Unless otherwise defined in this Announcement, terms defined in the Prospectus have the same meanings when used in this Announcement.

Transcription

1 This announcement ( Announcement ) is for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for securities. Potential investors should read the prospectus dated October 23, 2007 (the Prospectus ) issued by Alibaba.com Limited ( the Company ) for detailed information about the Hong Kong Public Offering described below before deciding whether or not to invest in the shares being offered. This Announcement is not an offer of securities of the Company for sale in the United States. Securities may not be offered or sold in the United States without registration or an exemption from registration under the United States Securities Act of 1933, as amended. There is not and it is currently not intended for there to be any public offering of securities of the Company in the United States. The Stock Exchange of Hong Kong Limited (the Hong Kong Stock Exchange ) and Hong Kong Securities Clearing Company Limited ( HKSCC ) take no responsibility for the contents of this Announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. In connection with the Global Offering, Morgan Stanley Asia Limited and/or its affiliates or any person acting for it (the Stabilizing Manager ), on behalf of the Underwriters, may over-allocate or effect transactions with a view to stabilizing or maintaining the market price of the Offer Shares at a level higher than that which might otherwise prevail for a limited period after the commencement of trading in the Shares on the Hong Kong Stock Exchange. However, there is no obligation on the Stabilizing Manager, its affiliates or any person acting for it to do this. Such stabilization may be effected in all jurisdictions where it is permissible to do so, in each case in compliance with all applicable laws and regulatory requirements, including the Securities and Futures (Price Stabilizing) Rules made under the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong). Such stabilization, if commenced, will be conducted at the absolute discretion of the Stabilizing Manager or any person acting for it and may be discontinued at any time, and must be brought to an end after a limited period. The details of the intended stabilization and how it will be regulated under the Securities and Futures Ordinance are contained in the Prospectus. The number of Shares being offered in the Global Offering may be increased up to an aggregate of 113,678,000 Shares through the exercise of the Over-Allotment Option granted to the International Underwriters by the Selling Shareholder exercisable by the Stabilizing Manager (after consultation with the other Joint Bookrunners) on behalf of the International Underwriters to, among other things, cover over-allocations (if any) in the International Offering, which option is exercisable at any time from the day on which trading of the Shares commences on the Hong Kong Stock Exchange until 30 days after the last day for lodging applications under the Hong Kong Public Offering. In the event that such Over-Allotment Option is exercised, a press announcement will be made. Unless otherwise defined in this Announcement, terms defined in the Prospectus have the same meanings when used in this Announcement. 1

2 ALIBABA.COM LIMITED (Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING Number of Offer Shares under the Global Offering : 858,901,000 Shares (subject to adjustment and the Over-Allotment Option) Number of International Offer Shares : 644,175,500 Shares (subject to the Over-Allotment Option) Number of Hong Kong Offer Shares : 214,725,500 Shares Offer Price : HK$13.50 per Offer Share, plus brokerage of 1%, Hong Kong Stock Exchange trading fee of 0.005% and SFC transaction levy of 0.004% Par value : HK$ per Share Stock code : 1688 Joint Global Coordinators and Joint Sponsors (in alphabetical order) Joint Bookrunners and Joint Lead Managers Financial Advisor 2

3 SUMMARY The Offer Price has been determined at HK$13.50 per Hong Kong Offer Share (exclusive of brokerage of 1%, SFC transaction levy of 0.004% and Hong Kong Stock Exchange trading fee of 0.005%). The net proceeds to the Company from the Global Offering after deducting the underwriting commissions, incentive fees and the estimated offering expenses payable by us (net of reimbursement by the Joint Bookrunners) are estimated to be approximately HK$2,939 million. A total of 566,216 valid applications have been received pursuant to the Hong Kong Public Offering on WHITE and YELLOW Application Forms and through giving electronic application instructions to HKSCC via CCASS and to the eipo Service Provider under the White Form eipo and for a total of 33,149,483,000 Hong Kong Offer Shares, representing approximately 257 times the total number of 128,835,500 Hong Kong Offer Shares initially available for subscription under the Hong Kong Public Offering. The Offer Shares initially offered under the International Offering have been very significantly over-subscribed. Due to the very significant over-subscription in the Hong Kong Public Offering, the clawback mechanism as specified in the section headed Structure of the Global Offering The Hong Kong Public Offering Reallocation in the Prospectus has been applied and the number of Offer Shares allocated to the Hong Kong Public Offering has been increased to 214,725,500 Offer Shares, representing approximately 25% of the total number of Offer Shares initially available under the Global Offering (assuming the Over-Allotment Option is not exercised). In connection with the Global Offering, the Selling Shareholder has granted to the International Underwriters the Over-Allotment Option exercisable by the Stabilizing Manager on behalf of the International Underwriters within 30 days from the last day for the lodging of applications under the Hong Kong Public Offering to require the Selling Shareholder to sell up to an aggregate of 113,678,000 additional Shares. If the Over- Allotment Option is exercised, a press announcement will be made. 3

