Surfactant before the first inflation at birth improves spatial distribution of ventilation and reduces lung injury in preterm lambs

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1 J Appl Physiol 116: , First published December 19, 2013; doi: /japplphysiol Surfactant before the first inflation at birth improves spatial distribution of ventilation and reduces lung injury in preterm lambs David G. Tingay, 1,2,3,4 Megan J. Wallace, 5,6 Risha Bhatia, 1,3,4 Georg M. Schmölzer, 1,3,5 Valerie A. Zahra, 5 Melinda J. Dolan, 5 Stuart B. Hooper, 5,6 and Peter G. Davis 1,3,7 1 Neonatal Research, Murdoch Childrens Research Institute, Parkville, Australia; 2 Neonatology, The Royal Children s Hospital, Parkville, Australia; 3 Neonatal Research, The Royal Women s Hospital, Parkville, Australia; 4 Department of Paediatrics, University of Melbourne, Melbourne, Australia; 5 The Ritchie Centre, Monash Institute of Medical Research, Monash University, Clayton, Australia; 6 Department of Obstetrics and Gynaecology, Monash University, Clayton, Australia; and 7 Department of Obstetrics and Gynaecology, University of Melbourne, Melbourne, Australia Submitted 15 October 2013; accepted in final form 17 December 2013 Tingay DG, Wallace MJ, Bhatia R, Schmölzer GM, Zahra VA, Dolan MJ, Hooper SB, Davis PG. Surfactant before the first inflation at birth improves spatial distribution of ventilation and reduces lung injury in preterm lambs. J Appl Physiol 116: , First published December 19, 2013; doi: /japplphysiol The interrelationship between the role of surfactant and a sustained inflation (SI) to aid ex utero transition of the preterm lung is unknown. We compared the effect of surfactant administered before and after an initial SI on gas exchange, lung mechanics, spatial distribution of ventilation, and lung injury in preterm lambs. Gestational-age lambs (127 days; 9 per group) received 100 mg/kg of a surfactant (Curosurf) either prior (Surf SI) or 10 min after birth (SI Surf). At birth, a 20-s, 35 cmh 2 O SI was applied, followed by 70 min of positive pressure ventilation. Oxygenation, carbon dioxide removal, respiratory system compliance, end-expiratory thoracic volume (via respiratory inductive plethysmography), and distribution of end-expiratory volume and ventilation (via electrical impedance tomography) were measured throughout. Early markers of lung injury were analyzed using quantitative RT- PCR. During the first 15 min, oxygenation, carbon dioxide removal, and compliance were better in the Surf SI group (all P 0.05). End-expiratory volume on completion of the sustained inflation was higher in the Surf SI group than the SI Surf group; 11 1 ml/kg vs. 7 1 ml/kg (mean SE) (P 0.043; t-test), but was not different at later time points. Although neither achieved homogenous aeration, spatial ventilation was more uniform in the Surf SI group throughout; % of total ventilation in the left hemithorax at 70 min vs % in the SI Surf group. Surf SI resulted in lower mrna levels of CYR61 and EGR1 compared with SI Surf (P 0.001, one-way ANOVA). Surfactant status of the fetal preterm lung at birth influences the mechanical and injury response to a sustained inflation and ventilation by changing surface tension of the air/fluid interface. mechanical ventilation; lung mechanics; surfactant; alveolar recruitment; infant; neonate OPTIMIZING THE RESPIRATORY support of preterm infants at birth may reduce the long-term complications of immaturity (4, 28). An initial sustained inflation (SI) at birth is often advocated as a method of aiding lung-liquid clearance, establishing a functional residual capacity (FRC), and uniformly aerating the preterm lung (12, 29, 30). The applied pressure of the SI needs to be sufficient to overcome the high resistance and long time constant of the liquid-filled respiratory system at birth (29, 30, 37). Thereafter, ventilation strategies need to account for the low compliance state of the surfactant-deficient lung. Proven adjunctive therapies such as exogenous surfactant replacement therapy also need to be considered (26). It is plausible to expect that the therapeutic benefits of exogenous surfactant therapy will be maximized by quickly and uniformly aerating the lung beforehand (9, 22, 35). In preterm rabbits, an SI of 20 s and inflating pressure of 35 cmh 2 O was sufficient to fully aerate the lung at birth (29). Whether these parameters translate to other animal models or to newly born humans remains unclear (19). Excessively large inflations can cause lung injury (5) and negate the benefits of subsequent surfactant therapy (6). Conversely, inadequate aeration at birth lowers FRC, exposes the lung to regional shear forces and atelectasis, and inhibits surfactant function (35). Administration of surfactant into the fetal trachea of the surfactant-depleted lung prior to the first inflation greatly improves the uniformity of aeration (25). This indicates that surface tension plays an important role in defining the spatial pattern of lung aeration, with a lower surface tension facilitating the movement of the air/liquid interface down both daughter airways at each branching