntris for transactions that would actually rquir UDO Duk CS, Fall 2017 CompSci 516: Databas Systms 64 ARIES: REDO Pass REDO in ARIES = Rpating History 2. REDO Pass REDO updats for all transactions committd as wll as for transactions to b abortd in UDO both UPDATE and CLR rcords (latr) at th nd of REDO, th databas would b in th sam stat w.r.t. loggd updats at th tim of crash Duk CS, Fall 2017 CompSci 516: Databas Systms 65 Duk CS, Fall 2017 CompSci 516: Databas Systms 66 11

Whn REDO is OT ndd 1. If th affctd pag is not in th Dirty Pag Tabl all changs to this pag was writtn to disk 2. Othrwis, th pag s rcovry > of th rcord bing chckd Rcovr is th first updat to a pag that may not hav bn writtn to disk currnt updat has gon to disk 3. Othrwis, th pag >= of th rcord bing chckd may nd to load th pag from disk (stord on th pag) chckd last bcaus it nds a pag I/O ithr this updat or a latr updat was alrady writtn to disk ARIES: REDO Pass dtails Work with th Dirty Pag Tabl Find th smallst rcovry in th dirty pag tabl = First from th analysis phas Rdo th (and CLR latr) actions, unlss (in this ordr) Affctd pag is not in th dirty pag tabl Or, rcovry > bing chckd Or, pag >= bing chckd End/Commit/Abort s ar skippd Duk CS, Fall 2017 CompSci 516: Databas Systms 67 Duk CS, Fall 2017 CompSci 516: Databas Systms 68 Stat Aftr Running Exampl: REDO Pass rcovry 101 102 104 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C Duk CS, Fall 2017 CompSci 516: Databas Systms 69 Pag=102 C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 70 101 102 104 rcovry REDO Pass: find first tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C 101 102 104 rcovry Pag= to 101 A = df D = mnp REDO: Stp 1 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C Pag=102 first: Th arlist rcovry of all th ntris in th Dirty Pag Tabl spot in th log from which to bgin th REDO pass C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 71 Affctd pag is not in th dirty pag tabl: Els, rcovry > bing chckd: Pag=102 Els, pag >= bing chckd: REDO C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 72 12

rcovry 101 102 104 REDO: Stp 2 tid pid ntry Typ undoxt 101 T1000 Writ A rcovry 101 102 104 REDO: Stp 3 tid pid ntry Typ undoxt 101 T1000 Writ A Pag= 101 Pag=102 A = df D = mnp 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C Pag= 101 to 103 Pag=102 A = df D = qrs 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C Affctd pag is not in th dirty pag tabl: Els, rcovry > bing chckd: Pag=102 Els, pag >= bing chckd: Y O REDO = SKIPPED C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 73 Affctd pag is not in th dirty pag tabl: Els, rcovry > bing chckd: Pag=102 Els, pag >= bing chckd: REDO C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 74 101 102 104 rcovry Pag= 103 A = df D = qrs Pag= to 104 Pag=102 REDO: Stp 4 tid pid ntry Typ undoxt 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C C =wxy Affctd pag is not in th dirty pag tabl: Els, rcovry > bing chckd: Pag=102 Els, pag >= bing chckd: REDO C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 75 3. UDO Pass Duk CS, Fall 2017 CompSci 516: Databas Systms 76 ARIES : UDO Pass Scan backward from th nd of th log All transactions that hav not committd at th tim of th crash, should b undon UDO is an unconditional opration on ARIES i.. th pag s not chckd bcaus always th UDO has to b don Can do this bcaus of th prior REDO phas applid all loggd updats to th pag Compnsation Rcord (CLR) and Undoxt CLR is addd aftr an updat is undon so that no Undo action is undon.g. as th rsult of a systm crash during an abort Undoxt additional fild for CLR of th nxt log rcord that must b undon for th transaction st to th valu of th prv of th log rcord bing undon Duk CS, Fall 2017 CompSci 516: Databas Systms 77 Duk CS, Fall 2017 CompSci 516: Databas Systms 78 13

Rcall: ARIES Mthod Illustration ordr may b flippd Oldst log rcord of activ transaction at th tim of crash first = Smallst rcovry in dirty pag tabl at nd of Analysis Running Exampl: UDO Pass i.. start with last of U transactions in th Transaction Tabl and thn trac back using th log S th dtails in Franklin97Transaction.pdf Duk CS, Fall 2017 CompSci 516: Databas Systms 79 Duk CS, Fall 2017 CompSci 516: Databas Systms 80 UDO Pass Efficint implmntation: Maintain a st ToUndo Initializ to lasts of all U (unknown) transactions at Transaction Tabl undo th largst in ToUndo at ach stp (th latst on in bottomup ordr) Duk CS, Fall 2017 CompSci 516: Databas Systms 81 101 102 104 rcovry Pag= 103 A = df D = qrs Pag= 104 C =wxy Pag=102 Pag=102 UDO Pass tid pid ntry Typ undoxtl S 101 T1000 Writ A 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C 105 103 T 2000 Com mit ToUDO = {104} C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 82 rcovry 101 102 104 UDO Pass tid pid ntry Typ undoxtl S 101 T1000 Writ A rcovry 101 102 104 UDO Pass tid pid ntry Typ undoxtl S 101 T1000 Writ A Pag= 103 Pag=102 A = df D = qrs 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C 105 103 T 2000 Com mit Pag= 103 Pag=102 A = df D = qrs 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C 105 103 T 2000 Com mit Pag= 107 107 T 1000 UndoT 1000 104 CLR 101 Pag= 107 107 T 1000 UndoT 1000 104 CLR 101 C =tuv C =tuv A CLR is writtn Pag=102 Pag = (CLR) Valu of C is undon ToUDO = {101} C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 83 Pag=102 ToUDO = {101} C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 84 14

rcovry 101 102 104 UDO Pass tid pid ntry Typ undoxtl S 101 T1000 Writ A rcovry 101 102 104 UDO Pass tid pid ntry Typ undoxtl S 101 T1000 Writ A Pag= 108 Pag=102 A = abc D = qrs 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C 105 103 T 2000 Com mit Pag= 108 Pag=102 A = abc D = qrs 102 T 2000 Writ B 103 102 T 2000 Writ D 104 101 T 1000 Writ C 105 103 T 2000 Com mit Pag= 107 107 T 1000 UndoT 1000 104 CLR 101 Pag= 107 107 T 1000 UndoT 1000 104 CLR 101 C =tuv 108 T 1000 UndoT 1000 101 CLR C =tuv 108 T 1000 UndoT 1000 101 CLR Pag=102 ToUDO = {} C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 85 109 T 1000 End Pag=102 Writ an ED rcord C Duk = tuv CS, Fall 2017 E = pq CompSci 516: Databas Systms 86 Whn a CLR is ncountrd during backward scan Us of CLR in UDO o opration is prformd on th pag backward scan continus to th log rcord pointd to by Undoxt jump ovr undon updat and all othr updats for th transactions alrady undon dos not undo an UDO Undoxt links S th dtails in Franklin97Transaction.pdf (3.2.4) history rpatd until hr aftr REDO of 2 nd crash starts to xamin from hr but skips until 10 If som CLR rcords ar writtn to disk during an UDO phas, thn a crash happns (.g. hr 40, 50 ar writtn to disk bfor th scond crash), thn th nxt UDO phas will skip undoing thos CLRs. ot: REDO rdos CLRs! Duk CS, Fall 2017 CompSci 516: Databas Systms 87 Duk CS, Fall 2017 CompSci 516: Databas Systms 88 15