4 In relation to the Hong Kong Public Offering, the Company announces that the results of allocations including applications made on WHITE and YELLOW Application Forms and by giving electronic application instructions to HKSCC via CCASS and to the eipo Service Provider under the White Form eipo, which will include the Hong Kong identity card numbers, passport numbers and Hong Kong business registration numbers of successful applicants, will be made available at the times and dates and in the manner specified below: Results of allocations for the Hong Kong Public Offering will be available from our designated results of allocations website at on a 24-hour basis from 8:00 a.m. on Monday, November 5, 2007 to 12:00 midnight on Sunday, November 11, The user will be required to key in the Hong Kong identity card/ passport/hong Kong business registration number provided in his/her/its Application Form to search for his/her/its own allocation result; Results of allocations for the Hong Kong Public Offering will be posted on our website at on Monday, November 5, 2007 and on the Hong Kong Stock Exchange s website at Results of allocations will be available from the Hong Kong Public Offering allocation results telephone enquiry line. Applicants may find out whether or not their applications have been successful and the number of Hong Kong Offer Shares allocated to them, if any, by calling between 9:00 a.m. and 10:00 p.m. from Monday, November 5, 2007 to Thursday, November 8, 2007; and Special allocation results booklets setting out the results of allocations will be available for inspection during opening hours of individual branches and sub-branches from Monday, November 5, 2007 to Wednesday, November 7, 2007 at all the receiving bank branches and sub-branches at the addresses set forth below in this Announcement. Applicants who have applied for 1,000,000 or more Hong Kong Offer Shares using White Form eipo or using WHITE Application Forms and have indicated on their Application Forms that they wish to collect their Share certificates in person may collect their Share certificates in person from the Company s Hong Kong Branch Share Registrar, Computershare Hong Kong Investor Services Limited, at Shops , 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong between 9:00 a.m. and 1:00 p.m. on Monday, November 5, Share certificates for Hong Kong Offer Shares allotted to wholly or partially successful applicants using WHITE Application Forms or White Form eipo which are either not available for personal collection, or which are available but are not collected in person, are expected to be despatched by ordinary post to those entitled at their own risk on Monday, November 5,

5 Share certificates for Hong Kong Offer Shares allotted to wholly or partially successful applicants using YELLOW Application Forms and those who applied by giving electronic application instructions to HKSCC via CCASS are expected to be deposited into CCASS for credit to their CCASS Investor Participant stock accounts or their designated CCASS Participants stock accounts at the close of business on Monday, November 5, Applicants who have applied for 1,000,000 Hong Kong Offer Shares or above using White Form eipo or using WHITE or YELLOW Application Forms and have indicated on their applications that they will collect their refund cheques in person may collect refund cheques (if any) in person from the Company s share registrar, Computershare Hong Kong Investor Services Limited at Shops , 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong between 9:00 a.m. and 1:00 p.m. on Monday, November 5, Share certificates will only become valid certificates of title provided that the Hong Kong Public Offering has become unconditional in all respects and the right of termination described in the section headed Underwriting Hong Kong Public Offering Grounds for Termination of the Hong Kong Underwriting Agreement in the Prospectus has not been exercised, which is expected to be at around 8:00 a.m. on Tuesday, November 6, Refund cheques for wholly or partially unsuccessful applicants which are either not available for personal collection or which are available but are not collected in person, are expected to be despatched by ordinary post to those entitled at their own risk on Monday, November 5, Refund monies (if any) for applicants applying by giving electronic application instructions to HKSCC via CCASS are expected to be credited to the relevant applicants designated bank accounts or the designated bank accounts of their brokers or custodians on Monday, November 5, Dealings in the Shares on the Hong Kong Stock Exchange are expected to commence at 9:30 a.m. on Tuesday, November 6,

