T71 - ANSI RIA R15.06: Robot and Robot System Safety

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Lynette Wilson
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1 CO900H T71 - ANSI RIA R15.06: Robot and Robot System Safety PUBLIC

2 ANSI/RIA R RIA (print) + old stds & technical reports ANSI (PDFs): note the TRs are NOT available from ANSI. Update of R withdrawn: end of 2014 (+TR R and TR R15.206) R is a national adoption of ISO and ISO ANSI/RIA R was used as basis for ISO With an ANSI/RIA Introduction

3 Who is addressed by standards? WHO ANSI ISO and EN OSHA Regulations EU Machinery Directive Manufacturer X X X Integrator X X X User X X Could be directed to all entities X Suppliers ONLY ANSI: guidance to Manufacturers, Integrators & Users of machinery (depends on scope). ISO & EN standards: SUPPLIERS, NOT Users except when Users also have role of supplier, of industrial machinery. Allows movement of like goods into and within Europe. OSHA standards provide requirements only to Users (Employers) for occupational safety, but can include responsibilities to Employees (ex. Lock-out).

History of ANSI/ RIA R15.06 PUBLIC 1970 Occupational Health & Safety Act created 1982 R15.

06 1992 1993 R15.06 update started 1999 Publication of ANSI/ RIA R15.06 1999 ~2000.. ISO 10218 started based on ANSI/ RIA R15.

06 update started (working with draft ISO) 2006 Publication of ISO 10218-1 AND ISO 10218 revision started 2007 Publication of ANSI/

4 History of ANSI/ RIA R15.06 PUBLIC 1970 Occupational Health & Safety Act created 1982 R15.06 drafting started 1986 Publication of ANSI/RIA R R15.06 update started 1992 Publication of ANSI/ RIA R R15.06 update started 1999 Publication of ANSI/ RIA R ~ ISO started based on ANSI/ RIA R ~2004 R15.06 update started (working with draft ISO) 2006 Publication of ISO AND ISO revision started 2007 Publication of ANSI/ RIA ISO & RIA TR to enable its use 2011 Publication of ISO and ISO : ANSI/ RIA R15.06 adopts ISO and -2: ANSI/ RIA Tech Reports published (TR R15.306,.406,.506) 2015 Anticipate publication of updated TR R w/minor revs ANSI Top Seller over the years

5 What s new with R ? Standard structure Part 1: Robot (comes from robot manufacturers) Part 2: Integration: requirements placed on the integrator (role of integrator not necessarily the business purpose) Normative references to ISO & IEC standards Safety features embedded in robot systems (some optional)

6 R : 7 Top changes Severity S1 Minor S2 Moderat e S3 Serious Frequency of EXPOSURE E0 prevented E1 low E2 high E0 prevented E1 low E2 high E0 prevented E1 low E2 high Probability of AVOIDANCE A1 likely A2 or A3 not likely or not possible A1 likely A2 or A3 not likely or not possible A1 or A2 likely or not likely A3 not possible Risk Level Negligible Low Medium High Low High Very High 1. Terminology (limited changes) 2. Risk assessment REQUIRED! 3. Functional safety (quantifiable) 4. Floor space optimization due to new features (some OPTIONAL) & changes to CLEARANCE 5. Detachable & wireless pendants 6. Perimeter guarding changes (min/max) 7. Collaborative operation (4 types identified) The issue is collaborative application not just the robot. This topic is GREATLY misunderstood!