point (25). Surfactant therapy is also known to improve the spatial distribution of ventilation in already-aerated preterm animal models (10). In contrast, predelivery of surfactant improved oxygenation and lung mechanics but did not mitigate lung injury, compared with surfactant administration at 5 min of life in preterm lambs that were resuscitated without SI (9). Notwithstanding the clinical difficulties of predelivery surfactant, these studies highlight the potential of preexisting surfactant to influence the spatial response of the immature lung to early resuscitation maneuvers at birth. We hypothesize that the surfactant state of the preterm lung at birth will influence FRC, the distribution of ventilation and injury response to an SI, and early exogenous surfactant therapy. The aims of this study were to determine the effect of administering exogenous surfactant prior to birth compared with administration after resuscitation with an SI and positive pressure ventilation on gas exchange, lung volume, lung mechanics, spatial distribution of ventilation, and early markers of lung injury. Address for reprint requests and other correspondence: D. G. Tingay, Neonatal Research, Murdoch Childrens Research Institute, Royal Children s Hospital, Flemington Rd., Parkville 3052 Victoria, Australia ( david. tingay@rch.org.au). MATERIAL AND METHODS This study was approved by the Animal Ethics Committee of the Murdoch Children s Research Institute, Melbourne, Australia, in ac /14 Copyright 2014 the American Physiological Society 251

2 252 Influence of Surfactant on Ventilation at Birth Tingay DG et al. cordance with National Health and Medical Research Council guidelines. Experimental instrumentation. Preterm lambs were delivered at days of gestation (term is 145 days) by caesarean delivery on anesthetized date-mated twin-pregnancy ewes. Twinpregnancy ewes were chosen to minimize maternal and environmental variability, and to optimize the ethical principle of reduction. Prior to delivery, the fetal head was exteriorized, the carotid artery and external jugular vein were cannulated, and the trachea was intubated with a 4.0-mm cuffed ETT. Fetal lung liquid was then passively drained for 15 s prior to clamping the ETT. Exogenous surfactant (100 mg/kg; Curosurf, Chiesi Pharma, Italy) was administered via the ETT into the trachea using a premeasured catheter for those lambs randomized to predelivery exogenous surfactant therapy. The fetal thorax was exteriorized and dried, and 16 custom-built 23G EIT needles were placed subcutaneously equidistant around the fetal chest 1 cm above the xyphisternum. These were secured using a 5-cm-wide self-adherent bandage (Coban; 3M, St. Paul, MN) (31). After connecting to a Goe-MF II EIT system (Carefusion, Hoechberg, Germany), signal quality was confirmed with the proprietary EIT software. Immediately prior to delivery, RIP bands (Respibands; Sensormedics, Yorba Linda, CA) were secured around the chest (parallel to the upper margin of Coban) and immediately above the umbilicus. The lamb was then delivered, weighed, placed supine, and ventilated as per assigned protocol. Anesthesia and sedation of the lamb with iv infusions of ketamine and midazolam at doses sufficient to suppress spontaneous ventilation were maintained throughout the study. Measurements. Sp O2, heart rate, arterial blood pressure, and rectal temperature were displayed continuously from birth (HP48S; Hewlett Packard, Andover, MA). P AO and flow were measured at the airway opening using a Florian respiratory mechanics monitor sampling at 200 Hz (Acutronic Medical Systems, Hirzel, Switzerland). V LRIP was measured with DC-coupled RIP (Respitrace 200; NIMS, North Bay Village, FL) sampling at 200 Hz using a method we have described previously (32, 33). Summated RIP voltage signals from each band were zeroed immediately prior to unclamping the ETT. Relative changes in regional thoracic volumes were measured using EIT sampling at 25 Hz (10, 31, 34). Ventilation strategies. Figure 1 summarizes the experimental protocol. Lambs were randomized to either predelivery exogenous surfactant therapy (Surf SI) or surfactant at 10 min of life (SI Surf) using the same dose as the Surf SI group. For the SI Surf groups, surfactant was administered via an in-line system (NeoLINK universal side-port adapter; Viasys MedSystems, Wheeling, IL). In both groups a 20-s SI at an inflating pressure of 35 cmh 2O (Neopuff T-piece Infant Resuscitator; Fisher and Paykel Healthcare, Auckland, New Zealand) was applied immediately upon unclamping the ETT, followed by 5sataPEEP of 6 cmh 2O. The ETT was then clamped to prevent lung volume loss and PPV commenced in a VTV mode (SLE 5000; SLE, South Croydon, UK). A PEEP of 6 cmh 2O and inspiratory time of 0.4 s were used throughout the study. Initial VTV was set at 7 ml/kg (maximum positive inflating pressure 50 cmh 2O) and FI O2 was set at FI O2 was adjusted to maintain Sp O2 at 88 94%, and VTV was adjusted to maintain Pa CO2 between mmhg on arterial blood gas analysis at 8, 15, 25, 40, 55 and 70 min of life. At 70 min of life the animals were ventilated in 1.0 FI O2 for 3 