6 OFFER PRICE The Offer Price has been determined at HK$13.50 per Offer Share (exclusive of brokerage of 1%, SFC transaction levy of 0.004% and Hong Kong Stock Exchange trading fee of 0.005%). NET PROCEEDS OF THE GLOBAL OFFERING The net proceeds to the Company from the Global Offering after deducting the underwriting commissions, incentive fees and the estimated offering expenses payable by us (net of reimbursement by Joint Bookrunners) are estimated to be approximately HK$2,939 million, of which: approximately 60% (approximately HK$1,763 million) may be allocated for strategic acquisitions and business development initiatives including (as of the date of this Announcement, we have not allocated the estimated net proceeds among the following): the acquisition of companies and businesses that offer complementary products and services, increased user or paying member base, expanded market coverage or other strategic, operational or financial benefit (as of the date of this Announcement, we have not identified any acquisition targets); the development or acquisition of technologies that will further enhance our technology platform; and alliance initiatives to enhance our brand and expand our strategic relationships; approximately 20% (approximately HK$588 million) may be allocated to grow our existing business both in China and internationally; approximately 10% (approximately HK$294 million) may be allocated to the purchase of computer equipment and development of new technologies; and approximately 10% (approximately HK$294 million) may be allocated to fund working capital and other general corporate purposes. 6

7 APPLICATIONS AND INDICATIONS OF INTEREST RECEIVED The Directors announce that at the close of the application lists at 12:00 noon on Friday, October 26, 2007, a total of 566,216 valid applications (including applications on WHITE and YELLOW Application Forms, and through giving electronic application instructions given to HKSCC via CCASS and to the eipo Service Provider through the White Form eipo service) and for a total of 33,149,483,000 Hong Kong Offer Shares were received pursuant to the Hong Kong Public Offering, representing approximately 257 times the total number of 128,835,500 Hong Kong Offer Shares initially available for subscription under the Hong Kong Public Offering. In connection with the Global Offering, the Selling Shareholder has granted to the International Underwriters the Over-Allotment Option exercisable by the Stabilizing Manager, on behalf of the International Underwriters within 30 days from the last day for the lodging of applications under the Hong Kong Public Offering to require the Company to issue up to an aggregate of 113,678,000 additional Shares. If the Over-Allotment Option is exercised, a press announcement will be made. Of the 566,216 valid applications on WHITE and YELLOW Application Forms and by electronic application instructions given to HKSCC via CCASS and to the eipo Service Provider through the White Form eipo service for a total of 33,149,483,000 Hong Kong Offer Shares: 555,525 valid applications in respect of a total of 5,628,838,000 Hong Kong Offer Shares were for the Hong Kong Public Offering with an aggregate subscription amount based on the maximum offer price of HK$13.50 per Offer Share (excluding brokerage of 1%, SFC transaction levy of 0.004% and Hong Kong Stock Exchange trading fee of 0.005%) of HK$5 million or less, representing approximately 87 times of the 64,418,000 Hong Kong Offer Shares initially comprised in Pool A; and 10,691 valid applications in respect of a total of 27,520,645,000 Hong Kong Offer Shares were for the Hong Kong Public Offering with an aggregate subscription amount based on the maximum offer price of HK$13.50 per Offer Share (excluding brokerage of 1%, SFC transaction levy of 0.004% and Hong Kong Stock Exchange trading fee of 0.005%) of more than HK$5 million, representing approximately 427 times of the 64,417,500 Hong Kong Offer Shares initially comprised in Pool B. Applications not completed in accordance with the instructions set out in the Application Forms have been rejected. 852 multiple or suspected multiple applications have been rejected. 1,092 applications have been rejected due to bounced cheques. 291 applications have been rejected due to invalid applications. No application for more than 64,417,500 Hong Kong Offer Shares has been identified. The Offer Shares offered in the Hong Kong Public Offering were conditionally allocated on the basis set forth in the paragraph headed Basis of allotment under the Hong Kong Public Offering below. 7