7 Manual Mode Terminology changes PUBLIC New Terms Robot Robot System Robot Cell Reduced speed Protective Stop Operator(s) reduced speed high speed Explanation Robot arm & robot control (does NOT include end effector or part) Robot CAD files do NOT include tooling or parts. Robot, end effector and any task equipment Robot System and safeguarding (inside safeguarded space) Called Slow speed in the 1999 standard Called Safety Stop in the 1999 standard Purpose: protection of people. This is different from Estop. Often called T1, was called Teach Mode in 1999 standard. (Teach is a task using manual reduced speed mode) Often called T2, but also called APV in the 1999 standard All personnel, not simply production operators. Maintenance, troubleshooting, setup, production

8 Standard special words Shall Should May Can Normative or mandatory requirement Recommendation or good practice Permissive or allowed Possible or capable statement of fact Notes are informative and are used to provide additional information or explain concepts. If you see a shall, should or may in a note it is an error. Notes are INFORMATIVE! We (standards writers) try, but we still make mistakes.

9 R , Part 1 Robot Mfgers! Part 1: Annex D describes OPTIONAL features. Robot manufacturers are NOT required to provide any of these features, however if they are provided, they have to meet the stated requirements in Part 1. Here are the optional features listed in Annex D Emergency stop output functions Enabling Device features (common enabling device functionality and connecting additional) Mode section (providing mode information as a safety related functions) Anti-collision sensing awareness signal (not safety-related function but helpful) Maintaining path accuracy across all speeds, so that using T2 is not needed Safety-rated soft axis and space limiting (allows smaller cell footprints) Ex: FANUC DCS, Kuka Safe Operation, ABB SafeMove, Yaskawa FSU Stopping performance measurement Do NOT presume that these features are provided. OPTIONS! Part 2 is for the integration of robots into systems and cells.

10 Impact to Integrators & Users Part 2 (ISO = R15.06 Part 2) This is the BIGGY for Integrators (and Users to know) Users are not specifically addressed User acts as integrator, then integrator requirements apply to User. Users need to use the information provided by the integrator. Users address the residual risks: typically developing procedures & training, training personnel, adding warnings/ signs and safety management. Integrators/ Users: options in Part 1, Annex D needed? Know before buying robots. A robot that meets ISO (which is ANSI RIA R15.06 Part 1), only has these optional features if you request them or if the manufacturer states that their robot has these options. Validation & verification, Clause 6, requires Annex G (p 127 Part 2) Then START READING the standard!

11 R15.06: 2012 Part 2 Clause 1: Scope Clause 2: Normative References ISO to be used for global (including US) compliance while some ANSI standards can be used instead of ISO if compliance is for US only. Clause 3: Terms and definitions Clause 4: Hazard Identification & Risk Assessment (see TR R15.306) Clause 5: Safety Requirements and protective measures 5.2: Functional safety (ISO & IEC 62061) requirements and equivalency to Control Reliability 5.10: Safeguarding (Use ISO & IEC standards or if ONLY US, TR R can be used) Clause 6: Verification & validation of safety requirements and protective measures (NORMATIVE reference to ANNEX G in Part 2) Clause 7: Information for Use (page 101, Part 2)

12 Part 2: 5.2 Functional safety ISO :2006 and IEC provide metrics for functional safety Can quantify performance, determine requirements, and validate Control Reliable : concept in 1999 standard PL=d with structure category 3 is equivalent to the requirements in the 1999 for control reliability : A single fault does not lead to the loss of the safety function; The fault shall be detected before the next safety function demand; When the fault occurs, the safety function is performed and a safe state shall be maintained until the detected fault is corrected; Reasonably foreseeable faults shall be detected. Functional safety applies to all safety features which include a control system/ logic (SRP/CS)

Optimize Your Floor Space Using safety-rated soft axis and space limiting feature of the robot control (optional feature) See Part 1: 3.19.3, Part 1: 5.12.