min, and the ETT was clamped for 2 min to facilitate lung collapse by oxygen reabsorption. Then lambs were euthanized with 100 mg/kg of pentobarbitone and, after disconnection to atmosphere, a static supersyringe pressure-volume curve was performed to 40 cmh 2O. Data acquisition and analysis. P AO, flow, V LRIP, Sp O2, heart rate, temperature, and arterial blood pressure were recorded at 1,000 Hz and digitalized (Powerlab and LabChart V7.2.5; AD Instruments, Sydney, Australia). Along with EIT, these were continuously acquired during the first 15 min of life and then for 2 min immediately prior to subsequent arterial blood gas analysis. EIT and V LRIP data were also recorded during the static pressure-volume curve to allow calibration and normalization. The last 30 s of continuous stable data were analyzed 1 min after completing the SI, at 5 min of life, and then to coincide with each arterial blood gas analysis. Applied inflating pressure, PEEP, and P were determined from the P AO waveform offline. V T and C dyn were calculated from the flow and P AO data. Change in EEV RIP from birth was determined from the trough of the V LRIP signal (33) and calibrated to the known volumes from the static pressure-volume curve (LabChart Multipoint calibration module). AaDO 2, as a measure of oxygenation, was determined from the arterial blood gas parameters. To describe the mechanical status of the respiratory system and determine the adequacy of the SI duration, the time constant of the respiratory system during each sustained inflation was calculated using a one-phase association exponential model applied to the V LRIP time-course recording (17, 23) as follows: y y 0 (Plateau y 0) [1 e ( k.x) ], where y 0 is the y value at time (x) zero, Plateau is the y value at infinite times, and k is the rate constant. The time constant ( ) was computed as the reciprocal of k, and was calculated only if the goodness of fit of the model was R An SI of at least three being required to achieve 95% of maximum (stable) V LRIP (17, 23). EIT data were analyzed using our previously described methodology (2, 11, 31, 34). Z signals were low-pass filtered to the respiratory domain (10 breaths per minute above the second harmonic of the respiratory rate) (1, 7) and referenced to the values immediately prior to the SI to determine relative change from fetal lung state. EEV was defined as the trough of the Z signal. The Z signal for the nondependent (ventral) and dependent (dorsal) hemithorax was normalized to the regional impedance values at 0 cmh 2O (0%) and 40 cmh 2O (100%) during the static pressure-volume curve to determine Z% VCroi (11, 31). Functional EIT images were constructed for each time point and the spatial distribution of ventilation was determined from these using the method described by Frerichs and coworkers (10). This allows the relative V T within 32 nondependent to dependent equal slices of the right and left hemithoraces to be calculated and expressed as a fraction Fig. 1. Overview of experimental protocol showing when surfactant (Surf) was administered relative to the timing of the SI. ABG, arterial blood gas; M, measurement.

3 Influence of Surfactant on Ventilation at Birth Tingay DG et al. 253 of total V T (%) within the image for each of the 64 slices. Histograms of the fraction of ventilation were then generated to demonstrate the gravity-dependent distribution of ventilation within each hemithorax. From these data, the geometric center of gravity-dependent ventilation and the proportion of total V T occurring in each hemithorax were calculated (10). Lung injury analysis. Lung samples were taken from the right lower lobe and immediately frozen in liquid nitrogen for qrt-pcr analysis of early markers of lung injury: CTGF; CYR61; EGR1; and IL-1, IL-6, and IL-8 mrna. Wallace and coworkers have previously published a detailed description of our methodology (36). Results of qrt-pcr were analyzed using the 2 CT method (36). Messenger RNA levels in each group were compared with an unventilated control group consisting of four 127-day gestation fetal lambs euthanized at delivery while on placental support and prior to lung aeration. One control fetus was excluded due to significant intrauterine growth restriction. Statistical analysis. Data were tested for normality and analyzed with t-tests, the Mann-Whitney test, one-way ANOVA, or two-way ANOVA with posttests as appropriate. PRISM 4.02 (GraphPad Software, San Diego, CA) was used for analysis, and P 0.05 was considered significant. Unless otherwise specified, reported P values refer to two-way ANOVA with a Bonferroni posttest. RESULTS Nine lambs were studied in each group. There was no difference in birth weight, cord ph, Pa O2, or gender distribution; the pooled weight of animals was kg (mean SD), and ph In the Surf SI group, 33% (3 lambs) were first-born, compared with 89% (8 lambs) in the SI Surf group. The exponential model could describe the change in V LRIP during the sustained inflation in both groups (R ). The median was 1.7 s (range, s) and 2.4 s (range, s) for SI Surf and Surf SI, respectively (P 0.74; Mann-Whitney test). Thoracic