8 The Directors further announce that the Offer Shares initially offered under the International Offering have been very significantly over-subscribed. Due to the very significant oversubscription in the Hong Kong Public Offering, the clawback mechanism as specified in the section headed Structure of the Global Offering The Hong Kong Public Offering Reallocation in the Prospectus has been applied and the number of Offer Shares allocated to the Hong Kong Public Offering has been increased to 214,725,500 Offer Shares, representing approximately 25% of the total number of Offer Shares available under the Global Offering (assuming that the Over-Allotment Option is not exercised). The Directors confirm that they have been advised that no Offer Shares have been allocated to applicants who are connected persons of the Company within the meaning of the Listing Rules. The International Offering is in compliance with the Placing Guidelines for equity securities as set out in Appendix 6 to the Listing Rules. None of the Joint Bookrunners, the Underwriters and their connected clients have taken up any Offer Shares for their own benefit under the Global Offering. None of the placees under the International Offering will become a substantial shareholder of the Company after the International Offering within the meaning of the Listing Rules. 8

9 CORNERSTONE INVESTORS The total number of Shares subscribed for or purchased by the Cornerstone Investors will be 157,761,000 which is approximately 18.4% of the total number of Offer Shares pursuant to the Offer Price having been determined at HK$13.50 per Hong Kong Offer Share (exclusive of brokerage of 1%, SFC transaction levy of 0.004% and Hong Kong Stock Exchange trading fee of 0.005%) and the reallocation of Offer Shares from the International Offering to the Hong Kong Public Offering. The number of shares subscribed for or purchased by the Cornerstone Investors and related information are set out below: Approximate Approximate percentage of interest percentage in the Company s of total issued share capital number of Offer immediately following Shares (before the Global Offering exercise of the (before exercise Over-Allotment of the Over-Allotment Cornerstone Investor Number of Shares Option) Option) Yahoo! Inc. 57,481, % 1.2% AIG Global Investment Corporation (Asia) Ltd 17,549, % 0.3% Foxconn (Far East) Limited 17,549, % 0.3% Baldonna Investments Limited 15,042, % 0.3% Finawood Investments Limited 15,042, % 0.3% Honeybush Limited 15,042, % 0.3% Cisco Systems International B.V. 10,028, % 0.2% Industrial and Commercial Bank of China (Asia) Limited 10,028, % 0.2% 157,761, % 3.1% 9