13 Optimize Your Floor Space Using safety-rated soft axis and space limiting feature of the robot control (optional feature) See Part 1: , Part 1: and Part 1: Annex D This is a type of Limiting Device (safety function) that reduces the maximum space to the restricted space. Maximum, Restricted, and Operating Spaces include the robot, end-effector, & part

Optimize Your Floor Space: Clearance IF ONLY Manual Reduced Speed (T1) and NO T2, then clearance is required for tasks inside the safeguarded space where there is an exposure to hazard(s) due to lack

14 Optimize Your Floor Space: Clearance IF ONLY Manual Reduced Speed (T1) and NO T2, then clearance is required for tasks inside the safeguarded space where there is an exposure to hazard(s) due to lack of space (pinch, crush, trapping). No task no need for clearance! Be real in the risk assessment. If there is a lack of space for a task, then 20in (500mm) needed for trapping (body/ chest). For other body parts, use ISO : 18-inch clearance from the operating space was required. 2012: Silent whether distance is from the restricted or operating space. Case studies: up to a 30-40% reduction in footprint! Important: If the robot has high-speed manual (T2), then 20in (500mm) clearance is required regardless of the risk assessment (Part 2, 5.5.2) Photo courtesy Assa Abloy

Perimeter Guard Dimension Comparison R15.06-1999 ISO 10218 & R15.06-2012 CSA Z434 Lower Dimension 12 in. 7 in. 6 in. Upper Dimension 60 in. 55 in. 72 in.

15 Perimeter Guard Dimension Comparison R ISO & R CSA Z434 Lower Dimension 12 in. 7 in. 6 in. Upper Dimension 60 in. 55 in. 72 in. Upper Dimension MINIMUM PUBLIC Lower Dimension, MAXIMUM Only if hazards cannot be accessed by reach over, under and through. Example, if there is a hazard within 43 of the bottom, then the guard must have a lower dimension smaller than 7. (see ISO or RIA TR15.406)

16 Collaborative Operation 4 types of collaborative operation (Part 1, 5.10; Part 2, 5.11) for collaborative applications (can be a mix of the following) all while in AUTOMATIC: Safety-rated monitored stop: Operator may interact with robot system when it is stopped (drive power may be ON). Automatic operation resumes when the human leaves the collaborative workspace. Hand-guiding operation: Operator in direct contact with the robot system, using hand controls. Speed and separation monitoring: Robot/hazard speed is reduced the closer an operator is to the hazard. Protective stop is issued before contact. Power and force limiting: Incidental contact between robot and person will not result in harm to person. Reference ISO TS Requires a risk assessment per each body region. Applications where WORSE CASE is ONLY SLIGHT INJURY! A collaborative application could include 1 or more of the above capabilities. NOTE: Additional guidance for collaborative operations has been drafted in ISO TS Mostly about Power & Force Limited and Speed & Separation Monitoring.

17 RIA Technical Reports R15.306, R15.406, and R were developed for the US because the 1999 standard included these details and the 2012 edition does not. TR R update of 1999 risk assessment methodology and matrix (from 2x2x2 to 3x3x3). TR R Safeguarding, pulls many (but NOT all) requirements from various ISO safety standards. For EU or global compliance, use ISO standards. TR R Applicability of R for existing robot applications. Needed because ISO standards only look forward (new).

18 TR R Risk assessment (task-based) Excerpt from ISO 12100, figure 1 risk assessment risk analysis Risk evaluation (see 5.6) Adequate risk reduction see If no, repeat Has the risk been adequately reduced? Clause 6 Risk reduction Conduct a risk assessment (required now, option in 1999). Consider task locations & access requirements. See Part 2, clause 4.3 Identify tasks & hazards & the needed protective measures for all phases of operation Include the need for access to tasks and providing space to perform tasks, including clearance if needed. 3 x 3 x 3 Matrix Severity, Exposure, and Possibility of Avoidance: See TR R , Table 1

19 RIA TR R PUBLIC Factor Rating Criteria (Examples) choose most credible Injury Severity Serious S3 Moderate S2 Minor S1 Normally non-reversible: fatality Read criteria from limb amputation the top and down, long term disability for each factor chronic illness permanent health change If any of the above are applicable, the rating is SERIOUS Normally reversible: broken bones severe laceration short hospitalization short term disability lost time (multi-day) fingertip amputation (not thumb) If any of the above are applicable, the rating is MODERATE First aid: bruising small cuts no loss time (multi-day) does not require attention by a medical doctor If any of the above are applicable, the rating is MINOR