volume. Predelivery surfactant administration resulted in a higher EEV RIP on completion of the 20-s SI compared with SI Surf: 11 1 ml/kg vs. 7 1 ml/kg (mean SE) (P 0.043, t-test). One minute after commencing PPV there was no statistical significant difference in EEV RIP :11 2 ml/kg in the Surf SI group and 6 2 ml/kg in the SI Surf (means SE) (P 0.08, t-test). Although EEV appeared greater in the Surf SI group in the first 15 min of life, there was no statistical difference in EEV RIP between the two groups (Fig. 2A). By 70 min of life both strategies resulted in an EEV RIP of 27 ml/kg using a PEEP of 6 cmh 2 O. There was no statistical difference in the regional end-expiratory volumes (Fig. 2, B and C), although Surf SI lambs trended to a higher Z %VCroi in the nondependent lung. Neither strategy was able to achieve regional end-expiratory volumes above 75% of vital capacity in any lung region. Gas exchange. AaDO 2 over time is shown in Fig. 3A. Overall, predelivery surfactant resulted in better oxygenation (P ; two-way ANOVA), especially in the first 15 min of life (P 0.05). By 25 min of life there was no significant difference in oxygenation between the two groups. Pa CO2 was outside of target range in both groups at 8 min of life (Fig. 3B): mmhg and mmhg for Surf SI and SI Surf, respectively (means SE) (P 0.01). Pa CO2 remained below target range, and significantly lower than SI Surf group, until 25 min of life in the Surf SI group; thereafter, there was no difference between the groups. Fig. 2. Changes in EEV after a sustained inflation at birth with either surfactant administration predelivery (Surf SI; open diamonds upward error bars) or at 10 min of life (SI Surf; closed diamonds downward error bars). A: change in EEV RIP (ml/kg). Relative regional changes in EEV within the nondependent (B) and dependent (C) hemithoraces expressed as a percentage of vital capacity within that thoracic region ( Z %VCroi). All data are presented as means SE. Lung mechanics and ventilator requirements. Predelivery surfactant administration resulted in a lower V T overall to achieve desired CO 2 clearance (P 0.01, two-way ANOVA; Fig. 3C). In contrast, V T requirements increased throughout the study in the SI Surf group, being a mean (95% CI) difference of 1.5 ml/kg (range, ) higher in the SI Surf group at 70 min. This translated into a similar overall pattern for P (Fig. 3D; P 0.05, two-way ANOVA), although on posttest anal-

4 254 Influence of Surfactant on Ventilation at Birth Tingay DG et al. Fig. 3. Changes in AaDO 2 (A), Pa CO2 (B), V T (C), P (D), and C dyn (E) from birth after a sustained inflation with either surfactant administration predelivery (Surf SI; open diamonds) or at 10 min of life (SI Surf; closed diamonds). Significant difference between two strategies at the denoted time point (P 0.05). All data are means SE. ysis this was significant only at 70 min; mean (95% CI) difference 10.3 cmh 2 O ( ) (95% CI). Overall, C dyn was higher in the Surf SI group (Fig. 3E), with greatest differences at 1 and 8 min (P 0.05). Spatial distribution of ventilation. Figure 4 shows the spatial distribution at key time points in the study for both groups. Overall, Surf SI resulted in more uniform ventilation between the right and left lungs from birth that persisted throughout the study (Fig. 5). In the SI Surf group, the right lung received disproportionately more ventilation than the left from birth, especially in the dependent hemithorax. Surfactant administration did not alter the nonuniform ventilation; in fact, right to left lung discrepancy was greatest at 70 min (P 0.05, Fig. 6). There was no difference in the gravity-dependent geometric center of ventilation between the two groups, although Surf SI trended to more uniform distribution. Lung injury. The qrt-pcr mrna data are shown in Table 1. Surf SI resulted in lower mrna levels of CYR61 and EGR1 compared with SI Surf (P 0.001; one-way ANOVA with Tukey s posttest). Compared with the unventilated control group, the SI Surf group had significantly greater mrna levels of all markers, except IL-6 (all P 0.05; Tukey s posttest). Surf SI was significantly higher than the unventilated control group only for CTGF, IL-1, and IL-8 (all P 0.05; Tukey s posttest). DISCUSSION Despite the acceptance of early surfactant therapy (26) and optimizing aeration at birth (12), the interaction between the two has been poorly examined using current approaches to newborn ventilation. This is the first study to explore the influence of surfactant status at birth on the ability of an SI to facilitate lung aeration, establishment of FRC and uniform ventilation, and subsequent protection of the lung from severe injury. In our preterm animal model, we demonstrated improved FRC during an SI and persistent uniform distribution of ventilation if exogenous surfactant was delivered to the lung prior to an SI. These factors resulted in better lung mechanics and gas exchange and reduced activation of early biomarkers of lung injury. More importantly, this highlights that the surfactant status of the lung will influence the response to an initial SI at birth.