10 BASIS OF ALLOTMENT UNDER THE HONG KONG PUBLIC OFFERING Subject to the satisfaction of the conditions set out in the section headed Structure of the Global Offering Conditions of the Public Offering in the Prospectus, valid applications made by the public on WHITE and YELLOW Application Forms and by electronic application instructions given to HKSCC via CCASS and to the eipo Service Provider through the White Form eipo service will be conditionally allotted on the basis set out below: APPROXIMATE PERCENTAGE ALLOTTED NO. OF SHARES NO. OF VALID OF THE TOTAL NO. OF APPLIED FOR APPLICATIONS BASIS OF ALLOTMENT/BALLOT SHARES APPLIED FOR POOL A ,404 16,704 out of 278,404 to receive 500 Shares 6.00% 1,000 56,762 6,085 out of 56,762 to receive 500 Shares 5.36% 1,500 17,498 2,803 out of 17,498 to receive 500 Shares 5.34% 2,000 19,209 4,088 out of 19,209 to receive 500 Shares 5.32% 2,500 9,073 2,404 out of 9,073 to receive 500 Shares 5.30% 3,000 10,638 3,370 out of 10,638 to receive 500 Shares 5.28% 3,500 3,526 1,298 out of 3,526 to receive 500 Shares 5.26% 4,000 5,390 2,259 out of 5,390 to receive 500 Shares 5.24% 4,500 1, out of 1,960 to receive 500 Shares 5.22% 5,000 19,765 10,278 out of 19,765 to receive 500 Shares 5.20% 5,500 1,996 1,137 out of 1,996 to receive 500 Shares 5.18% 6,000 3,330 2,062 out of 3,330 to receive 500 Shares 5.16% 6,500 1, out of 1,249 to receive 500 Shares 5.14% 7,000 2,574 1,845 out of 2,574 to receive 500 Shares 5.12% 7,500 2,259 1,728 out of 2,259 to receive 500 Shares 5.10% 8,000 3,729 3,031 out of 3,729 to receive 500 Shares 5.08% 8,500 1,480 1,273 out of 1,480 to receive 500 Shares 5.06% 9,000 1,211 1,099 out of 1,211 to receive 500 Shares 5.04% 9,500 1,403 1,338 out of 1,403 to receive 500 Shares 5.02% 10,000 25, Shares 5.00% 15,000 13, Shares plus 186 out of 13,268 to receive additional 500 Shares 3.38% 20,000 15, Shares plus 318 out of 15,899 to receive additional 500 Shares 2.55% 25,000 10, Shares plus 301 out of 10,023 to receive additional 500 Shares 2.06% 30,000 9, Shares plus 632 out of 9,292 to receive additional 500 Shares 1.78% 35,000 3, Shares plus 258 out of 3,034 to receive additional 500 Shares 1.55% 40,000 4, Shares plus 874 out of 4,560 to receive additional 500 Shares 1.49% 45,000 1, Shares plus 449 out of 1,473 to receive additional 500 Shares 1.45% 50,000 6, Shares plus 2,524 out of 6,310 to receive additional 500 Shares 1.40% 60,000 2, Shares plus 1,570 out of 2,533 to receive additional 500 Shares 1.35% 70,000 2, Shares plus 1,724 out of 2,103 to receive additional 500 Shares 1.30% 80,000 2,881 1,000 Shares 1.25% 90,000 2,872 1,000 Shares plus 223 out of 2,872 to receive additional 500 Shares 1.15% 100,000 7,828 1,000 Shares plus 1,566 out of 7,828 to receive additional 500 Shares 1.10% 200,000 4,235 1,000 Shares plus 3,388 out of 4,235 to receive additional 500 Shares 0.70% 300,000 2,135 1,500 Shares 0.50% 555,525 10

11 APPROXIMATE PERCENTAGE ALLOTTED NO. OF SHARES NO. OF VALID OF THE TOTAL NO. OF APPLIED FOR APPLICATIONS BASIS OF ALLOTMENT/BALLOT SHARES APPLIED FOR POOL B 400,000 2,773 1,500 Shares plus 335 out of 2,773 to receive additional 500 Shares 0.39% 500,000 1,267 1,500 Shares plus 1,142 out of 1,267 to receive additional 500 Shares 0.39% 600, ,000 Shares plus 370 out of 543 to receive additional 500 Shares 0.39% 700, ,500 Shares plus 180 out of 390 to receive additional 500 Shares 0.39% 800, ,000 Shares plus 136 out of 564 to receive additional 500 Shares 0.39% 900, ,500 Shares plus 5 out of 216 to receive additional 500 Shares 0.39% 1,000,000 1,678 3,500 Shares plus 1,346 out of 1,678 to receive additional 500 Shares 0.39% 2,000,000 1,093 7,500 Shares plus 661 out of 1,093 to receive additional 500 Shares 0.39% 3,000, ,500 Shares plus 210 out of 516 to receive additional 500 Shares 0.39% 4,000, ,500 Shares plus 80 out of 383 to receive additional 500 Shares 0.39% 5,000, ,500 Shares plus 3 out of 231 to receive additional 500 Shares 0.39% 6,000, ,000 Shares plus 102 out of 125 to receive additional 500 Shares 0.39% 7,000, ,000 Shares plus 61 out of 99 to receive additional 500 Shares 0.39% 8,000, ,000 Shares plus 55 out of 131 to receive additional 500 Shares 0.39% 9,000, ,000 Shares plus 25 out of 115 to receive additional 500 Shares 0.39% 10,000, ,000 Shares plus 4 out of 193 to receive additional 500 Shares 0.39% 15,000, ,500 Shares plus 4 out of 113 to receive additional 500 Shares 0.39% 20,000, ,000 Shares plus 4 out of 86 to receive additional 500 Shares 0.39% 25,000, ,500 Shares plus 2 out of 36 to receive additional 500 Shares 0.39% 30,000, ,000 Shares plus 2 out of 30 to receive additional 500 Shares 0.39% 35,000, ,500 Shares plus 1 out of 17 to receive additional 500 Shares 0.39% 40,000, ,000 Shares plus 2 out of 17 to receive additional 500 Shares 0.39% 45,000, ,500 Shares plus 1 out of 8 to receive additional 500 Shares 0.39% 50,000, ,000 Shares plus 2 out of 13 to receive additional 500 Shares 0.39% 64,417, ,000 Shares plus 33 out of 54 to receive additional 500 Shares 0.39% 10,691 The final number of Offer Shares comprised in the Hong Kong Public Offering is 214,725,500 Offer Shares, representing approximately 25% of the Offer Shares in the Global Offering (assuming that the Over-Allotment Option is not exercised). The final number of Offer Shares comprised in the International Offering is 644,175,500 Offer Shares, representing approximately 75% of the Offer Shares in the Global Offering (assuming that the Over-Allotment Option is not exercised). 11