20 RIA TR R with E0 FACTOR with E0 Rating Criteria (Examples) choose most credible Read criteria from the top for each factor PUBLIC E0 added Exposure Prevented E0 High E2 Low E1 Exposure to hazard(s) is eliminated/ controlled/ limited by inherently safe design measures. Use of guards prevents exposure or access to the hazard(s) (see Part 2, 5.10). If an interlocked guard is selected, the following bullet must also be met. If functional safety is used as a risk reduction measure, the functional safety performance (PL) meets or exceeds the required functional safety performance (PLr). See Part 2, 5.2. If any of the above are applicable, the rating is PREVENTED Typically more than once per day or shift Frequent or multiple short duration Durations/situations which could lead to task creep and does not include teach If any of the above are applicable, the rating is HIGH Typically less than or once per day or shift Occasional short durations If either of the above are applicable, the rating is LOW NOTE: E0 is used during validation as E0 is only available as a selection AFTER the 1 st round as it requires risk reduction (which happens after the initial assessment)

21 RIA TR R Factor Rating Criteria (Examples) choose most credible Read criteria from the top for each factor Tweaking of A2 and A3 examples Avoidance Not Possible A3 Not Likely A2 Likely A1 Insufficient clearance to move out of the way and safety-rated reduced speed control is not used The robot system or cell layout causes the operator to be trapped, with the escape route toward the hazard Safeguarding is not expected to offer protection from the process hazard (e.g. explosion or eruption hazard) If any of the above are applicable, the rating is NOT POSSIBLE Insufficient clearance to move out of the way and safety-rated reduced speed control is used Obstructed path to move to safe area Hazard is moving faster than reduced speed (250 mm/sec) Inadequate warning/reaction time The hazard is imperceptible If any of the above are applicable, the rating is NOT LIKELY Sufficient clearance to move out of the way Hazard incapable of moving greater than reduced speed (250mm/sec) Adequate warning/reaction time Positioned in a safe location away from the hazard If any of the above are applicable, the rating is LIKELY

22 S1 Minor S2 Moderate S3 Serious Severity S1 Minor S2 Moderate S3 Serious Severity TR R15.306: PLe not typically applicable to robot system RISK REDUCTION Table 2 without E0 EXPOSURE E1 low E2 high Probability of AVOIDANCE A1 likely A2 or A3 not likely or not possible Risk Level Negligible Low If applicable Min PL & Cat of SRPCS b c2 EXPOSURE E0 prevented E1 low E2 high E0 prevented RISK REDUCTION Table 2 Probability of AVOIDANCE A1 likely A2 or A3 not likely or not possible Risk Level Negligible Low If applicable Min PL & Cat of SRPCS b c2 E1 low E2 high A1 likely A2 or A3 not likely or not possible Medium d2 E1 low E2 high A1 likely Medium d2 A2 or A3 not likely or not possible High d3 E1 low E2 high A1 or A2 likely or not likely High d3 A3 not possible Very High e4 E0 prevented E1 low E2 high A1 or A2 likely or not likely Low High c2 d3 A3 not possible Very High e4

23 residual risk Risk reduction measures 3 Step Method 1 Inherently safe design measures by the designer/ supplier risk 2 Safeguarding* * designer & user Complementary Protective Measures See Supplier 3 Step Method Guards Protective Devices 3 developed from Information for Use Warnings & Awareness Means Administrative Controls Training & supervision Personal protective equipment (PPE)

24 Designer Impact Integrator (Supplier) Impact User Impact Hierarchy of risk reduction measures Most Inherently Safe Design Measures Elimination Substitution Limit interaction (by inherently safe design) Safeguarding and Complementary Protective Measures Safeguards & if applicable, Safety-Related Parts of the Control System (SRP/CS) Complementary Protective Measures Emergency stop devices and functions Platforms and guard railing (fall prevention) & safe access building codes & standards can apply Measures for escape & rescue of people, isolation & energy dissipation, handling heavy parts Least Effective Information for Use Warnings & Awareness Means Administrative Controls Personal Protective Equipment See TR R for a detailed Hierarchy of Risk Reduction Measures