5 Influence of Surfactant on Ventilation at Birth Tingay DG et al. 255 Fig. 4. Fractional distribution of ventilation within 32 nondependent to dependent slices of the left (open bars) and right (gray bars) hemithorax at key time points after surfactant administration at 10 min of life (SI Surf; top) and before birth (Surf SI; bottom). Data are mean and SD of functional EIT values. Rapidly establishing FRC and lung aeration is critical to successful ex utero transition (25, 30). This process requires the clearance of fetal lung liquid via the distal movement of the air-liquid interface through the respiratory tree (12). Surfactant reduces surface tension and improves lung mechanics, and early postdelivery administration reduces lung injury (26). The association between the pattern of ventilation and early improvements in lung mechanics and Pa CO2 observed in the group treated with surfactant prior to birth support the hypothesis that surface tension is also important Fig. 5. Difference between the gravity-dependent distribution of V T in the right and left thorax at 1, 15, and 70 min of life in the SI Surf and Surf SI groups. A value of 0% indicates uniform V T between each hemithorax within that thoracic region. Data are mean and SD.

6 256 Influence of Surfactant on Ventilation at Birth Tingay DG et al. Fig. 6. A: percentage of total V T within the left (circles) and right (diamonds) hemithorax after surfactant administration predelivery (open symbols) and at 10 min of life (closed symbols). P 0.05 left vs. right hemithorax. B: geometric center of V T within the thorax in the Surf SI (open diamonds) and SI Surf (closed diamonds) groups. A value 50% of the chest diameter indicates that ventilation was distributed toward the nondependent regions of the thorax. Data are mean and SD. in determining the movement of the air-liquid interface through the respiratory tree during lung aeration, and subsequent uniformity of aeration (25). Sustained inflations have been proposed as a method of providing sufficient duration and magnitude of transpulmonary pressure to facilitate uniform aeration at birth (29, 31). Nonuniform aeration results in heterogeneous regional lung volumes and mechanics, and increased risk of lung injury from atelectasis (21, 27, 38), shear forces (4, 8), and regional volutrauma (14, 18). The finding that post-si EE- V RIP was almost double in the Surf SI group is of clinical significance within the context of the lung mechanics findings. The shorter time constants observed in the modeling of EEV RIP during the Surf SI group SI suggests that the presence of surfactant within the fetal lung liquid aided more uniform aeration. Importantly, the use of prebirth surfactant and an SI resulted in lower mrna levels of early markers of lung injury, in contrast to a previous study that demonstrated no difference in lung injury in preterm lambs ventilated with pre- and postbirth surfactant but no SI (9). This highlights the importance of considering the surfactant status of the preterm lung in the development of optimal clinical SI strategies. In our study in which all aspects of resuscitation and ventilation except exogenous surfactant status at birth were matched, the association between improved spatial distribution of ventilation and significant differences in biomarkers of early lung injury is important. Lung injury in the preterm lung at birth is a complex process (15), but the lack of difference in gas exchange and C dyn after 15 min of life, and persistence of ventilation inhomogeneity after surfactant therapy, provide a compelling hypothesis that the injury differences we observed occurred during first 10 min of ex utero life, when the SI Surf group remained surfactant-depleted. In the preterm lamb excessively large lung inflations at birth negate the subsequent protective benefit of surfactant (6). The administration of surfactant at 10 min was able to rapidly improve global lung mechanics and gas exchange but did not appear to ameliorate injury risk, despite applied pressures that were not intentionally excessive (6). The failure to improve uniformity of ventilation within the lung would explain this. Whether surfactant administration earlier in life, for example, immediately after the SI, may produce different results requires consideration. Lung injury analysis was limited to biomarkers known to be highly associated with early preterm lung injury mechanisms (36). It is possible that different results would have been found using histological analysis, although the markers used have previously been shown to reflect the degree of histological lung injury within 2 h of ventilation at birth with different tidal volumes (36). Our finding that surfactant state will influence the mechanical response of the lung to an SI suggests that the optimal duration of an SI is likely to be highly variable in humans, and the implications are persistent. To our knowledge, this is the first study that has attempted to model the spatial volume responses to an SI at birth. Reassuringly, we found an exponential pattern consistent with that reported in the aerated lung (17, 22). This suggests that a predictable response in the volumetric behavior of the lung volume to an SI can be expected. Future studies of SI strategies that target the pattern of change in volume over time, rather than a predefined pressure, volume, or time may provide a solution to this variability. Currently, clinicians have no method to determine whether an SI has achieved full lung aeration, although respi- Table 1. Markers of lung injury determined by qrt-pcr Strategy CTGF CYR61 EGR1 IL-1 IL-6 IL-8 SI Surf * * * * * Surf SI * * * UVC Messenger RNA levels are shown as mean SD expressed relative to a UVC group (n 3). *Indicates a significant difference with UVC. Indicates significant difference with Surf SI (one-way ANOVA with Tukey s posttest).