12 RESULTS OF ALLOCATIONS The Company announces that the results of allocations of Hong Kong Offer Shares in the Hong Kong Public Offering, including applications made on WHITE and YELLOW Application Forms and applications by giving electronic application instructions to HKSCC via CCASS and to the eipo Service Provider through the White Form eipo Service, which will include the Hong Kong identity card numbers, passport numbers and Hong Kong business registration numbers of successful or partially successful applicants (where applied) and the number of Hong Kong Offer Shares allocated, will be made available at the times and dates and in the manner specified as follows: Results of allocations for the Hong Kong Public Offering will be available from our designated results of allocations website at on a 24-hour basis from 8:00 a.m. on Monday, November 5, 2007 to 12:00 midnight on Sunday, November 11, The user will be required to key in the Hong Kong identity card/passport/hong Kong business registration number provided in his/her/its Application Form to search for his/her/its own allocation result; Results of allocations for the Hong Kong Public Offering will be posted on our website at on Monday, November 5, 2007 and on the Hong Kong Stock Exchange s website at Results of allocations will be available from the Hong Kong Public Offering allocation results telephone enquiry line. Applicants may find out whether or not their applications have been successful and the number of Hong Kong Offer Shares allocated to them, if any, by calling between 9:00 a.m. and 10:00 p.m. from Monday, November 5, 2007 to Thursday, November 8, 2007; and 12

13 Special allocation results booklets setting out the results of allocations will be available for inspection during opening hours of individual branches and sub-branches from Monday, November 5, 2007 to Wednesday, November 7, 2007 at all the receiving bank branches and sub-branches set forth below: The Hongkong and Shanghai Banking Corporation Limited: Hong Kong Island: Hong Kong Office 1 Queen s Road Central, Hong Kong Cityplaza Branch Unit 065, Cityplaza, 1, Taikoo Shing, Hong Kong The Westwood Branch LG01 3, LG Floor, The Westwood, 8 Belcher s Street, Hong Kong Causeway Bay Branch 1/F, Causeway Bay Plaza 2, Lockhart Road, Hong Kong Hay Wah Building Branch G/F, Hay Wah Building, 71 85B, Hennessy Road, Wan Chai, Hong Kong Kowloon: Mongkok Branch 673 Nathan Road, Mongkok, Kowloon Kwun Tong Branch No. 1, Yue Man Square, Kwun Tong, Kowloon Tsim Sha Tsui Branch Nathan Road, Tsim Sha Tsui, Kowloon Kowloon City Branch 1/F, 18 Fuk Lo Tsun Road, Kowloon City, Kowloon Whampoa Garden Branch Shop No. G6 & 6A, G/F, Site 4, Whampoa Garden, Kowloon Telford Gardens Branch Shop Unit P16, Blk G, Telford Plaza 1, Kowloon Bay, Kowloon New Territories: Citylink Plaza Branch Shops 38 46, Citylink Plaza, Shatin Station Circuit, Shatin, New Territories Bank of China (Hong Kong) Limited: Hong Kong Island: Bank of China Tower Branch 3/F, 1 Garden Road, Hong Kong Central District 71 Des Voeux Road Central, Hong Kong (Wing On House) Branch North Point (Kiu Fai Mansion) King s Road, North Point, Hong Kong Branch Aberdeen Branch 25 Wu Pak Street, Aberdeen, Hong Kong Kowloon: Tsim Sha Tsui East Branch Shop G02 03, Inter-Continental Plaza, 94 Granville Road, Tsim Sha Tsui, Kowloon Yau Ma Tei Branch 471 Nathan Road, Yau Ma Tei, Kowloon Diamond Hill Branch G107, Plaza Hollywood, Diamond Hill, Kowloon Kwun Tong Branch Yue Man Square, Kwun Tong, Kowloon Mong Kok Branch 589 Nathan Road, Mong Kok, Kowloon New Territories: Lucky Plaza Branch Lucky Plaza, Wang Pok Street, Shatin, New Territories Castle Peak Road (Tsuen Wan) 167 Castle Peak Road, Tsuen Wan, New Territories Wealth Management Centre Tuen Mun Town Plaza Branch Shop 2, Tuen Mun Town Plaza Phase II, New Territories 13