25 RIA TR R Table 4 Min risk reduction as a function of the risk level Most Preferred Least Preferred Risk Reduction Measure Elimination Substitution Limit Interaction Safeguarding/ SRP/CS Complementary Protective Measures Warnings and Awareness Means Administrative Controls PPE Risk Level VERY HIGH HIGH MEDIUM LOW NEGLIGIBLE Use of one or a combination of these risk reduction measures are required as a primary means to reduce risks. Use of one or a combination of these risk reduction measures may be used in conjunction with the above risk reduction measures but shall not be used as the primary risk reduction measure. Use of one or a combination of any of the risk reduction measures that would reduce risks to an acceptable level may be used. PUBLIC Assess residual risk (6.6). Will acceptable risk be achieved (6.7). If not achieved, repeat. If residual risks are low or negligible, this is sufficient. Perform verification and validation (6.8). Document (7.9). And be aware of Updates (7)

26 TR R15.306, table 5 Risk Level NEGLIGIBLE (see 5.6.1) Minimum functional safety performance PL r Structure Category b -- LOW c 2 MEDIUM d 2 HIGH d 3 VERY HIGH (see 5.6.2) did not exist in R e 4 Robot safety standards require PLd, Cat 3 unless a risk assessment determines another PL and Cat is needed. Functional safety could be lower or higher, based on application with end-effector and part(s). A higher requirement is not expected due to hazards associated with a robot system but could be required for other application risks. PLd, Cat 3 is equivalent to Control Reliable & can be validated!

27 TR R TR R Safeguarding, pulls many (but NOT all) requirements from various ISO safety standards. For EU or global compliance, use the EN/ ISO standards.

28 TR R Scope ANSI/RIA R provides forward-looking guidance for industrial robots and industrial robot systems/cells effective at the time of its publication and contains no requirements for change or retrofit. This TR provides guidance as about what applies to existing equipment built to an earlier version of the standard.

29 TR R Figure 1 Flowchart outlining various requirements

30 TR R Table 2 Risk assessment and standard requirements for each scenario

31 Challenges moving ahead Change is difficult. We have a new standard (and TRs) to learn. Risk assessment is now required. Some people are not yet comfortable with risk assessment. But also many have become quite comfortable. Drive for new TR to have 3 levels of severity: slight, moderate, serious. ISO and IEC are relatively new to the US. Functional safety can seem scary because it includes equations. Math can be easily done by free software (Sistema for ISO ). Combines reliability with diagnostics coverage (to detect a failure), rather than simply relying on an architecture (categories). Functional safety requires understanding components (machine and safety-related), then integrating properly and lastly validating. More expected progress This design, integration and use needs to reflect the entire lifecycle of the robot system and application. It requires a discipline the discipline of functional safety management, akin to quality management. We have PLe which didn t exist in EN954 plus Control Reliable was the best.

What s Next? Collaborative Operations / Applications: ISO TS 15066 out for ballot.

32 What s Next? Collaborative Operations / Applications: ISO TS out for ballot. Manual load station (ISO TS Technical Specification) when is a load station a hindrance device that prevents entry New Projects Robot/AGV combination Other UL1740 revision to go to ballot in 2016 How do we write a safety standard for this?

33 Roberta Nelson Shea Global Marketing Manager, Safety Components Rockwell Automation Chelmsford, MA, USA

34 Intro to Robot / Robot System Safety PUBLIC

Introduction to Machine Safety Standards

Introduction to Machine Safety Standards Jon Riemer Solution Architect Safety & Security Functional Safety Engineer (TÜV Rheinland) Cyber Security Specialist (TÜV Rheinland) Agenda Understand the big picture