7 ratory mechanical monitoring (22) and expired CO 2 (13) have been proposed as solutions, and RIP and EIT also offer promise (31, 38). Neither group was able to achieve uniformity of EEV throughout the thorax. In particular, relative aeration was poor within the dependent hemithorax in both groups. This is in contrast to the study by Siew and coworkers that demonstrated more uniform aeration during the first 7 min of life in preterm rabbit pups receiving surfactant prior to birth and PPV with PEEP (25). There are a number of plausible explanations. Phase-contrast radiography was used to image the lung in the study by Siew and coworkers. This technique provides significantly greater spatial resolution than EIT, although it has no clinical application. We studied a preterm lamb model, which is likely to have significantly different chest wall mechanics than a preterm rabbit pup. Unlike the study by Siew and coworkers, we applied an SI to the lung to facilitate aeration. Our choice of SI duration and applied pressure was based on existing data (29). At birth, the time constant of the lung, and hence duration and magnitude of SI to augment lung liquid clearance, is unknown. The modeled time constants of the volume response during the SI suggested that full aeration might not have been achieved in all lambs. The finding that lung mechanics and injury were different when surfactant was administered after the SI is important in the context of translating animal model research. Administration of surfactant prior to birth is common practice in animal model studies of preterm ventilation (20), but clearly impractical in clinical environments. Our study shows that clinical interpretation of the outcomes of SI strategies in preterm animal models needs to be considered within the context of the animal model experimental design. Limitations. This study has some additional limitations. Our lambs were not exposed to antenatal corticosteroids. Whether the same differences would have been observed requires investigation. Spontaneous respiratory effort was intentionally supressed in our study, and ventilation was applied using a cuffed ETT, unlike preterm infants. Our findings, in an established animal model of prematurity that requires higher pressures to ventilate than in humans, should be considered in this context. The strategy of mechanical ventilation employed after the initial resuscitation maneuver is also important, and warrants further investigation, particularly the role of different modalities such as volume-targeting and high-frequency ventilation (18, 22, 27, 33, 35). The endogenous surfactant state was not known at birth and may have influenced outcomes. Clinicians are unaware of this variable at birth too, although recently simple bedside tests to indicate surfactant state have been described (3). The method of draining lung liquid before birth was standardized, but there may still have been differences in the effective residual volume that may have influenced the response to SI. The limitations of EIT and RIP to measure relative changes in volume have been well described previously (16, 33) and are pertinent to this study. RIP in particular cannot differentiate between intrathoracic air and liquid changes, both of which are significant during ex utero transition. Conclusions. In preterm lambs, we showed that the presence of exogenous surfactant in the fetal lung liquid at birth improved the mechanical response of lungs to an SI. The benefits in C dyn, gas exchange, and early biomarkers of lung injury Influence of Surfactant on Ventilation at Birth Tingay DG et al. were only partially mitigated by surfactant therapy shortly after birth. Our study illustrates the influence of surfactant status within the lungs at birth with short- and longer-term responses to an SI and subsequent PPV. The interaction between adjunctive therapies and mechanical ventilation in early preterm life need to be considered in the development of resuscitation strategies for preterm infants. ACKNOWLEDGMENTS We thank Dr. M. Sourial and S. Osterfield for their assistance in preparing the ewe and lamb model. GRANTS This study is supported by National Health and Medical Research Council (NHMRC) Project Grant and by the Victorian Government Operational Infrastructure