14 Bank of Communications Co., Ltd. Hong Kong Branch: Hong Kong Island: Hong Kong Branch 20 Pedder Street, Central, Hong Kong Central District Sub-Branch G/F, A Des Voeux Road, Central, Hong Kong King s Road Sub-Branch King s Road, North Point, Hong Kong Quarry Bay Sub-Branch C D, 981 King s Road, Quarry Bay, Hong Kong Kowloon: Kowloon Sub-Branch 563 Nathan Road, Kowloon Wong Tai Sin Sub-Branch Shops , 1/F Lung Cheung Mall, 136 Lung Cheung Road, Wong Tai Sin, Kowloon Cheung Sha Wan Plaza Sub-Branch Unit G04, Cheung Sha Wan Plaza, 833 Cheung Sha Wan Road, Kowloon New Territories: Tseung Kwan O Sub-Branch Shops , Metro City Shopping Arcade, Phase I, Tseung Kwan O, New Territories Yuen Long Sub-Branch Man Yu Building, 2 Tai Fung Street, Yuen Long, New Territories Sheung Shui Sub-Branch Shops , G/F., Sheung Shui Centre Shopping Arcade, Sheung Shui, New Territories Industrial and Commercial Bank of China (Asia) Limited: Hong Kong Island: Queen s Road Central Branch Queen s Road Central, Central, Hong Kong Wanchai Branch Hennessy Road, Wanchai, Hong Kong Kowloon: Prince Edward Branch 777 Nathan Road, Mongkok, Kowloon Mei Foo Branch Shop N95A, 1/F, Mount Sterling Mall, Mei Foo Sun Chuen, Kowloon New Territories: Kwai Fong Branch C63A C66, 2/F, Kwai Chung Plaza, Kwai Fong, New Territories Sha Tsui Road Branch Shop 4, G/F, Chung On Building, Sha Tsui Road, Tsuen Wan, New Territories 14

15 Results of Applications (White Form)

16 A A A A A A A A A A A A A A A A A A A A A123055A A A A A A A A A A A A A A A079672A 500 A A036403A 500 A A A A A A A A A A A A A A128627A A A A A A A A A A A A A A A A A A A A A A A A A A A A A044985A 500 A A135240A A A086105A 500 A A A086623A 500 A A A A A A A A A A A A A A A A A A A A A A A A A138185A A049412A 500 A A A A A139787A A A A A A A A A E A052407A 500 A A A A A A A A A A A A A A A A A A A G A A A A A A143788A Z A A A A A A A A145248A 500 A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A152524A 500 A A A A A A A A A A A A A A A A A A A A A021464A 500 A A A A A A A A A A A A A A A A A071717A 500 A A A A A114632A 500 A155049A 500 A A A A156041A 500 A A A A A A072186A 500 A A A A A A A A073421A 500 A A A A A A A A A A A A A G Results of Applications (White Form)