Support Program. D. Tingay is supported by NHMRC Clinical Research Fellowship Grant P. Davis is supported by NHMRC Practitioner Fellowship Grant and Program Grant M. Wallace is supported by NHMRC Project Grant DISCLOSURES No conflicts of interest, financial or otherwise, are declared by the author(s). AUTHOR CONTRIBUTIONS Author contributions: D.G.T., R.B., G.M.S., S.B.H., and P.G.D. conception and design of research; D.G.T., R.B., and G.M.S. performed experiments; D.G.T., M.J.W., G.M.S., V.A.Z., and M.J.D. analyzed data; D.G.T., M.J.W., R.B., V.A.Z., S.B.H., and P.G.D. interpreted results of experiments; D.G.T., M.J.W., V.A.Z., and M.J.D. prepared figures; D.G.T. drafted manuscript; D.G.T., M.J.W., R.B., G.M.S., V.A.Z., S.B.H., and P.G.D. edited and revised manuscript; D.G.T., M.J.W., R.B., G.M.S., V.A.Z., M.J.D., S.B.H., and P.G.D. approved final version of manuscript. REFERENCES Armstrong RK, Carlisle HR, Davis PG, Schibler A, Tingay DG. Distribution of tidal ventilation during volume-targeted ventilation is variable and influenced by age in the preterm lung. Intensive Care Med 37: , Bhatia R, Schmölzer GM, Davis PG, Tingay DG. Electrical impedance tomography can rapidly detect small pneumothoraces in surfactant-depleted piglets. Intensive Care Med 38: , Bhatia R, Morley CJ, Argus B, Tingay DG, Donath S, Davis PG. The stable microbubble test for determining continuous positive airway pressure (CPAP) success in very preterm infants receiving nasal CPAP from birth. Neonatology 104: , Bilek AM, Dee KC, Gaver DP. Mechanisms of surface-tension-induced epithelial cell damage in a model of pulmonary airway reopening. J Appl Physiol 94: , Bjorklund LJ, Ingimarsson J, Curstedt T, John J, Robertson B, Werner O, Vilstrup CT. Manual ventilation with a few large breaths at birth compromises the therapeutic effect of subsequent surfactant replacement in immature lambs. Pediatr Res 42: , Bjorklund LJ, Ingimarsson J, Curstedt T, Larsson A, Robertson B, Werner O. Lung recruitment at birth does not improve lung function in immature lambs receiving surfactant. Acta Anaesthesiol Scand 45: , Carlisle HR, Armstrong RK, Davis PG, Schibler A, Frerichs I, Tingay DG. Regional distribution of blood volume within the preterm infant thorax during synchronised mechanical ventilation. Intensive Care Med 36: , Carney D, DiRocco J, Nieman G. Dynamic alveolar mechanics and ventilator-induced lung injury. Crit Care Med 33: S122 S128, Cummings JJ, Holm BA, Nickerson PA, Ferguson WH, Egan EA. Preversus post-ventilatory surfactant treatment in surfactant-deficient preterm lambs. Reprod Fertil Dev 7: , Frerichs I, Dargaville PA, van Genderingen H, Morel DR, Rimensberger PC. Lung volume recruitment after surfactant administration modifies spatial distribution of ventilation. Am J Respir Crit Care Med 174: , 2006.

8 258 Influence of Surfactant on Ventilation at Birth Tingay DG et al. 11. Hepponstall JM, Tingay DG, Bhatia R, Loughnan PM, Copnell B. Effect of closed endotracheal tube suction method, catheter size, and post-suction recruitment during high-frequency jet ventilation in an animal model. Pediatr Pulmonol 47: , Hooper SB, Kitchen MJ, Wallace MJ, Yagi N, Uesugi K, Morgan MJ, Hall C, Siu KK, Williams IM, Siew M, Irvine SC, Pavlov K, Lewis RA. Imaging lung aeration and lung liquid clearance at birth. FASEB J 21: , Hooper SB, Fouras A, Siew ML, Wallace MJ, Kitchen MJ, Te Pas AB, Klingenberg C, Lewis RA, Davis PG, Morley CJ, Schmölzer GM. Expired CO 2 levels indicate degree of lung aeration at birth. PLoS One 8: e70895, Jobe AH, Hillman N, Polglase G, Kramer BW, Kallapur S, Pillow J. Injury and inflammation from resuscitation of the preterm infant. Neonatology 94: , Jobe AJ. The new BPD: an arrest of lung development. Pediatr Res 46: , Leonhardt S, Lachmann B. Electrical impedance tomography: the holy grail of ventilation and perfusion monitoring? Intensive Care Med 38: , Miedema M, de Jongh FH, Frerichs I, van Veenendaal MB, van Kaam AH. Regional respiratory time constants during lung recruitment in high-frequency oscillatory ventilated preterm infants. Intensive Care Med 38: , Naik AS, Kallapur SG, Bachurski CJ, Jobe AH, Michna J, Kramer BW, Ikegami M. Effects of ventilation with different positive endexpiratory pressures on cytokine expression in the preterm lamb