17 A A A A A159912A 500 A199309A 500 A A A A A A A A A A A A A A A162194A 500 A A A A A A A276115A 500 A A A A A A A A A D A A A A A A A164057A 500 A A239002A 500 A A A A239422A 500 A A A A A A165564A 500 A A A A A A A A A A A A A A A A A A A A A A A A A208056A 500 A A A A A A A A A A A A A A A170330A 500 A A A A A A A A A A A283789A 500 A171381A 500 B400121A 500 A A A A A A A A A A A A A248329A 500 A A A A A A174040A 500 A A A A174717A 500 A A A A A A A A A A A A A A251845A 500 A A A A A A A A252753A 500 A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A293982A 1000 A A A A A A A A A A A A A A A A A A A A A181120A 500 A A A A A A A A A A A A A225830A 500 A A A182400A 1500 A A262554A 500 A A A A A A A A A A182607A 500 A A A A A A A A A A A A A A A A A229506A 500 A A A A229988A 500 A A A A A A A A A A A A230798A 500 A A A A231062A 500 A A A A A A A A A A A189976A 500 A232065A 500 A A A A232115A 500 A A A A A A A A A269567A 500 A A A A A A A A A A A A270363A 500 A A A A A A A A A309338A 500 A A A A A193817A 500 A A A A A A A A A A A A A235242A 500 A A A A A273392A 500 A A A236228A 500 A A Results of Applications (White Form)

18 A A A A A A A385884A 500 A A A347670A 500 A A A A347720A 500 A A425266A 500 A A A A A A A A A A A A428927A 500 A A A A A A A A429527A 500 A A A A A314619A 500 A A A A A A A A A A A A A D A A A A A A317827A 500 A353839A 500 A A A318234A 500 A A A A A A A A A A A A A A A A A A A A A A397260A 500 A A A356742A 500 A A A A A398196A 500 A A A A A A A A A A A A A A A A A A A358412A 500 A A A A A A A A A A A A A A A A A A A A A A A A A A443895A 500 A A A A A A A A A A A A A A A A A A A401615A 500 A A A A A449339A 500 A A A A A A A403168A 1000 A A A A A A A A405325A 500 A A A367482A 500 A A A A A A A A A A A331517A 500 A A A A A A A A A A A A A A A A A A A A A370740A 500 A A A A A A A A A A457263A 500 A A A A A A A A A A A410623A 500 A A337382A 500 A A A A A E A A A373041A 500 A A A A A A A A A A A A A412632A 500 A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A378983A 500 A A A A378983A 500 A A A A A A A A A A A A A A467131A 500 A A A A A344350A 500 A A A A A A A A A A A A345322A 500 A A A A A A A A A A A A A A A A A A A A A A A Results of Applications (White Form)

19 A A A A A A A A A A507692A 500 A A579587A 500 A A A A A A A A A A A A A A A A A A511418A 500 A A A A A A585244A 500 A A A A585356A 500 A A A A A A A A A A A A A A A A A D A A A A A A A A A A587589A 500 A A A A A A A A A A A A A A A A A482860A 500 A A A A A A A A A A A A A517557A 500 A A A A A A A A A560876A 500 A A A A A A486441A 500 A518627A 500 A A A A A561493A 500 A A A A A A A A A A A A A A A A A A A A A594106A 500 A A A A A A A A A A A A A A525318A 500 A A A A A A A A A A A A A A A A A A A A A564832A 500 A A A A A A A A A A A A A A A A A A A A567763A 500 A A A A A598205A 500 A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A A600440A 500 A498508A 500 A531605A 500 A A A498573A 500 A A A A A A A601961A 500 A A A A A A A A A A A A A A A A A499352A 500 A A A A A A A A A A574485A 500 A A A537811A 500 A A A A A A A A A A A A A A A501083A 500 A539798A 1000 A A A A A A A A A575510A 500 A A A541664A 500 A A A A A A607145A 500 A A A A A A A A A A A A A A A A609316A 500 A A A A A A A A610174A 4000 A505134A 500 A545407A 500 A A A A A577175A 500 A A505683A 500 A A A A A A A A A A A Results of Applications (White Form)