lung. Am J Respir Crit Care Med 164: , Perlman JM, Wyllie J, Kattwinkel J, Atkins DL, Chameides L, Goldsmith JP, Guinsburg MF, Hazinski MF, Morley CJ, Richmond S, Simon WM, Singhal N, Szyld E, Tamura M, Velaphi S. Neonatal resuscitation: 2010 International Consensus on Cardiopulmonary Resuscitation and Emergency Cardiovascular Care Science with Treatment Recommendations. Pediatrics 126: e1319 e1344, Polglase GR, Miller SL, Barton SK, Baburamani AA, Wong FY, Aridas JD, Gill AW, Moss TJ, Tolcos M, Kluckow M, Hooper SB. Initiation of resuscitation with high tidal volumes causes cerebral hemodynamic disturbance, brain inflammation and injury in preterm lambs. PLoS One 7: e39535, Probyn ME, Hooper SB, Dargaville PA, McCallion N, Harding R, Morley CJ. Effects of tidal volume and positive end-expiratory pressure during resuscitation of very premature lambs. Acta Paediatr 94: , Rimensberger PC, Beghetti M, Hanquinet S, Berner M. First intention high-frequency oscillation with early lung volume optimization improves pulmonary outcome in very low birth weight infants with respiratory distress syndrome. Pediatrics 105: , Salazar E, Knowles JH. An analysis of pressure-volume characteristics of the lungs. J Appl Physiol 19: , Schmölzer GM, Morley CJ, Wong C, Dawson JA, Kamlin CO, Donath SM, Hooper SB, Davis PG. Respiratory function monitor guidance of mask ventilation in the delivery room: a feasibility study. J Pediatr 160: , Siew ML, Te Pas AB, Wallace MJ, Kitchen MJ, Islam MS, Lewis RA, Fouras A, Morley CJ, Davis PG, Yagi K, Uesugi N, Hooper SB. Surfactant increases the uniformity of lung aeration at birth in ventilated preterm rabbits. Pediatr Res 70: 50 55, Soll RF. Prophylactic natural surfactant extract for preventing morbidity and mortality in preterm infants. Cochrane Database Syst Rev CD000511, Steinberg JM, Schiller HJ, Halter JM, Gatto A, Lee HM, Pavone LA, Nieman GF. Alveolar instability causes early ventilator-induced lung injury independent of neutrophils. Am J Respir Crit Care Med 169: 57 63, te Pas AB, Walther FJ. A randomized, controlled trial of delivery-room respiratory management in very preterm infants. Pediatrics 120: , te Pas AB, Siew M, Wallace MJ, Kitchen A, Fouras A, Lewis RA, Yagi N, Uesugi K, Donath S, Davis PG, Morley CJ, Hooper SB. Effect of sustained inflation length on establishing functional residual capacity at birth in ventilated premature rabbits. Pediatr Res 66: , te Pas AB, Siew M, Wallace MJ, Kitchen MJ, Fouras A, Lewis RA, Yagi N, Uesugi K, Donath S, Davis PG, Morley CJ, Hooper SB. Establishing functional residual capacity at birth: the effect of sustained inflation and positive end-expiratory pressure in a preterm rabbit model. Pediatr Res 65: , Tingay DG, Bhatia R, Schmölzer GM, Wallace MJ, Zahra VA, Davis PG. Effect of sustained inflation versus step-wise PEEP strategy at birth on gas exchange and lung mechanics in preterm lambs. Pediatr Res 2013 doi: /pr Tingay DG, Mills JF, Morley CJ, Pellicano A, Dargaville PA. Indicators of optimal lung volume during high-frequency oscillatory ventilation in infants. Crit Care Med 41: , Tingay DG, Mills JF, Morley CJ, Pellicano A, Dargaville PA. The deflation limb of the pressure-volume relationship in infants during highfrequency ventilation. Am J Respir Crit Care Med 173: , Tingay DG, Copnell B, Grant CA, Dargaville PA, Dunster KR, Schibler A. The effect of endotracheal suction on regional tidal ventilation and end-expiratory lung volume. Intensive Care Med 36: , van Kaam AH, Haitsma JJ, Dik WA, Naber BA, Alblas EH, De Jaegere A, Kok JH, Lachmann B. Response to exogenous surfactant is different during open lung and conventional ventilation. Crit Care Med 32: , Wallace MJ, Probyn ME, Zahra VA, Crossley K, Cole TJ, Davis PG, Morley CJ, Hooper SB. Early biomarkers and potential mediators of ventilation-induced lung injury in very preterm lambs. Respir Res 10: 1 15, Walsh MC, Carlo WA. Sustained inflation during HFOV improves pulmonary mechanics and oxygenation. J Appl Physiol 65: , Wolf GK, Gómez-Laberge C, Rettig JS, Vargas SO, Smallwood CD, Prabhu SP, Vitali SH, Zurakowski D, Arnold JH. Mechanical ventilation guided by electrical impedance tomography in experimental acute lung injury. Crit Care Med 41: , 2013.

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